John Doe v. University of North Texas Health Science Center Dr. Michael Williams, Individually in His Official Capacity And Dr. Frank Filipeto, Individually in His Official Capacity

CourtCourt of Appeals of Texas
DecidedApril 2, 2020
Docket02-19-00321-CV
StatusPublished

This text of John Doe v. University of North Texas Health Science Center Dr. Michael Williams, Individually in His Official Capacity And Dr. Frank Filipeto, Individually in His Official Capacity (John Doe v. University of North Texas Health Science Center Dr. Michael Williams, Individually in His Official Capacity And Dr. Frank Filipeto, Individually in His Official Capacity) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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John Doe v. University of North Texas Health Science Center Dr. Michael Williams, Individually in His Official Capacity And Dr. Frank Filipeto, Individually in His Official Capacity, (Tex. Ct. App. 2020).

Opinion

In the Court of Appeals Second Appellate District of Texas at Fort Worth ___________________________ No. 02-19-00321-CV ___________________________

JOHN DOE, Appellant

V.

UNIVERSITY OF NORTH TEXAS HEALTH SCIENCE CENTER; DR. MICHAEL WILLIAMS, INDIVIDUALLY IN HIS OFFICIAL CAPACITY; AND DR. FRANK FILIPETO, INDIVIDUALLY IN HIS OFFICIAL CAPACITY, Appellees

On Appeal from the 153rd District Court Tarrant County, Texas Trial Court No. 153-303463-18

Before Sudderth, C.J.; Gabriel and Bassel, JJ. Memorandum Opinion by Justice Bassel MEMORANDUM OPINION

I. Introduction

In a single issue, Appellant John Doe argues that Appellees University of North

Texas Health Science Center, Dr. Michael Williams, and Dr. Frank Filipeto (both sued

in their official capacity) denied Appellant the rights he was due under the Texas

Constitution to reenroll in medical school after he took a leave of absence. Appellees

filed a plea asserting that Appellant’s claims were barred by sovereign immunity. The

trial court granted the plea and dismissed the suit with prejudice.

Appellant’s due-course-of-law claim faces an obstacle: the process rights of

students dismissed for academic reasons are limited—generally requiring no hearing at

all before dismissal. He tries to sidestep this obstacle by claiming that Appellees

violated the process standards that they set for themselves in an agreement governing

his leave of absence. But to establish a valid constitutional claim, Appellant must do

more than claim that Appellees did not follow their agreement. Nor does Appellant

explain why he failed to receive the necessary level of process when he acknowledges

that he was able to appeal the decision in question and challenges only the sufficiency

of that process with a conclusory statement that it was not “meaningful.” Thus, we

conclude that Appellant failed to plead a valid constitutional claim that overcomes

Appellees’ sovereign-immunity protections, and the trial court properly granted

Appellees’ plea to the jurisdiction. We affirm.

2 II. Factual and Procedural Background

The factual record is sparse. We set forth the entirety of the bare-bones factual

allegations of Appellant’s amended petition; in essence, they allege that he took a leave

of absence from medical school and experienced a deprivation of process when he

was denied the opportunity to reenroll (we highlight the last paragraph of the factual

allegations that apparently are the focus of Appellant’s claimed process violation):

11. In the Fall of 2014, [Appellant] began attending the Texas College of Osteopathic Medicine (“TCOM”)[,] which is a part of UNTHSC and not a separate entity. [Appellant’s] first three years at TCOM were uneventful as [Appellant] worked successfully to complete his medical degree. However, during [Appellant’s] intensive fourth-year rotations, [Appellant] began experiencing difficulties with the TCOM administration. Specifically, Defendants repeatedly failed to submit the necessary documentation to [Appellant’s] fourth-year medical rotation sites. It is incumbent upon TCOM’s administration to submit the proper paperwork so students can properly participate in medical training to each rotation site. Beginning with [Appellant’s] third rotation site, Defendants failed to submit the requisite paperwork on his behalf; however, [Appellant] managed to successfully complete his third rotation.

