John Thompson v. Texas Department of Licensing and Regulation

455 S.W.3d 569, 2014 WL 7204411
CourtTexas Supreme Court
DecidedDecember 23, 2014
DocketNO. 13-0686
StatusPublished
Cited by28 cases

This text of 455 S.W.3d 569 (John Thompson v. Texas Department of Licensing and Regulation) is published on Counsel Stack Legal Research, covering Texas Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Thompson v. Texas Department of Licensing and Regulation, 455 S.W.3d 569, 2014 WL 7204411 (Tex. 2014).

Opinion

*570 PER CURIAM

Where a statutory term is undefined, that term is imbued -with the plain meaning as commonly understood at the time of enactment. This appeal involves a provision of the Texas Occupations Code concerning licensing restrictions where an applicant has previously been convicted of a crime. , Here, an agency overruled an administrative law judge’s determination that a candidate for licensure qualified as rehabilitated. The court of appeals upheld the agency’s action. But the agency’s revision is unsupported by the plain language of the statute. Because the court of appeals upheld the agency’s mistaken interpretation and ensuing revision of findings of fact and conclusions of law, we reverse.

John Thompson was an airman assigned to Kirtland Air Force Base in New Mexico in the mid-1980s. In 1983, when he was in his early twenties, Thompson married a woman with children from a previous relationship. The union soured, and Thompson was awarded custody of the children and moved out of state. During divorce proceedings in 1985, his wife alleged that Thompson sexually abused the children in both New Mexico and Pennsylvania and assaulted her while they were living in New Mexico. Civil authorities declined to prosecute, but the military justice system elected to try the case. Thompson was court-martialed for the disturbing crimes, and for eighteen years he was imprisoned in Fort Leavenworth. With time credited for good behavior, Thompson was released in 2005. Thompson steadfastly maintained his innocence during the legal proceedings and throughout his years of incarceration.

While in prison, Thompson trained for 174 hours to attain certification as a mechanic, and he earned a college degree. Thanks in part to these improvement efforts, Thompson was self-sufficient within weeks of his release. He supported himself by holding a number of odd jobs, including cleaning houses, doing construction work, and working for a towing company. On July 14, 2008, with the support of his employer, Thompson applied to the Texas Department of Licensing and Regulation for a tow truck operator’s license. Thompson’s bid was backed by a bevy of supportive letters from employers, relatives, and community members — all of whom unstintingly attested to his impressive work ethic and moral probity.

Nonetheless, the Department issued a proposed denial of Thompson’s application based on his conviction. The Department contended that his conviction directly related to the duties and responsibilities of the licensed occupation, and it denied the license application pursuant to section 53.021(a) of the Texas Occupations Code.

Thompson contested the denial and received a hearing in front of an administrative law judge from the State Office of Administrative Hearings. The administrative law judge recommended that the Department issue a license, observing that Thompson had not committed any crimes in the years following his release from prison and the conviction was more than two decades old. Specifically, the administrative law judge noted that Thompson demonstrated that he could discharge the duties and responsibilities of a tow truck driver (finding of fact 19) and was unlikely to commit a similar crime in the future (finding of fact 20). The administrative law judge also concluded the Department failed to prove by a preponderance of the evidence that Thompson should not be licensed (conclusion of law 7). Finally, Thompson was considered qualified to operate a tow truck (conclusion of law 8) and therefore his license application should be granted (conclusion of law 9).

The Department, in turn, revised the administrative law judge’s findings of fact *571 and conclusions of law to reject Thompson’s application. Most centrally, the Department concluded the administrative law judge did not properly evaluate the rehabilitation factor contained in Texas Occupations Code section 58.028(a)(5). While the administrative law judge deemed Thompson’s consistent proclamations of innocence marks of character, the Department concluded Thompson’s unwillingness to confess foreclosed any possibility of rehabilitation. Accordingly, the Department deleted finding of fact 20 and reversed finding of fact 19 to read: “Due to the nature and seriousness of his offenses, and an apparent lack of rehabilitative effort,” Thompson has not shown that “he can satisfactorily perform the duties and discharge the responsibilities of a tow truck operator.” The Department also deleted conclusion of law 7 and reversed conclusions of law 8 and 9 in labeling Thompson unfit to operate a tow truck, and denied his application. The Department denied Thompson’s motion for agency rehearing.

On appeal, the trial court reversed the Department’s decision on the ground that the Department’s alterations of the findings and conclusions were unlawful. But the court of appeals reversed the trial court to uphold the Department’s original decision, observing that agency modifications of administrative findings and conclusions are allowable if the administrative law judge misinterpreted or misapplied the law and the agency explained its rationale. 455 S.W.3d 648, 651-52. Specifically, the court of appeals held that the Department’s modifications were proper because the administrative law judge misinterpreted section 53.023 of the Texas Occupations Code by not requiring Thompson to show evidence of rehabilitation related to the crime for which he was convicted. Id. We conclude the Department wrongfully interpreted the statute in overruling the administrative law judge.

The State Office of Administrative Hearings was created in 1991 as a neutral forum where citizens and government agencies may efficiently and fairly resolve legal disputes. See Tex. Gov’t Code § 2003.021. Administrative law judges are licensed Texas attorneys who preside over the hearings and issue either a recommendation for the agency or a final opinion. See id. § 2003.041. In an occupational licensing case, the Administrative Procedure Act allows an administrative law judge to issue a final decision. Id. § 2001.058(f). An agency may modify the findings and conclusions of an administrative law judge who misinterprets the law, erroneously relies on an incorrect prior administrative decision, or makes a technical error. Id. § 2001.058(e).

The construction of a statute is a question of law we review de novo. First Am. Title Ins. Co. v. Combs, 258 S.W.3d 627, 631 (Tex.2008). The Legislature has specified in the Code Construction Act that “[w]ords and phrases shall be read in context and construed according to the rules of grammar and common usage.” Tex. Gov’t Code § 311.011(a). We defer to agency interpretations of statutes only if they are ambiguous, provided that the agency’s interpretation is reasonable and does not conflict with the plain language of the statute. R.R. Comm’n of Tex. v. Tex. Citizens for a Safe Future & Clean Water, 336 S.W.3d 619, 625 (Tex.2011).

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Bluebook (online)
455 S.W.3d 569, 2014 WL 7204411, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-thompson-v-texas-department-of-licensing-and-regulation-tex-2014.