Jeremy Allen v. Charles Brooks

132 F.4th 1065
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 26, 2025
Docket23-3658
StatusPublished
Cited by5 cases

This text of 132 F.4th 1065 (Jeremy Allen v. Charles Brooks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jeremy Allen v. Charles Brooks, 132 F.4th 1065 (8th Cir. 2025).

Opinion

United States Court of Appeals For the Eighth Circuit ___________________________

No. 23-3658 ___________________________

Jeremy James Allen

Plaintiff - Appellee

v.

Dr. James Amsterdam, Medical Director, MN Doc, in His Individual and Official Capacity; Dr. Edward Shaman, M.D., in their individual capacity; Alyas Masih, M.D., in their individual capacity; Gene Kliber, P.A., in their individual capacity; Centurion of Minnesota, LLC

Defendants

Charles Brooks, in their individual capacity

Defendant - Appellant

Rita Iverson, in their individual capacity

Defendant

Cheryl Piepho, in their individual capacity

Minnesota Department of Corrections; Paul Schnell, in their individual capacity

Defendants ____________

Appeal from United States District Court for the District of Minnesota ____________ Submitted: June 12, 2024 Filed: March 26, 2025 ____________

Before LOKEN, ERICKSON, and GRASZ, Circuit Judges. ____________

ERICKSON, Circuit Judge.

Jeremy James Allen filed his original complaint in this matter while incarcerated at the Minnesota Correctional Facility in Faribault. After he was released from custody, Allen amended his complaint. Defendants Cheryl Piepho and Charles Brooks moved for summary judgment, contending Allen’s failure to exhaust his administrative remedies at the time he filed his original complaint acted to bar his claim. The district court 1 denied their motion on the grounds that: (1) the Prison Litigation Reform Act of 1995’s (“PLRA”) exhaustion requirement did not apply because Allen’s amended complaint was filed after his release, and (2) the amended complaint did not relate back under Federal Rule of Civil Procedure 15(c). We affirm.

I. BACKGROUND

On November 10, 2021, Allen filed a complaint against several named officials at the Minnesota Correctional Facility in Faribault and John and Jane Doe, who were unidentified members of the medical staff. His complaint alleged deliberate indifference and medical malpractice claims arising from a hand injury occurring in December of 2017. During his incarceration, from July 26, 2017, through April 18, 2022, Allen never filed a grievance with prison officials related to either his injury or medical treatment. He instead commenced this action in state court, which was removed to federal court on December 17, 2021.

1 The Honorable Susan Richard Nelson, United States District Judge for the District of Minnesota. -2- While his action was pending and less than two weeks after Allen was released from custody, the district court granted Allen’s unopposed motion for leave to amend his complaint.2 In his amended complaint, Allen substituted Charles Brooks and Cheryl Piepho for the John and Jane Doe defendants. All defendants jointly moved to dismiss the complaint pursuant to Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter jurisdiction and 12(b)(6) for failure to state a claim. Their motion did not raise exhaustion of administrative remedies as a reason for dismissal.

After various parties and claims were voluntarily dismissed, the only remaining claim was Allen’s deliberate indifference claim against Brooks and Piepho. The district court denied their motion to dismiss on qualified immunity grounds, finding that Allen plausibly alleged a violation of his Eighth Amendment right to adequate medical care by Brooks and Piepho.

On February 6, 2023, Brooks and Piepho filed their answer to the Amended Complaint raising for the first time a failure to exhaust defense. After being granted leave to raise the failure to exhaust issue in a summary judgment motion, Brooks and Piepho argued that Allen had filed his original complaint while incarcerated and his failure to exhaust his administrative remedies was fatal to his claims. The district court denied Brooks and Piepho’s motion on the basis that Allen’s amended complaint was brought after his release from incarceration and was not subject to the exhaustion requirement of the PLRA. Additionally, the district court ruled that Allen’s amended complaint did not relate back to his original complaint under Federal Rule of Civil Procedure 15(c) because naming John and Jane Doe did not qualify as a “mistake” for purposes of application of the relation back doctrine. Brooks and Piepho appeal.

2 The dissent asserts the timing of the unopposed amended complaint reflects an intentional strategy by Allen’s counsel to deprive the defendants of a defense. There is scant evidence in the record to support this assertion. -3- II. ANALYSIS

We review a district court’s application and interpretation of the PLRA and Federal Rule 15(c) de novo. Foulk v. Charrier, 262 F.3d 687, 703 (8th Cir. 2001) (PLRA); Heglund v. Aitkin Cnty., 871 F.3d 572, 579 (8th Cir. 2017) (Rule 15(c)). In Jones v. Bock, the Supreme Court held that when the PLRA is silent on an issue, that silence “is strong evidence that the usual practice should be followed.” 549 U.S. 199, 212 (2007). The Bock Court emphasized that “[i]n a series of recent cases, we have explained that courts should generally not depart from the usual practice under the Federal Rules on the basis of perceived policy concerns.” Id.

In ascertaining whether it is appropriate to depart from the Federal Rules, the Bock Court looked to the text of the PLRA itself to determine whether it explicitly or implicitly justified deviating from the usual procedural practice beyond the departures set forth in the PLRA. Id. at 214. The Supreme Court has applied a similar approach in other cases where Courts of Appeals have attempted to impose new pleading standards that have no basis in the text of the Federal Rules or the substantive statute. See, e.g., Leatherman v. Tarrant Cnty. Narcotics Intel. & Coordination Unit, 507 U.S. 163, 168 (1993) (determining it could not square the heightened pleading standard applied by the Fifth Circuit in an action under 42 U.S.C. § 1983 with the liberal notice pleading standard in the Federal Rules); Swierkiewicz v. Sorema N.A., 534 U.S. 506, 515 (2002) (noting the Federal Rules do not contain a heightened pleading standard for employment discrimination suits and explaining that a new standard can only be obtained by amending the rules, not judicial interpretation); Hill v. McDonough, 547 U.S. 573, 582 (2006) (rejecting the imposition of a specific pleading standard for suits filed by capital litigants pursuant to 42 U.S.C. § 1983, as pleading requirements are mandated by the Federal Rules of Civil Procedure and not through case-by-case determinations in the federal courts). This line of precedent reflects and respects that “when Congress meant to depart from the usual procedural requirements, it did so expressly.” Bock, 549 U.S. at 216.

Here the PLRA is silent—both explicitly and implicitly—on amendments to complaints and the application of the relation back doctrine.

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132 F.4th 1065, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jeremy-allen-v-charles-brooks-ca8-2025.