12. Following the completion of [Appellant’s] third rotation, [Appellant] secured a rotation site for his fourth rotation with no assistance from Defendants. However, just as before, Defendants failed to submit the necessary paperwork to [Appellant’s] fourth rotation site. Unlike the previous occurrence, [Appellant] was unable to overcome Defendants’ failure, and the administrator of the fourth rotation site rescinded [Appellant’s] position.

13. Thereafter, [Appellant] was summoned by Defendants’ Director of Student Services to appear before TCOM’s Student Performance Committee (“SPC”). [Appellant] was interrogated by the SPC as to why [Appellant had] failed to finalize his position with his fourth rotation site. In response, [Appellant] explained that the failure to finalize his position with the fourth rotation site was not due to a lack of

3 effort on his part[] but was due to the failure of Defendants to meet their obligation to submit the necessary paperwork. Facing such an unexpected inquisition, [Appellant] requested a one-year Leave of Absence (“LOA”), which was later granted by Assistant Vice Dean Dr. Frank Filipeto on November 9, 2016.

14. According to the terms of [Appellant’s] LOA, [Appellant] was required to re[]enroll at TCOM with Defendants by July 2017 (the “Re[]enrollment Deadline”). However, before [Appellant] had an opportunity to re[]enroll, [Appellant] was formally dismissed by Defendants. Defendants dismissed [Appellant] in violation of the LOA agreement, prior to the expiration of the Re[]enrollment Deadline, and without any notice or opportunity to participate by [Appellant]. [Appellant] properly appealed the decision; however, [Appellant’s] request was immediately denied without any meaningful opportunity for [Appellant] to be heard. [Emphasis added.] [Citation omitted.]

Though not alleged in the petition, Appellant added a detail to his claims in a

subsequent pleading he filed. There, he asserted that the decision denying his

reenrollment occurred on July 21, 2017.

In pleading his cause of action for a due-course-of-law violation, Appellant

characterizes his view of the process that he was denied but adds no more factual

detail than in the paragraphs quoted above regarding how the deprivation occurred:

According to the terms of the LOA, [Appellant] had until July 2017 to re[]enroll at TCOM. Before [Appellant] had an opportunity to re[]enroll, Defendants dismissed [Appellant] without providing a hearing or giving [Appellant] an opportunity to participate in any meaningful way.

Appellees answered Appellant’s suit and filed a plea to the jurisdiction asserting

that sovereign immunity barred Appellant’s claim. That plea had three themes: (1)

the trial court should defer to Appellees’ decisions on an academic matter in view of

Appellant’s failure to allege that their decision was arbitrary and capricious or made in

4 bad faith; (2) Appellant received all the process that he was due; and (3) Appellant

failed to avail himself of the process that he was accorded.

The trial court conducted a hearing on Appellees’ plea. That hearing focused

the controversy on the process that Appellant was due because both sides agreed that

he held a protectible interest for which he could not be deprived without being

accorded some process. The parties also agreed that Appellees had acted for

academic reasons and that Appellant was entitled only to the limited process due in

that context. As a basis to deny the plea, Appellant’s counsel focused the trial court

on the two-sentence paragraph from the petition highlighted above (paragraph 14).

The basis of Appellant’s argument to deny the petition was driven by the petition and

stated that “based on the pleadings and language in the pleadings, our position is that

there is sufficient evidence here to show at least a bad faith claim that we can

investigate.” At the hearing, Appellant did not seek to adduce evidence or ask for an

opportunity to amend his petition.

The trial court granted the plea to the jurisdiction and dismissed Appellant’s

claim with prejudice. This appeal ensued.

III.

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John Doe v. University of North Texas Health Science Center Dr. Michael Williams, Individually in His Official Capacity And Dr. Frank Filipeto, Individually in His Official Capacity, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-doe-v-university-of-north-texas-health-science-center-dr-michael-texapp-2020.