MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be Jan 26 2016, 5:26 am regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Craig Persinger Gregory F. Zoeller Marion, Indiana Attorney General of Indiana Michael G. Worden Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Jerry E. Johnson, January 26, 2016 Appellant-Defendant, Court of Appeals Case No. 27A02-1507-CR-793 v. Appeal from the Grant Superior Court State of Indiana, The Honorable Dana J. Appellee-Plaintiff. Kenworthy, Judge Trial Court Cause No. 27D02-1402-FD-52
Pyle, Judge.
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 1 of 8 Statement of the Case [1] Jerry E. Johnson (“Johnson”) appeals his conviction, following a jury trial, for
Class D felony theft.1 In this direct appeal, Johnson argues that he received
ineffective assistance of trial counsel. Specifically, he contends that his trial
counsel was ineffective for failing to request a jury instruction for criminal
conversion as a lesser-included offense of theft. Because the record shows that
Johnson’s counsel pursued an all-or-nothing trial strategy and Johnson has
failed to show that this trial strategy was so deficient or unreasonable as to fall
outside of the objective standard of reasonableness, we conclude that he has
failed to show that his trial counsel rendered deficient performance.
Accordingly, we affirm his conviction.
[2] We affirm.
Issue Whether Johnson received ineffective assistance of trial counsel.
Facts [3] On October 19, 2013, Johnson was shopping in the Meijer store in Marion,
Indiana. Meijer’s Regional Detective, Danielle Kennedy (“Kennedy”), who
was working in Meijer’s surveillance room and monitoring the surveillance
1 IND. CODE § 35-42-4-3(a). We note that, effective July 1, 2014, a new version of the theft statute was enacted and that the offense of theft, for the total value of items that Johnson was alleged to have taken, is now a Level 6 Felony. Because Johnson committed this crime in 2013, we will refer to the statute in effect at that time.
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 2 of 8 cameras for the store that day, saw Johnson in the liquor aisle. Kennedy’s
attention was drawn to Johnson because he put multiple bottles of “high dollar”
vodka in his cart, which already contained a “very expensive” vacuum and a
home theatre system. (Tr. 29). Kennedy monitored Johnson as he walked to
the back of the store and saw him cover the vodka with clothing.
[4] Kennedy then notified other employees that they needed to monitor the exit
doors because she believed that Johnson was going to attempt to do a “push
out” theft by pushing his cart through the exit. (Tr. 32). Kennedy and other
employees stood by the two main exits. The employees did not go back by the
garden center exit because the garden center was closed for the season and the
outer gate from the garden center to the parking lot was supposed to have been
locked.
[5] Johnson did not approach the exits, and the store employees were unable to
locate him in the store. When Kennedy learned that the garden center gate had
not been locked that day, she reviewed the store’s surveillance video and saw
that Johnson had exited the main store into the garden center. Kennedy then
walked to the garden center and saw an empty cart outside of the garden center
gate. The store’s inventory system for that day showed that the brand of
vacuum in Johnson’s cart had not been purchased by anyone during the
relevant period that Johnson was in the store.
[6] The State charged Johnson with Class D felony theft. On May 12, 2015, the
trial court held a jury trial, during which evidence regarding the facts above was
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 3 of 8 presented. Johnson stipulated that he: (1) was “the person shown on the video
pushing the cart and gathering items in the store[;]” and (2) was “shown on the
video pushing the cart containing the items into the garden center of Meijer.”
(Tr. 39). Johnson, however, argued that the State could not prove beyond a
reasonable doubt that he left the store’s premises with any unpaid merchandise
because no one saw him, and the video did not show him, exiting the premises
through the garden center gate with the merchandise or loading the
merchandise in his car.
[7] When the parties were discussing the preliminary instructions, Johnson’s
counsel stated that “we will want to possibly have the lesser included, but I
think that time will be, that decision will be made right before the, or at the
conclusion of the evidence.” (Tr. 4). Later, when the trial court asked the
parties if they had any objections to the final jury instructions, Johnson’s
counsel had the following conversation with Johnson, apparently regarding the
decision of whether to request a lesser-included instruction:
[Defense Counsel]: Uh, the only question I have for you is, do you want that last one included or do you want to pass on it?
