John Carroll v. James Nakatani, in His Capacity as Chairperson/director of the State of Hawaii Department of Agriculture Paul Lamahieu, in His Capacity as Chairperson/director of the State of Hawaii Department of Education Timothy E. Johns, in His Capacity as Chairperson/director of the State of Hawaii Department of Land and Natural Resources Seiji Naya, in His Capacity as Chairperson/director of the State of Hawaii Department of Business Economic Development & Tourism Kazu Hayashida, in His Capacity as Chairperson/director of the State of Hawaii Department of Transportation Raymond Sato, in His Capacity as Chairperson/director of the State of Hawaii Department of Accounting and General Services State of Hawaii Benjamin J. Cayetano, in His Official Capacity as the Governor of the State of Hawaii Office of Hawaiian Affairs Charles Ota Collette MacHado Nalani Olds Nani Brandt Clayton Hee Gladys Brandt Dante Carpenter Ilei Beniamina and Hannah Springer, in Their Capacities as Trustees of the Board of Trustees of the Office of Hawaiian Affairs, Patrick Barrett v. State of Hawaii Benjamin J. Cayetano, in His Official Capacity as Governor, State of Hawaii, Ilio`ulaokanani Coalition, Inc. Victoria Holt-Takamine Piilani Smith Wayne Kaho`onei Panoke Momi Kamahele State Council of Hawaiian Homestead Association Anthony Sang, Sr. Office of Hawaiian Affairs Trustees of the Office of Hawaiian Affairs, Rowena Akana, Huanani Apoliona, Don Cataluna, Linda Dela Cruz, Clayton H.W. Hee, Colette Y. MacHado Charles Ota, Oswald K. Stender, in Their Official Capacity as Trustees of the Office of Hawaiian Affairs, Defendants-Intervenors-Appellees

342 F.3d 934, 2003 Cal. Daily Op. Serv. 7978, 2003 Daily Journal DAR 10027, 2003 U.S. App. LEXIS 18117
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 2, 2003
Docket02-15483
StatusPublished
Cited by1 cases

This text of 342 F.3d 934 (John Carroll v. James Nakatani, in His Capacity as Chairperson/director of the State of Hawaii Department of Agriculture Paul Lamahieu, in His Capacity as Chairperson/director of the State of Hawaii Department of Education Timothy E. Johns, in His Capacity as Chairperson/director of the State of Hawaii Department of Land and Natural Resources Seiji Naya, in His Capacity as Chairperson/director of the State of Hawaii Department of Business Economic Development & Tourism Kazu Hayashida, in His Capacity as Chairperson/director of the State of Hawaii Department of Transportation Raymond Sato, in His Capacity as Chairperson/director of the State of Hawaii Department of Accounting and General Services State of Hawaii Benjamin J. Cayetano, in His Official Capacity as the Governor of the State of Hawaii Office of Hawaiian Affairs Charles Ota Collette MacHado Nalani Olds Nani Brandt Clayton Hee Gladys Brandt Dante Carpenter Ilei Beniamina and Hannah Springer, in Their Capacities as Trustees of the Board of Trustees of the Office of Hawaiian Affairs, Patrick Barrett v. State of Hawaii Benjamin J. Cayetano, in His Official Capacity as Governor, State of Hawaii, Ilio`ulaokanani Coalition, Inc. Victoria Holt-Takamine Piilani Smith Wayne Kaho`onei Panoke Momi Kamahele State Council of Hawaiian Homestead Association Anthony Sang, Sr. Office of Hawaiian Affairs Trustees of the Office of Hawaiian Affairs, Rowena Akana, Huanani Apoliona, Don Cataluna, Linda Dela Cruz, Clayton H.W. Hee, Colette Y. MacHado Charles Ota, Oswald K. Stender, in Their Official Capacity as Trustees of the Office of Hawaiian Affairs, Defendants-Intervenors-Appellees) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Carroll v. James Nakatani, in His Capacity as Chairperson/director of the State of Hawaii Department of Agriculture Paul Lamahieu, in His Capacity as Chairperson/director of the State of Hawaii Department of Education Timothy E. Johns, in His Capacity as Chairperson/director of the State of Hawaii Department of Land and Natural Resources Seiji Naya, in His Capacity as Chairperson/director of the State of Hawaii Department of Business Economic Development & Tourism Kazu Hayashida, in His Capacity as Chairperson/director of the State of Hawaii Department of Transportation Raymond Sato, in His Capacity as Chairperson/director of the State of Hawaii Department of Accounting and General Services State of Hawaii Benjamin J. Cayetano, in His Official Capacity as the Governor of the State of Hawaii Office of Hawaiian Affairs Charles Ota Collette MacHado Nalani Olds Nani Brandt Clayton Hee Gladys Brandt Dante Carpenter Ilei Beniamina and Hannah Springer, in Their Capacities as Trustees of the Board of Trustees of the Office of Hawaiian Affairs, Patrick Barrett v. State of Hawaii Benjamin J. Cayetano, in His Official Capacity as Governor, State of Hawaii, Ilio`ulaokanani Coalition, Inc. Victoria Holt-Takamine Piilani Smith Wayne Kaho`onei Panoke Momi Kamahele State Council of Hawaiian Homestead Association Anthony Sang, Sr. Office of Hawaiian Affairs Trustees of the Office of Hawaiian Affairs, Rowena Akana, Huanani Apoliona, Don Cataluna, Linda Dela Cruz, Clayton H.W. Hee, Colette Y. MacHado Charles Ota, Oswald K. Stender, in Their Official Capacity as Trustees of the Office of Hawaiian Affairs, Defendants-Intervenors-Appellees, 342 F.3d 934, 2003 Cal. Daily Op. Serv. 7978, 2003 Daily Journal DAR 10027, 2003 U.S. App. LEXIS 18117 (9th Cir. 2003).

