John H. Vaughan v. David Nielson, M.D. and David Nielson, M.D., P.A.

Court of Appeals of Texas·Decided August 27, 2008·No. 04-07-00382-CV·Published

Opinion

OPINION

No. 04-07-00382-CV

John H. VAUGHAN,

Appellant

v.

David NIELSON, M.D. and David Nielson, M.D., P.A., Appellees

From the 408th Judicial District Court, Bexar County, Texas Trial Court No. 2005-CI-16470 Honorable Honorable John D. Gabriel, Jr., Judge Presiding

Opinion by: Rebecca Simmons, Justice

Sitting: Catherine Stone, Justice Sandee Bryan Marion, Justice Rebecca Simmons, Justice

Delivered and Filed: August 27, 2008 REVERSED AND REMANDED This is a lack of informed consent and negligence case. The trial court granted summary judgment for Appellees Dr. David Nielson, M.D. and David Nielson, M.D., P.A. (collectively, “Nielson”) on claims brought by Appellant John H. Vaughan regarding a surgical procedure by Nielson to treat Vaughan’s excessive sweating. We reverse the judgment of the trial court and remand this case for further proceedings.

BACKGROUND

Vaughan suffered from axillary hyperhidrosis, or profuse sweating in his armpits, due to over-activity of the sympathetic nervous system. After seeing Nielson’s website describing endoscopic thoracic sympathecotomy (“ETS”) as a treatment option for his condition, Vaughan completed an on-line questionnaire and contacted Nielson’s office for a consultation.

A consent form was faxed to Vaughan and a member of Nielson’s staff subsequently explained the form via telephone. Vaughan signed and returned the form, and was scheduled for surgery.

On the day of surgery, a nurse employed by Northeast Baptist Hospital (the “hospital”)

presented Vaughan with a second consent form from Nielson. This second form lists thirteen possible treatments for patients with hyperhydrosis and states that ETS is the “[t]reatment of choice for severe Hyperhydrosis . . . .” The form describes the procedure for ETS and lists the “advantages” of ETS. It describes the probabilities of likely results in percentages for satisfaction, stating “90% for axillary sweating.” Additionally, the form lists four possible “side effects” with blanks for the patient to initial, as well as the statement that “I have read and understand all other side effects listed on Dr. Nielson’s website and all of my questions have been sufficiently answered.” 1 Vaughan initialed all five blanks in the “side effects” section of the form.

1 These side effects were described on the form as follows:

[1] Compensatory sweating on the trunk or thighs may occur in 50% of patients. Sweating in these areas is regarded as a minor inconvenience for most patients. Severe compensatory sweating that can soak through clothing may develop in some patients. The tolerance of compensatory sweating is patient dependent. Some tolerate severe sweating while others do not tolerate even minor compensatory sweating.

[2] Gustatory Sweating (increased sweating while smelling or eating) occurs in some patients.

[3] Impaired sweating of the upper chest/back, hands, face/head.

The form also lists numerous “complications” followed by another blank for the patient’s initials indicating that the patient has “read the above complications as listed on Dr. Nielson’s website and all of my questions have been answered.” 2 Again, Vaughan initialed this blank. Finally, the form requires the patient to “write the following sentence in your handwriting on the line below[:] ‘I have read and understand the above information regarding Micro ETS Surgery.’” There is no dispute that Vaughan wrote the sentence. Vaughan then signed the form, as did a witness.

Vaughan also signed a separate consent form provided to him by the hospital. This form indicated that Vaughan was consenting to a “bilateral endoscopic thoracic sympathectomy.”

Vaughan met Nielson shortly before the surgery, and in a brief discussion, Nielson confirmed that Vaughan had read through the side effects. As a result of this meeting, Nielson also diagnosed Vaughan with Reynaud’s Syndrome, basing the diagnosis on holding Vaughan’s hand during the meeting. Nielson then performed surgery on Vaughan.

Since the surgery, Vaughan reports having several serious side effects, including severe “compensatory sweating” (sweating in body parts other than the one for which the patient sought

[4] Heat Intolerance[.]

2 The complications were listed on the form as follows:

Serious Complications are unusual Possible perforation of breast implants if present Sensitive Pleurae (chest lining sensitivity) limiting exercise Horners Syndrome occurrence rate 0.3% Heat intolerance

Pneumothorax (collapsed lung)

Bleeding

Postop Neuralgia and parasthesias are uncommon Possible hair loss

Bradycardia (slow heart rate) possibly requiring a pacemaker Subcutaneous emphysema

Possible conversion to open thoracotomy Possible recurrence of symptoms Possible necessity for re-do operations

treatment), heat intolerance manifested by “split body syndrome” (his upper body is frequently cold while his lower body is warm, and vice versa), difficulty with breathing, and lowered maximum heart rate.

Vaughan sued Nielson, alleging lack of informed consent and negligence. Nielson moved for summary judgment on both traditional and no-evidence grounds. The trial court granted summary judgment for Nielson and this appeal followed.

STANDARD OF REVIEW

In a medical malpractice case, a defendant is entitled to a “traditional” summary judgment when the summary judgment proof establishes, as a matter of law, that there is no genuine issue of material fact as to one or more of the essential elements of plaintiff’s causes of action. Greene v. Thiet, 846 S.W.2d 26, 29 (Tex. App.—San Antonio 1992, writ denied). In deciding whether there is a disputed material fact issue precluding summary judgment, the reviewing court takes evidence favorable to the nonmovant as true, indulges every reasonable inference in favor of the nonmovant and resolves any doubts in the nonmovant’s favor. Nixon v. Mr. Prop. Mgmt. Co., Inc., 690 S.W.2d 546, 548-49 (Tex. 1985). For an informed consent claim, the defendant has the burden to negate one or more of the elements of the plaintiff’s claim, which are “(1) a duty of the physician to conform to a certain standard of care; (2) a failure to conform to the required standard; (3) resulting injury; and (4) a causal connection between the [physician’s] conduct and the injury.” Greene, 846 S.W.2d at 29.

In reviewing a “no-evidence” summary judgment, the court examines the record in the light most favorable to the non-movant. King Ranch, Inc. v. Chapman, 118 S.W.3d 742, 750 (Tex. 2003). The burden is on the non-movant to present more than a scintilla of probative evidence to raise a genuine issue of material fact on each of the challenged elements. TEX. R.

CIV. P. 166a(i). “Less than a scintilla of evidence exists when the evidence is ‘so weak as to do no more than create a mere surmise or suspicion’ of a fact.” King Ranch, 118 S.W.3d at 751 (quoting Kindred v. Con/Chem., Inc., 650 S.W.2d 61, 63 (Tex. 1983)). More than a scintilla of evidence exists if it would allow reasonable and fair-minded people to differ in their conclusions. King Ranch, 118 S.W.3d at 751. A no-evidence summary judgment motion should be denied if the non-movant brings forth more than a scintilla of probative evidence to raise a genuine issue of material fact. TEX. R. CIV. P. 166a(i).

INFORMED CONSENT

Vaughan argues that summary judgment was improper on his informed consent claim because Nielson allegedly (1) misrepresented the likelihood of success for ETS for patients with excessive upper body sweating and (2) failed to inform him of the desirability of other treatments for his condition. Vaughan further asserts that had he been provided adequate disclosure of the risks, he would not have had the surgery.

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John H. Vaughan v. David Nielson, M.D. and David Nielson, M.D., P.A. (John H. Vaughan v. David Nielson, M.D. and David Nielson, M.D., P.A.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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