[Johnson]: Pass.
(Tr. 87). Johnson’s counsel then told the trial court, “Pass on it. We are
satisfied with the finals as drafted.” (Tr. 87).
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 4 of 8 [8] The jury found Johnson guilty as charged. The trial court imposed a three (3)
year executed sentence to be served at the Department of Correction. Johnson
now appeals.
Decision [9] Johnson raises a sole issue in this direct appeal. Johnson argues that his trial
counsel’s failure to tender a lesser-included offense instruction constituted
ineffective assistance of counsel.
[10] We evaluate claims concerning denial of the Sixth Amendment right to
effective assistance of counsel using the two-part test articulated in Strickland v.
Washington, 466 U.S. 668 (1984), reh’g denied. Reed v. State, 866 N.E.2d 767,
769 (Ind. 2007). A claim of ineffective assistance of trial counsel requires a
showing that: (1) counsel’s performance was deficient by falling below an
objective standard of reasonableness based on prevailing professional norms;
and (2) counsel’s performance prejudiced the defendant such that “‘there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different.’” Davidson v. State, 763 N.E.2d 441,
444 (Ind. 2002) (quoting Strickland, 466 U.S. at 687), reh’g denied, cert. denied.
“Failure to satisfy either of the two prongs will cause the claim to fail.” Gulzar
v. State, 971 N.E.2d 1258, 1261 (Ind. Ct. App. 2012) (citing French v. State, 778
N.E.2d 816, 824 (Ind. 2002)), trans. denied.
[11] Before proceeding to Johnson’s specific allegation of error, we pause to note the
procedural effect of Johnson bringing his claim of ineffective assistance of trial
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MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be Jan 26 2016, 5:26 am regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Craig Persinger Gregory F. Zoeller Marion, Indiana Attorney General of Indiana Michael G. Worden Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Jerry E. Johnson, January 26, 2016 Appellant-Defendant, Court of Appeals Case No. 27A02-1507-CR-793 v. Appeal from the Grant Superior Court State of Indiana, The Honorable Dana J. Appellee-Plaintiff. Kenworthy, Judge Trial Court Cause No. 27D02-1402-FD-52
Pyle, Judge.
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 1 of 8 Statement of the Case [1] Jerry E. Johnson (“Johnson”) appeals his conviction, following a jury trial, for
Class D felony theft.1 In this direct appeal, Johnson argues that he received
ineffective assistance of trial counsel. Specifically, he contends that his trial
counsel was ineffective for failing to request a jury instruction for criminal
conversion as a lesser-included offense of theft. Because the record shows that
Johnson’s counsel pursued an all-or-nothing trial strategy and Johnson has
failed to show that this trial strategy was so deficient or unreasonable as to fall
outside of the objective standard of reasonableness, we conclude that he has
failed to show that his trial counsel rendered deficient performance.
Accordingly, we affirm his conviction.
[2] We affirm.
Issue Whether Johnson received ineffective assistance of trial counsel.
Facts [3] On October 19, 2013, Johnson was shopping in the Meijer store in Marion,
Indiana. Meijer’s Regional Detective, Danielle Kennedy (“Kennedy”), who
was working in Meijer’s surveillance room and monitoring the surveillance
1 IND. CODE § 35-42-4-3(a). We note that, effective July 1, 2014, a new version of the theft statute was enacted and that the offense of theft, for the total value of items that Johnson was alleged to have taken, is now a Level 6 Felony. Because Johnson committed this crime in 2013, we will refer to the statute in effect at that time.
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 2 of 8 cameras for the store that day, saw Johnson in the liquor aisle. Kennedy’s
attention was drawn to Johnson because he put multiple bottles of “high dollar”
vodka in his cart, which already contained a “very expensive” vacuum and a
home theatre system. (Tr. 29). Kennedy monitored Johnson as he walked to
the back of the store and saw him cover the vodka with clothing.
