John S. Vintson v. Joseph A. Califano, Jr., Secretary of Health, Education and Welfare

592 F.2d 1353, 1979 U.S. App. LEXIS 15420
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 16, 1979
Docket77-1602
StatusPublished
Cited by7 cases

This text of 592 F.2d 1353 (John S. Vintson v. Joseph A. Califano, Jr., Secretary of Health, Education and Welfare) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John S. Vintson v. Joseph A. Califano, Jr., Secretary of Health, Education and Welfare, 592 F.2d 1353, 1979 U.S. App. LEXIS 15420 (5th Cir. 1979).

Opinion

WISDOM, Circuit Judge:

The Secretary appeals a judgment of the district court for the Northern District of Alabama setting aside for lack of substantial evidence his order denying black lung benefits under Title IV of the Federal Coal Mine Health and Safety Act, 30 U.S.C. § 901 et seq., to John S. Vintson. The district court ordered the Secretary to award benefits to Vintson. The main question presented is whether a court, in reviewing the denial of a claim that could be sustained only under 20 C.F.R. § 410.-490(b)(l)(i), can properly discount the probative force of x-ray rereadings performed at the Secretary’s behest when such rereadings do not conflict with any statute or regulation. We hold that it cannot. We find the Secretary’s decision to be supported by substantial evidence and reverse the district court’s judgment.

I.

John Vintson filed an application for black lung benefits under the Coal Mine Health and Safety Act in October 1971. When his claim was administratively denied he requested a hearing, and his claim was heard before an administrative law judge in 1974. The ALJ ruled against Vintson, and the Social Security Administration’s Appeals Council denied review. That decision was. vacated by the district court for the Northern District of Alabama, and Vintson’s case was remanded to the Secretary for further administrative proceedings.

On remand the record made at the original hearing was supplemented by new medical evidence, but the result, from Vintson’s viewpoint, was no better. In April 1976 the' ALJ issued his recommended decision finding that Vintson was not entitled to benefits, and the Appeals Council affirmed.

The administrative record shows that Vintson was employed in the nation’s underground coal mines for twelve years. Because of various disabilities, and because Vintson, in his own words, “had no future there and . . . got tired eating that coal dust”, he ceased working in the mines in 1950. From 1951 to 1971 Vintson worked as an aircraft maintenance mechanic and supervisor at much higher wages and in a higher status job than he had when he worked in the mines.

The medical evidence in the administrative record is conflicting. In January 1970, Vintson was treated at a Veterans Administration Hospital for a bleeding ulcer. The hospital report revealed a history of alcoholism and ulcers. A chest x-ray taken at that time was clear as to auscultation and percussion.

In December 1971, Vintson was examined by Dr. David Russakoff after Vintson complained of numbness in his feet and shortness of breath. Russakoff conducted a pulmonary function test, which showed a MW (maximum voluntary ventilation) of 115.15 liters per minute and a FEV-1 (one second forced expiratory volume) of 2.85 liters. 1 These values are too high to establish the presence of a chronic respiratory or pulmonary disease. He read Vintson’s x-ray as showing “minimal evidence” for pneumoco *1355 niosis category I p. Four NIOSH-certified readers subsequently reread Russakoff’s x-rays. 2 All four, Drs. Paul Wheeler, Mordecai Halpern, Harry Davis, and Harold Spitz, found the x-ray completely negative for pneumoconiosis.

In 1973 Dr. Dick Briggs performed a second pulmonary function test on Vintson. Vintson scored a MW of 143 liters per minute and a FEV-1 of 3.67 liters. According to Briggs, those values were “within normal limits”.

Vintson submitted into evidence a report, dated March 27, 1973, from his treating physician, Dr. George H. Weaver. Weaver found chronic pulmonary disease, chronic bronchitis, and emphysema. He concluded that Vintson was disabled from performing coal mine work.

In December of 1973 and January of 1974 Vintson was examined at a Jasper, Alabama hospital by Dr. Daniel Scarbrough. Scarbrough’s reports and copies of the hospital records showed a diagnosis of cirrhosis, chronic obstructive pulmonary disease secondary to emphysema, and simple pneumoconiosis. Dr. Scarbrough’s finding respecting pneumoconiosis was based on an x-ray taken for him by Dr. Terrel Bird. Dr. Bird found pulmonary fibrosis consistent with simple pneumoconiosis category 1/2 p. Bird also found a mild degree of diffuse nodulation throughout the lung parenchyma. The Bird x-ray was later reread as completely negative by Drs. Davis and Spitz. Davis suggested that vascular shadows in the x-ray impression may have been interpreted by Dr. Bird as pneumoconiotic lesions.

In February 1976 a blood gas study was performed by Dr. Ben Branscomb. The test revealed a p C02 of 34 and a p 02 of 87 mm Hg. — “normal” blood gases, according to Dr. Branscomb.

In May 1974, Vintson was examined by Dr. Ward J. McFarland. An x-ray was taken and interpreted for Dr. McFarland by Dr. Juan Gonzalez. Dr. Gonzalez saw in the impression nodulation compatible with simple pneumoconiosis category 2/1 q. A pulmonary function test yielded a MW of 59 liters per minute and a FEV-1 of 3.53 liters. Dr. McFarland observed dyspnea, weight loss, and marked clubbing, which he saw as supporting a diagnosis of diffuse block “such as is seen with pneumoconiosis.” He drew the conclusion that Vintson probably had “significant pneumoconiosis”. The Gonzalez x-rays, however, were read as completely negative by Drs. Davis and Spitz.

The Act and the Secretary’s regulations provide several avenues for establishing entitlement to black lung benefits. If a miner establishes by x-ray, biopsy, or other medically accepted diagnostic procedure that he has complicated pneumoconiosis, section *1356 411(c)(3) of the Act, 30 U.S.C. § 921(c)(3), entitles him to an irrebuttable presumption that he is totally disabled because of pneumoconiosis. See also 20 C.F.R. § 410.418. Under Section 411(c)(4) of the Act, a claimant who has worked fifteen or more years in the nation’s underground coal mines is entitled to a rebuttable presumption of total disability because of pneumoconiosis arising out of his employment as a miner if he shows that he is totally disabled due to respiratory or pulmonary impairment. Additional presumptions are set forth in 20 C.F.R. § 410.490(b)(1). Under subpart (i), a miner with ten years’ experience in the nation’s coal mines is entitled to a rebut-table presumption of totally disabling, job-related pneumoconiosis if he establishes by x-ray or biopsy the existence of simple pneumoconiosis. Subpart (ii) entitles a miner with fifteen years experience to the same rebuttable presumption if the values yielded by ventilatory function studies are less than or equal to the values specified in the table set forth in the regulation.

Because Vintson failed to demonstrate the existence of complicated pneumoconiosis, the ALJ ruled that he was not entitled to section 411(c)(3)’s irrebuttable presumption.

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592 F.2d 1353, 1979 U.S. App. LEXIS 15420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-s-vintson-v-joseph-a-califano-jr-secretary-of-health-education-ca5-1979.