John K. Maciver Inst. for Pub. Policy, Inc. v. Schmitz

885 F.3d 1004
CourtCourt of Appeals for the Seventh Circuit
DecidedMarch 21, 2018
DocketNo. 17-1790
StatusPublished
Cited by19 cases

This text of 885 F.3d 1004 (John K. Maciver Inst. for Pub. Policy, Inc. v. Schmitz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John K. Maciver Inst. for Pub. Policy, Inc. v. Schmitz, 885 F.3d 1004 (7th Cir. 2018).

Opinion

Wood, Chief Judge.

*1007This appeal requires us once again to delve into the intricacies of the Wisconsin "John Doe proceeding," a unique creature of Wisconsin law with some similarities to a grand jury investigation. A putative class of individuals and entities assert that they were swept up in a John Doe investigation that ran roughshod over their federal rights. They sued the members of Wisconsin's (former) Government Accountability Board and the Milwaukee County District Attorney's Office, complaining about actions the defendants took between 2012 and 2014 in connection with a multicounty John Doe proceeding. The investigation had focused on suspected illegal campaign coordination between certain issue-advocacy groups and a candidate for elected office. Plaintiff, the John K. MacIver Institute for Public Policy ("MacIver"), is one of those advocacy groups. The defendants obtained search warrants from the state judge presiding over the John Doe proceeding for MacIver's electronic records; they then executed those warrants through internet service providers without giving notice to MacIver.

MacIver filed suit in the federal district court for the Western District of Wisconsin, alleging that the defendants' conduct violated the Stored Communications Act ("SCA"), 18 U.S.C. §§ 2703(a) - (c), 2711(3). MacIver seeks damages, a preliminary injunction, and the return of its seized property. The district court dismissed the complaint and MacIver has appealed. Although the parties have briefed a wide variety of issues relating to the SCA and the John Doe process, we conclude that we need reach only one of them: the SCA's good-faith defense. We conclude that the defendants are entitled to this defense and thus affirm the judgment of the district court.

I

A

John Doe proceedings "have been in use in Wisconsin since its days as a territory." State ex rel. Two Unnamed Petitioners v. Peterson , 363 Wis. 2d 1, 67, 866 N.W.2d 165 (2015), decision clarified on denial of reconsideration sub nom. State ex rel. Three Unnamed Petitioners v. Peterson , 365 Wis. 2d 351, 875 N.W.2d 49 (2015). Noting that it is a unique device now codified under Wisconsin Statute § 968.26, this court "ha[s] likened John Doe proceedings to grand jury investigations," except that they are conducted under the supervision of a judge, not the grand jury. See Archer v. Chisholm , 870 F.3d 603, 613 (7th Cir. 2017). A John Doe proceeding "serves two important purposes." Peterson , 363 Wis. 2d at 67, 866 N.W.2d 165. It is both "an investigatory tool used to ascertain whether a crime has been committed" and a special procedure "designed to protect innocent citizens from frivolous and groundless prosecutions." Id. (quoting State ex rel. Reimann v. Cir. Ct. for Dane Cnty. , 214 Wis. 2d 605, 621, 571 N.W.2d 385 (1997) ).

"John Doe proceedings are conducted through the authority of the presiding judge," In re Doe Petition , 310 Wis. 2d 342, 359, 750 N.W.2d 873 (2008), opinion modified on denial of reconsideration sub nom. In re Doe , 314 Wis. 2d 67, 756 N.W.2d 34 (2008), whose duty it is to determine, upon consideration of evidence collected during the proceeding, whether probable cause exists to issue a criminal complaint. See State v. Washington , 83 Wis. 2d 808, 821, 266 N.W.2d 597 (1978). A John Doe judge "serves an essentially judicial function." Id. at 823, 266 N.W.2d 597. Importantly, "[t]he John Doe judge does not act as 'chief investigator' or as a mere arm of the prosecutor. Rather, the John *1008Doe judge serves as a check on the prosecutor and on the complainant to ensure that the subject(s) of the investigation receive(s) due process of law." Peterson , 363 Wis. 2d at 69, 866 N.W.2d 165 (citation omitted). At the conclusion of the proceeding, the judge determines whether probable cause exists; if it does, the judge may order a written criminal complaint. Id . at 68, 866 N.W.2d 165.

Although the rules have since changed significantly, at the time relevant to this case a judge overseeing a John Doe proceeding could subpoena witnesses, take testimony under oath, and, most relevant here, issue search warrants. Wis. Stat. § 968.26(2)(c) (2009), amended by 2015 Wis. Act 64 (eff. Oct. 25, 2015) (granting authority to subpoena witnesses and take testimony); State v. Cummings , 199 Wis. 2d 721

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885 F.3d 1004, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-k-maciver-inst-for-pub-policy-inc-v-schmitz-ca7-2018.