[4] Kennedy then notified other employees that they needed to monitor the exit
doors because she believed that Johnson was going to attempt to do a “push
out” theft by pushing his cart through the exit. (Tr. 32). Kennedy and other
employees stood by the two main exits. The employees did not go back by the
garden center exit because the garden center was closed for the season and the
outer gate from the garden center to the parking lot was supposed to have been
locked.
[5] Johnson did not approach the exits, and the store employees were unable to
locate him in the store. When Kennedy learned that the garden center gate had
not been locked that day, she reviewed the store’s surveillance video and saw
that Johnson had exited the main store into the garden center. Kennedy then
walked to the garden center and saw an empty cart outside of the garden center
gate. The store’s inventory system for that day showed that the brand of
vacuum in Johnson’s cart had not been purchased by anyone during the
relevant period that Johnson was in the store.
[6] The State charged Johnson with Class D felony theft. On May 12, 2015, the
trial court held a jury trial, during which evidence regarding the facts above was
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 3 of 8 presented. Johnson stipulated that he: (1) was “the person shown on the video
pushing the cart and gathering items in the store[;]” and (2) was “shown on the
video pushing the cart containing the items into the garden center of Meijer.”
(Tr. 39). Johnson, however, argued that the State could not prove beyond a
reasonable doubt that he left the store’s premises with any unpaid merchandise
because no one saw him, and the video did not show him, exiting the premises
through the garden center gate with the merchandise or loading the
merchandise in his car.
[7] When the parties were discussing the preliminary instructions, Johnson’s
counsel stated that “we will want to possibly have the lesser included, but I
think that time will be, that decision will be made right before the, or at the
conclusion of the evidence.” (Tr. 4). Later, when the trial court asked the
parties if they had any objections to the final jury instructions, Johnson’s
counsel had the following conversation with Johnson, apparently regarding the
decision of whether to request a lesser-included instruction:
[Defense Counsel]: Uh, the only question I have for you is, do you want that last one included or do you want to pass on it?
[Johnson]: Pass.
(Tr. 87). Johnson’s counsel then told the trial court, “Pass on it. We are
satisfied with the finals as drafted.” (Tr. 87).
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 4 of 8 [8] The jury found Johnson guilty as charged. The trial court imposed a three (3)
year executed sentence to be served at the Department of Correction. Johnson
now appeals.
Decision [9] Johnson raises a sole issue in this direct appeal. Johnson argues that his trial
counsel’s failure to tender a lesser-included offense instruction constituted
ineffective assistance of counsel.
[10] We evaluate claims concerning denial of the Sixth Amendment right to
effective assistance of counsel using the two-part test articulated in Strickland v.
Washington, 466 U.S. 668 (1984), reh’g denied. Reed v. State, 866 N.E.2d 767,
769 (Ind. 2007). A claim of ineffective assistance of trial counsel requires a
showing that: (1) counsel’s performance was deficient by falling below an
objective standard of reasonableness based on prevailing professional norms;
and (2) counsel’s performance prejudiced the defendant such that “‘there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different.’” Davidson v. State, 763 N.E.2d 441,
444 (Ind. 2002) (quoting Strickland, 466 U.S. at 687), reh’g denied, cert. denied.
“Failure to satisfy either of the two prongs will cause the claim to fail.” Gulzar
v. State, 971 N.E.2d 1258, 1261 (Ind. Ct. App. 2012) (citing French v. State, 778
N.E.2d 816, 824 (Ind. 2002)), trans. denied.
[11] Before proceeding to Johnson’s specific allegation of error, we pause to note the
procedural effect of Johnson bringing his claim of ineffective assistance of trial
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 5 of 8 counsel on direct appeal. While this practice is not prohibited, a post-
conviction proceeding is generally “‘the preferred forum’” for adjudicating
claims of ineffective assistance of counsel because the presentation of such
claims often requires the development of new facts not present in the trial
record. McIntire v. State, 717 N.E.2d 96, 101 (Ind. 1999) (quoting Woods v. State,
701 N.E.2d 1208, 1219 (Ind. 1998), reh’g denied, cert. denied). If a defendant
chooses to raise a claim of ineffective assistance of counsel on direct appeal,
“the issue will be foreclosed from collateral review.” Woods, 701 N.E.2d at
1220. This rule should “likely deter all but the most confident appellants from
asserting any claim of ineffectiveness on direct appeal.” Id. When a claim of
ineffective assistance of counsel is based solely on the trial record, as it is on
direct appeal, “every indulgence will be given to the possibility that a seeming
lapse or error by defense counsel was in fact a tactical move, flawed only in
hindsight[,]” and “[i]t is no surprise that such claims almost always fail.” Id. at
1216 (quoting United States v. Taglia, 922 F.2d 413, 418 (7th Cir. 1991), cert.
denied).
