John Tuttle v. John McHugh

457 F. App'x 234
Court of Appeals for the Fourth Circuit·Decided December 9, 2011·No. 10-2442·Unpublished·Cited by 2 cases

Opinion

Affirmed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

John W. Tuttle appeals the district court’s entry of summary judgment on his claim that the Appellee retaliated against him in violation of the Age Discrimination in Employment Act (the “ADEA”), 29 U.S.C.A. §§ 621-34 (West 2008 & Supp. 2010). We affirm.

Tuttle first takes issue with the district court’s decision to construe the Appellee’s motion to dismiss as a motion for summary judgment. In this respect, the Federal Rules of Civil Procedure provide that, if matters outside the pleadings “are presented to and not excluded by the court” in conjunction with a motion under Rule 12(b)(6), “the motion must be treated as one for summary judgment under Rule 56.” Fed.R.Civ.P. 12(d). Because the conversion of a motion to dismiss depends upon the district court’s decision whether to exclude from its consideration matters outside the pleadings, see Finley Lines Joint Protective Bd. v. Norfolk Southern Corp., 109 F.3d 993, 996-97 (4th Cir.1997), the choice to construe a motion to dismiss as a motion for summary judgment is reviewed for abuse of discretion. Laughlin v. Metro. Wash. Airports Auth., 149 F.3d 253, 261 (4th Cir.1998). See also Hamm v. Rhone-Poulenc Rorer Pharms., Inc., 187 F.3d 941, 948 (8th Cir.1999).

A district court need not give formal notice of its intent to treat a motion to dismiss as one made under Rule 56, so long as the parties have sufficient notice that the motion could be so construed. Laughlin, 149 F.3d at 261 (“A cursory *236 glance at the Federal Rules of Civil Procedure, as well as Laughlin’s own filings, make clear that the motion before the court could be treated as a motion for summary judgment.”). However, even if the parties have notice that the motion could be converted by the court, they are entitled to “a reasonable opportunity” to present material that is relevant to a converted motion to dismiss. Fed.R.Civ.P. 12(d); Fayetteville Investors v. Commercial Builders, Inc., 936 F.2d 1462, 1471-72 (4th Cir.1991). Apposite to this entitlement, Rule 56(d) provides that

[i]f a nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition, the court may:
(1) defer considering the motion or deny it;
(2) allow time to obtain affidavits or declarations or to take discovery; or
(3) issue any other appropriate order.

Fed.R.Civ.P. 56(d). Where a party possesses sufficient notice that the motion to dismiss may be treated as a motion for summary judgment, its failure to file a motion under Fed.R.Civ.P. 56(d) suggests that its opportunities for obtaining discovery were not inadequate. Laughlin, 149 F.3d at 261; Nguyen v. CNA Corp., 44 F.3d 234, 242 (4th Cir.1995).

In the instant case, we conclude that Tuttle had abundant notice that the court could well construe the motion as one seeking summary judgment rather than dismissal. See Laughlin, 149 F.3d at 260-61; Gay v. Wall, 761 F.2d 175, 177 (4th Cir.1985). Nevertheless, Tuttle at no time objected to the Appellee’s attachment of exhibits to the motion. Nor did Tuttle file a Rule 56(d) motion. Accordingly, we conclude that Tuttle had a reasonable opportunity to seek additional discovery but simply failed to avail himself of it. Nguyen, 44 F.3d at 242. We therefore decline to hold that the district court erred in construing the Appellee’s motion as a motion for summary judgment.

Tuttle next contends that, even if the Appellee’s motion was properly construed as a motion for summary judgment, the district court erred in entering summary judgment against him on his retaliation claim. This court reviews a district court’s grant of summary judgment de novo, drawing reasonable inferences in the light most favorable to the non-moving party. United States v. Bergbauer, 602 F.3d 569, 574 (4th Cir.), cert. denied, — U.S.-, 131 S.Ct. 297, 178 L.Ed.2d 142 (2010). Summary judgment may be granted only when “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a).

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John Tuttle v. John McHugh, 457 F. App'x 234 (4th Cir. 2011).

457 F. App'x 234 (John Tuttle v. John McHugh) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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