Jeremiah Henderson v. Austin K. McClain

Court of Appeals of Virginia·Decided March 5, 2024·No. 0222233·Unpublished

Opinion

COURT OF APPEALS OF VIRGINIA

Present: Judges Huff, Malveaux and Chaney UNPUBLISHED

Argued at Lexington, Virginia

JEREMIAH HENDERSON

MEMORANDUM OPINION* BY

v. Record No. 0222-23-3 JUDGE MARY BENNETT MALVEAUX MARCH 5, 2024

AUSTIN K. MCCLAIN

FROM THE CIRCUIT COURT OF THE CITY OF ROANOKE Onzlee Ware, Judge

Gary M. Bowman for appellant.

Timothy R. Spencer, City Attorney (Douglas P. Barber, Jr., Assistant City Attorney, on brief), for appellee.

Jeremiah Henderson appeals from an order of the Circuit Court for the City of Roanoke (“the circuit court”) sustaining the plea in bar of Austin K. McClain on grounds of res judicata.

On appeal, Henderson argues that the circuit court erred by granting the plea in bar because:

(1) no federal court judgment order was entered into evidence, and no federal court judgment is part of the record; (2) McClain did not prove that the federal court exercised, or would have exercised but had no opportunity to exercise, supplemental jurisdiction over Henderson’s state law claims; and (3) the circuit court did not permit Henderson to present evidence to a jury that the federal court had an opportunity, but declined, to exercise supplemental jurisdiction over Henderson’s state law claims. For the following reasons, we affirm the circuit court.

* This opinion is not designated for publication. See Code § 17.1-413(A).

I. BACKGROUND

This appeal ultimately arises from events that occurred at a retail store in Roanoke on October 15, 2018. McClain, a City of Roanoke police officer, encountered Henderson at the store during a confrontation between Henderson and store employees. Following their encounter, Henderson filed a complaint against McClain in the circuit court on September 20, 2019. Henderson’s claims were brought pursuant to 42 U.S.C. § 1983 and alleged violations of his federal civil rights, premised on theories of false arrest and malicious criminal prosecution.

On October 15, 2019, McClain removed Henderson’s action to the United States District Court for the Western District of Virginia (“the federal court”). He then filed a motion for summary judgment on February 25, 2020, arguing in part that he was entitled to qualified immunity.

On March 9, 2020, Henderson moved the federal court for leave to file an amended complaint. In the amended complaint appended to his motion, Henderson reiterated his two counts alleging federal rights violations pursuant to 42 U.S.C. § 1983 and added a third count alleging use of excessive force in violation of the same statute. He also added four new counts alleging state law claims of gross negligence, false arrest, malicious prosecution, and intentional infliction of emotional distress. Additionally, Henderson filed a supporting memorandum in which he stated that he sought leave to amend partly “to obtain clarification from this Court . . . as to whether it will exercise supplemental jurisdiction over his state law claims.” He further stated that if the federal court “exercises supplemental jurisdiction over the state law claims, those claims can be tried in [the federal court] in one trial with the federal claims. Even if [the federal court] declines to exercise supplemental jurisdiction, [he] will have taken necessary action to prevent the preclusion of his state law claims.”

On July 24, 2020, while his motion for leave to amend was pending before the federal court, Henderson filed a new complaint in the circuit court. Henderson’s complaint contained four counts

alleging the same state law claims contained in the proposed amended complaint submitted to the federal court: gross negligence, false arrest, malicious prosecution, and intentional infliction of emotional distress.

On September 18, 2020, McClain filed in the federal court a motion asking that court to enjoin Henderson’s state court proceedings. In a memorandum in support of his motion, McClain argued that the new proceeding in the circuit court “involve[d] the same incidents that occurred on October 15, 2018” and “similar causes of action which had previously been removed from [the circuit] court, and are currently pending before this [c]ourt.” He noted that Henderson’s motion for leave to amend his complaint was pending before the federal court, and contended that “the new [s]tate court action is an attempt to go around this [c]ourt’s likely ruling” on Henderson’s motion for leave to amend “which . . . is also an attempt to go around this [c]ourt’s likely ruling” on McClain’s motion for summary judgment.

Five days later, on September 23, 2020, Henderson filed a notice of withdrawal of his motion for leave to amend in the federal court. In his notice, Henderson acknowledged that at that time, “[n]o hearing on the motion ha[d] been held or scheduled.”

On October 1, 2020, Henderson filed in the federal court a memorandum in opposition to McClain’s motion requesting enjoinment of Henderson’s state court action. In his memorandum, Henderson argued that his “motion for leave to amend his [c]omplaint to add his state-law claims . . . was to avoid preclusion of those claims in later state-court litigation.” He stated that “he believed it was necessary to give the federal court the opportunity to exercise supplemental jurisdiction over [his] state-law claims to avoid possible preclusion of those claims in a later state- court case.”

The federal court granted McClain’s motion for summary judgment on October 19, 2020.

In a memorandum opinion, the federal court first explained that McClain was entitled to qualified

immunity against Henderson’s claims alleging violations of 42 U.S.C. § 1983. It then addressed McClain’s motion to enjoin the circuit court proceedings, noting that the motion was based on Henderson’s “putative amendment to [his] complaint that attempted to add a raft of state-law claims under this court’s supplemental jurisdiction.” But “Henderson withdrew his motion to add these state-law claims . . . before the court could rule on the motion.” Although Henderson had then filed those claims in the circuit court, the federal court concluded that the “state-court suit is composed entirely of state-law claims not present in this case and over which this court has never exercised jurisdiction.” Accordingly, the federal court “discern[ed] no threat to its jurisdiction from the ongoing state-court litigation,” and declined to grant McClain’s motion to enjoin the circuit court proceedings.

Two days later, on October 21, 2020, McClain filed in the circuit court a plea in bar asserting res judicata.1 He noted that the federal court had granted his motion for summary judgment and “dismissed all of [Henderson’s] 42 U.S.C. § 1983 [c]laims” and that “[a]ll of those dismissed claims arose out of the same conduct, transaction, or occurrence” as the claims in the complaint pending before the circuit court. The latter claims, McClain argued, should be dismissed because they “constitute a second or subsequent civil action against . . . [McClain] arising from the same conduct, transaction or occurrence which could have been added to [Henderson’s] § 1983 action pursuant to . . . supplemental jurisdiction.” Since the federal action “has been previously decided on the merits by a final judgment,” McClain contended, “this second action is forever barred.” McClain attached, as an exhibit to his motion, a copy of the federal court’s memorandum

1 Although the motion was originally styled as a motion to dismiss, McClain later moved the circuit court to “convert and/or retitle” his motion as a plea in bar asserting res judicata. Henderson acknowledged to the circuit court that the motion was more properly a plea in bar, and the circuit court regarded the motion as such in its subsequent orders.

opinion. Although the opinion made reference to its “accompanying [o]rder,” McClain did not attach a copy of the federal court’s order to his motion.

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