[12] Johnson contends that his trial counsel was ineffective for failing to request a
jury instruction on conversion as a lesser-included offense of theft under Wright
v. State, 685 N.E.2d 563 (Ind. 1995). The State, on the other hand,
acknowledges that conversion is an inherently lesser-included offense of theft,
but it argues that defense counsel’s failure to tender a lesser-included offense
instruction was part of an “all or nothing” defense strategy and did not
constitute deficient performance. (State’s Br. 10). We agree with the State.
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 6 of 8 [13] Our Indiana Supreme Court has explained that, where defense counsel pursues
an “all or nothing” trial strategy, a “tactical decision not to tender a lesser
included offense does not constitute ineffective assistance of counsel, even
where the lesser included offense is inherently included in the greater offense.”
Autrey v. State, 700 N.E.2d 1140, 1141 (Ind. 1998) (citing Page v. State, 615
N.E.2d 894, 895 (Ind. 1993)). “It is well-established that trial strategy is not
subject to attack through an ineffective assistance of counsel claim, unless the
strategy is so deficient or unreasonable as to fall outside of the objective
standard of reasonableness.” Id. “This is so even when ‘such choices may be
subject to criticism or the choice ultimately prove[s] [to be] detrimental to the
defendant.’” Id. (quoting Garrett v. State, 602 N.E.2d 139, 142 (Ind. 1992), reh’g
denied). “Counsel is afforded considerable discretion in choosing strategy and
tactics, and we will accord those decisions deference.” Timberlake v. State, 753
N.E.2d 591, 603 (Ind. 2001), reh’g denied, cert. denied. “A strong presumption
arises that counsel rendered adequate assistance and made all significant
decisions in the exercise of reasonable professional judgment.” Id.
[14] Here, Johnson has failed to show that his trial counsel’s failure to request an
instruction for a lesser-included offense was “so deficient or unreasonable as to
fall outside of the objective standard of reasonableness.” See Autrey, 700 N.E.2d
at 1141. Indeed, the direct appeal record indicates that Johnson’s counsel
pursued an all-or-nothing defense. His counsel argued that the State had failed
to prove the charged theft offense beyond a reasonable doubt because the
evidence was only circumstantial and because there was no direct evidence that
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 7 of 8 he had exited the premises with any unpaid merchandise. Johnson’s counsel’s
lack of request for a jury instruction on a lesser-included offense was part of his
defense strategy. Further, it was a strategy that Johnson approved. Because
counsel is afforded considerable discretion in choosing strategy and tactics, we
conclude that Johnson has failed to prove that his counsel’s decision not to
request a jury instruction on conversion as a lesser-included offense of theft
constituted ineffective assistance of counsel. Accordingly, Johnson has failed to
meet his burden of showing that he received ineffective assistance of trial
counsel. See, e.g., Autrey, 700 N.E.2d at 1141 (holding that defense was not
ineffective for opting for an “all or nothing” trial strategy over tendering a lesser
included offense instruction); Page, 615 N.E.2d at 895-96 (holding that defense
counsel’s failure to request a lesser included instruction did not constitute
ineffective assistance of counsel); Brown v. State, 24 N.E.3d 529, 535 (Ind. Ct.
App. 2015) (holding that defense counsel’s failure to tender a jury instruction
on Class A misdemeanor criminal conversion as a lesser-included offense of
Class D felony theft was a reasonable, all-or-nothing trial strategy).
[15] Affirmed.
Baker, J., and Bradford, J., concur.
Court of Appeals of Indiana | Memorandum Decision 27A02-1507-CR-793| January 26, 2016 Page 8 of 8