Opinion

342 F.3d 934

John CARROLL, Plaintiff-Appellant,
v.
James NAKATANI, in his capacity as Chairperson/Director of the State of Hawaii Department of Agriculture; Paul Lamahieu, in his capacity as Chairperson/Director of the State of
Hawaii Department of Education; Timothy E. Johns, in his capacity as Chairperson/Director of the State of Hawaii Department of Land and Natural Resources; Seiji Naya, in his capacity as Chairperson/Director of the State of Hawaii Department of Business Economic Development & Tourism; Kazu Hayashida, in his capacity as Chairperson/Director of the State of Hawaii Department of Transportation; Raymond Sato, in his capacity as Chairperson/Director of the State of Hawaii Department of Accounting and General Services; State of Hawaii; Benjamin J. Cayetano, in his official capacity as the Governor of the State of Hawaii; Office of Hawaiian Affairs; Charles Ota; Collette Machado; Nalani Olds; Nani Brandt; Clayton Hee; Gladys Brandt; Dante Carpenter; Ilei Beniamina; and Hannah Springer, in their capacities as Trustees of the Board of Trustees of the Office of Hawaiian Affairs, Defendants-Appellees.
Patrick Barrett, Plaintiff-Appellant,
v.
State of Hawaii; Benjamin J. Cayetano, in his official capacity as Governor, State of Hawaii, Defendants-Appellees,
Ilio`Ulaokanani Coalition, Inc.; Victoria Holt-Takamine; Piilani Smith; Wayne Kaho`Onei Panoke; Momi Kamahele; State Council of Hawaiian Homestead Association; Anthony Sang, Sr.; Office of Hawaiian Affairs; Trustees of the Office of Hawaiian Affairs, Rowena Akana, Huanani Apoliona, Don Cataluna, Linda Dela Cruz, Clayton H.W. Hee, Colette Y. Machado, Charles Ota, Oswald K. Stender, in their official capacity as Trustees of the Office of Hawaiian Affairs, Defendants-Intervenors-Appellees.

No. 02-15483.

No. 02-15565.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted January 14, 2003 — San Francisco, California.

Filed September 2, 2003.

COPYRIGHT MATERIAL OMITTED William S. Helfand, Magenheim, Bateman & Helfand, P.L.L.C., Houston, Texas, for appellant Barrett.

Paul D. Hicks, Law Offices of Richard Lee, Honolulu, Hawaii, for appellant Carroll.

Girard D. Lau, Deputy Attorney General, Honolulu, Hawaii, for the appellees.

Sherry P. Broder, Honolulu, Hawaii; Robert G. Klein and Philip W. Miyoshi, McCorriston, Miller, Mukai, MacKinnon, L.L.P., Honolulu, Hawaii, for the intervenors.

