Joan Falcao v. Mitchel Richardson

2024 VT 78
CourtSupreme Court of Vermont
DecidedNovember 27, 2024
Docket24-AP-046
StatusPublished
Cited by1 cases

This text of 2024 VT 78 (Joan Falcao v. Mitchel Richardson) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joan Falcao v. Mitchel Richardson, 2024 VT 78 (Vt. 2024).

Opinion

NOTICE: This opinion is subject to motions for reargument under V.R.A.P. 40 as well as formal revision before publication in the Vermont Reports. Readers are requested to notify the Reporter of Decisions by email at: JUD.Reporter@vtcourts.gov or by mail at: Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801, of any errors in order that corrections may be made before this opinion goes to press.

2024 VT 78

No. 24-AP-046

Joan Falcao Supreme Court

On Appeal from v. Superior Court, Grand Isle Unit, Civil Division

Mitchel Richardson September Term, 2024

Samuel Hoar, Jr., J.

Evan Barquist of Montroll, Oettinger & Barquist, P.C., Burlington, for Plaintiff-Appellant.

Chad V. Bonanni of Bergeron, Paradis & Fitzpatrick PC, Essex Junction, for Defendant- Appellee.

PRESENT: Reiber, C.J., Eaton, Carroll, Cohen and Waples, JJ.

¶ 1. CARROLL, J. Plaintiff appeals a trial court decision declining to enforce a

promissory note with an attorney’s-fees provision signed by defendant. Following a bench trial,

the court concluded the promissory note did not accurately reflect an agreement among the

parties and instead awarded plaintiff damages and prejudgment interest under a theory of unjust

enrichment. Plaintiff argues the trial court erred in declining to enforce the promissory note

according to its plain terms because it considered the circumstances surrounding the agreement

absent any finding of ambiguity and that the promissory note is not otherwise unconscionable.

We agree, reverse the trial court’s decision, and hold that the promissory note is enforceable

according to its terms.

¶ 2. The following facts are drawn from the trial court’s findings relevant to this

appeal. Plaintiff and her partner own Health Hero Farm LLC, which in turn owns a beef farm in South Hero, Vermont. In partnership with a local family experienced in farming, Health Hero

Farm LLC purchased the land for the farm from the Vermont Land Trust. It was this

partnership, particularly the local family’s farming experience, that allowed Health Hero Farm

LLC to purchase the land from the Vermont Land Trust. The Vermont Land Trust retained a

conservation easement on the property and an option to purchase the land at agricultural value.

¶ 3. After some time, the partnership between Health Hero Farm LLC and the local

family went awry so plaintiff and her partner sought a way to buy the local family out. They

were eventually able to reach an agreement, and thus plaintiff and her partner became the sole

owners of Health Hero Farm LLC and the underlying property.

¶ 4. During this time, plaintiff and her partner befriended defendant, who owned a

local auto-repair shop and had his own small farm where he raised beef cattle. The parties

collaborated informally for some time, including attending farming seminars together. While

plaintiff and her partner were ending their partnership with the local farming family, plaintiff and

her partner began to discuss with defendant the possibility of forming a partnership with him.

Plaintiff, her partner, and defendant never reached a formal arrangement regarding the nature of

their relationship. However, plaintiff represented to others, including the Vermont Land Trust,

that she and her partner were partnering with defendant. This was critical because plaintiff and

her partner were concerned the Vermont Land Trust would not approve their buyout of the local

family without replacing them with someone with similar farming experience.

¶ 5. Both plaintiff and defendant had an interest in improving bovine genetics on their

respective farms and began exploring the possibility of purchasing Galloway cattle. Plaintiff and

defendant agreed on the type of cattle to purchase, and plaintiff agreed to advance the funds for

the purchase of the cattle. Plaintiff insisted on a written agreement for this arrangement.

¶ 6. Plaintiff first sent defendant a proposal via email in which she and her partner

would purchase the cattle and board them at Health Hero Farm until defendant was able to

reimburse them for the purchase price plus boarding expenses. This proposed arrangement also 2 consisted of sharing farming resources, including labor and equipment. Defendant rejected this

proposal. Plaintiff then proposed another agreement: “a simple promissory note,” the terms of

which are not in the record below. Defendant also rejected this agreement, stating he preferred a

handshake agreement instead.

¶ 7. When the time came to purchase the cattle and pick them up from the breeder in

Canada, Plaintiff wired $16,000 directly to the breeder. On the way to pick up the cattle,

defendant stopped at plaintiff’s farm to sign paperwork. Among this paperwork, plaintiff

included another proposed promissory note requiring defendant to reimburse plaintiff for the

purchase price of the cattle. Plaintiff asked defendant whether he was going to read the papers

before signing them. Defendant replied, in sum, “why would I; I trust you. Don’t you trust me?”

Defendant signed all the paperwork, including the promissory note, without reading it. The

signed promissory note included an attorney’s-fees provision, requiring the defendant to pay

plaintiff’s collection-related attorney’s fees in the event of his default.

¶ 8. The cattle were purchased and kept at Health Hero Farm until the parties no

longer shared a mutual understanding and their relationship soured. Defendant moved all his

farming equipment off Health Hero Farm and transferred the cattle to his property.

¶ 9. Plaintiff brought suit to collect on the terms of the promissory note. After a three-

day bench trial, the trial court declined to enforce the promissory note according to its terms, but

rather relied on a theory of unjust enrichment. Specifically, the trial court concluded “at no time

during the conversation leading up to the creation and signing of the note did [plaintiff] suggest,

or [defendant] agree, that attorney’s fees would be part of any arrangement between them.” The

court concluded, considering the surrounding circumstances of the parties’ relationship, that the

promissory note did not “accurately reflect an agreement between” the parties despite defendant

having signed it. The court noted that there was no evidence the parties had discussed the terms

of the note and declined to enforce it because the promissory note “was a contract of adhesion

that was presented to [defendant] in a sheaf of papers by one in a clearly stronger negotiating 3 position.” Instead, the court relied on a theory of unjust enrichment, determining “it was never

anyone’s contemplation that [defendant] would end up owning the Galloways without

compensating [plaintiff] for that contribution,” and awarded plaintiff $16,000—the purchase

price of the cattle—plus prejudgment interest. See Beldock v. VWSD, LLC, 2023 VT 35, ¶ 78,

__ Vt. __, 307 A.3d 209 (“Unjust enrichment provides relief for a plaintiff when an enforceable

contract does not exist but fairness dictates that the plaintiff receive compensation.” (quotation

omitted)).1 Plaintiff appealed to this Court.

¶ 10. On appeal, plaintiff argues the trial court erred in declining to enforce the

promissory note according to its written terms, particularly the attorney’s-fees provision. She

contends the promissory note is unambiguous and the trial court therefore erred in considering

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Related

Joan Falcao v. Mitchel Richardson
2024 VT 78 (Supreme Court of Vermont, 2024)

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