Appeals from the United States District Court for the District of Hawaii; David A. Ezra, District Judge, Presiding. D.C. Nos. CV-00-00641-DAE, CV-00-00645-DAE(KSC).

Before: PROCTER HUG, JR., ARTHUR L. ALARCÓN, and SUSAN P. GRABER, Circuit Judges.

OPINION

HUG, Circuit Judge.

This case stems from the Supreme Court's recent decision, Rice v. Cayetano, holding that the ancestry classification "Hawaiian," as provided in Article XII of the Hawaiian State Constitution, is race-based. 528 U.S. 495, 514-15, 120 S.Ct. 1044, 145 L.Ed.2d 1007 (2000). In Rice, the Supreme Court issued a narrow ruling that limiting voter eligibility to elect the trustees to the Office of Hawaiian Affairs, a state agency, to "Hawaiians" violated the Fifteenth Amendment. Id. at 517, 120 S.Ct. 1044. The Rice Court expressly assumed, but did not decide, the validity of the underlying administrative structure and the allocation of benefits based upon Hawaiian classification. Id. at 521-22, 120 S.Ct. 1044.

Patrick Barrett ("Barrett") and John Carroll ("Carroll") now challenge this allocation of benefits. Barrett and Carroll claim Article XII of the Hawaiian Constitution, and the statutes implementing it, violate the Equal Protection clause of the Fourteenth Amendment because it restricts benefits to only those classified as "native Hawaiians"1 or "Hawaiians."2 Neither Barrett nor Carroll is Hawaiian or native Hawaiian. We address whether the district court properly dismissed for lack of standing Barrett and Carroll's equal protection challenges to Article XII of the Hawaiian State Constitution.

I. BACKGROUND

On October 3, 2000, Barrett filed his original complaint in the District of Hawaii. He claims that Article XII of the Hawaiian State Constitution violates the Fourteenth Amendment because it permits the allocation of government benefits on the basis of race. He challenges the Article's creation of two state agencies and their implementation of particular benefit programs, specifically the Office of Hawaiian Affairs ("OHA") and its business loan program, and the Hawaiian Homestead Commission ("HHC") and its homestead lease program.3 Barrett seeks a declaration that he and all races are entitled to seek the government rights and benefits created by Article XII. Barrett's case was consolidated by the district court on December 15, 2000, with companion-appellant Carroll.

On October 2, 2000, Carroll filed his original complaint in the District of Hawaii. He claims that Article XII and Hawaii Revised Statute chapter 10 violate the Fourteenth Amendment by classifying individuals and allocating government benefits on the basis of race. He challenges the Article's creation and funding of the OHA. Carroll seeks a declaration that these provisions invidiously discriminate on the basis of race, and requests the court to enjoin the state from allocating benefits through the OHA on the basis of race.

The district court granted summary judgment against Barrett on July 12, 2001. The court concluded that Barrett lacked standing to challenge the OHA's business loan program because he did not suffer an injury in fact. The court also concluded that Barrett lacked standing to challenge HHC's homestead lease program because he failed to demonstrate that a ruling in his favor would likely redress his grievance due to his decision not to include the United States as a party. The United States has reserved to itself through the Hawaiian Admission Act of 1959 the right of consent before any alteration of the system of Hawaiian homestead leases can be made. Barrett strategically avoided the inclusion of the United States as a party until after the unfavorable summary judgment order.

On July 19, 2001, Barrett filed before the district court a motion to reconsider the order granting summary judgment. Barrett raised two new issues to justify reconsideration, neither of which was previously raised or briefed before the district court. First, Barrett claimed that once the district court determined that federal law was implicated in this case, it was required to notify the United States under 28 U.S.C. § 2403 and allow it the opportunity to intervene. Second, Barrett contended that if § 2403 was not implicated, or if the United States declined its right to intervene, the court should nevertheless join the United States as a party pursuant to Federal Rule of Civil Procedure 19(a).

On September 18, 2001, the district court denied Barrett's motion for reconsideration.

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342 F.3d 934, 2003 Cal. Daily Op. Serv. 7978, 2003 Daily Journal DAR 10027, 2003 U.S. App. LEXIS 18117, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-carroll-v-james-nakatani-in-his-capacity-as-chairpersondirector-of-ca9-2003.