Jennifer Swain v. Estate of Shelley A. Tyre by and through James H. Reilly as Administrator d.b.n, c.t.a.

57 A.3d 283, 2012 R.I. LEXIS 158
CourtSupreme Court of Rhode Island
DecidedDecember 13, 2012
Docket2009-297-Appeal
StatusPublished
Cited by29 cases

This text of 57 A.3d 283 (Jennifer Swain v. Estate of Shelley A. Tyre by and through James H. Reilly as Administrator d.b.n, c.t.a.) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jennifer Swain v. Estate of Shelley A. Tyre by and through James H. Reilly as Administrator d.b.n, c.t.a., 57 A.3d 283, 2012 R.I. LEXIS 158 (R.I. 2012).

Opinions

OPINION

Justice INDEGLIA, for the Court.

Before this Court is a question of first impression. We are called upon to determine whether the Rhode Island Slayer’s Act, G.L.1956 chapter 1.1 of title 33 (Slayer’s Act, or Act), prohibits the testatrix’s stepchildren, Jennifer and Jeremy Swain (plaintiffs), from inheriting as named contingent testamentary beneficiaries (contingent beneficiaries) because this inheritance would confer a benefit on their father, David Swain (David). David, a slayer pursuant to the Act, has been adjudicated responsible for intentionally causing the death of the testatrix, Shelley Arden Tyre (Shelley).1

The plaintiffs appeal from a grant of summary judgment in favor of defendant, Estate of Shelley A. Tyre (Estate or defendant), holding that they were barred as a matter of law from inheriting under the Slayer’s Act. This case came before the Supreme Court for oral argument on September 20, 2012,2 pursuant to an order directing the parties to appear and show cause why the issues raised in this appeal should not be summarily decided. After reviewing the record and considering the written and oral submissions of the parties, we are satisfied that this appeal may be resolved without further briefing or argument. For the reasons set forth in this opinion, we affirm the judgment of the Superior Court.

I

Facts and Travel

The essential facts of this case are not in dispute. Shelley executed the will in question on October 5, 1993, in contemplation of her marriage to David.3 She married [286]*286David shortly thereafter. Her will named David as the sole beneficiary of her estate. She also specifically named both Jennifer and Jeremy Swain as the only contingent beneficiaries under her will. They stood to inherit in the event that David predeceased her.4

Shelley’s untimely death by drowning in 1999 triggered the administration of her estate.5 Pursuant to her will, David was named as the executor. However, this role was short-lived. On May 1, 2002, after first bringing a wrongful-death claim against David in the Newport County Superior Court, Shelley’s parents filed a petition in the Jamestown Probate Court to remove David as executor. The probate judge granted the petition on July 3, 2002, removed David as executor, and then appointed James H. Reilly (Reilly or administrator) 6 as the administrator d.b.n., e.t.a., of Shelley’s estate. Additionally, the probate judge ordered David to return the sum of $152,568.19, which the probate court deemed he had wrongfully taken from the estate.7

As noted above, on March 5, 2002, Shelley’s parents brought a wrongful-death action against David alleging that he (1) was a slayer pursuant to § 33-1.1-1(3); (2) caused Shelley’s wrongful death; and (3) should be subject to civil liability for a criminal act, pursuant to G.L.1956 § 9-1-2. After a trial, held in February of 2006, a jury returned a verdict in favor of Shelley’s parents on all three counts, finding that David “intentionally * * * killed Shelley with malice aforethought” and that he therefore met the definition of slayer set forth in the Slayer’s Act.8 Shelley’s parents were awarded compensatory damages in the amount of $2,815,085.46, as well as punitive damages totaling $2 million. After the trial justice denied his motion for a new trial, David appealed to this Court. On May 13, 2008, we affirmed the lower court ruling, holding that “once the Superi- or Court has made a declaration * * * with respect to whether a defendant is a slayer it is then within the province of the probate court to determine what effect, if any, that declaration has on the distribution of the decedent’s assets under a will or other instrument.” Tyre v. Swain, 946 A.2d 1189, 1198 (R.I.2008).

Thereafter, on May 20, 2008, Reilly filed a petition in the Jamestown Probate Court to construe the will in light of this Court’s decision.9 On June 27, 2008, the probate judge issued a written order declaring that “[njeither David A. Swain, nor his heirs at law, shall receive directly or indirectly from the Estate of Shelley Arden Tyre.” Accordingly, based on that order, Jennifer and Jeremy were precluded from inherit[287]*287ing under Shelley’s will as contingent beneficiaries.

The plaintiffs timely appealed the probate order to the Newport County Superi- or Court, arguing that the Slayer’s Act did not bar them from taking their share under Shelley’s will. They contended that since they were specifically named as contingent beneficiaries, they therefore were not inheriting “through” their father, as would otherwise be prohibited by the Slayer’s Act. In opposition, the Estate maintained that allowing Jennifer and Jeremy to inherit would, in fact be, a benefit to David, in direct violation of the Slayer’s Act.10 According to the Estate, the Legislature “intended both a broad interpretation and discretion to determine when a slayer will benefit by either taking directly or indirectly as a result of the death of the decedent.”

On cross-motions for summary judgment, the hearing justice found in favor of the Estate, holding that the Slayer’s Act barred Jennifer and Jeremy from inheriting under Shelley’s will. Referring to § 33-1.1-15, which prescribes that the Slayer’s Act be interpreted “broadly to effectuate the policy of this State that no person shall be allowed to profit from his or her wrongs,” the hearing justice determined that “allowing] Jennifer and Jeremy to take [under Shelley’s will]” would directly violate the Act because their inheritance would improperly allow “the slayer David Swain [to] profit from his wrongdoing.” Of import, the hearing justice noted that Jennifer and Jeremy were not minors, and therefore “ha[d] the ability to control the distribution of the property that * * * they would be entitled to if permitted by this action.” With that in mind, the hearing justice based his decision to bar plaintiffs’ taking under Shelley’s will on the undisputed facts that: (1) Jeremy had personally contributed and raised money to finance his father’s defense; 11 and (2) Jennifer and Jeremy had both stated that they would use any proceeds they inherited from Shelley’s estate for their father’s criminal defense, if necessary.

The plaintiffs then filed a notice of appeal to this Court.12 On appeal, they contend that the trial justice erred in determining that the bequest to Jennifer and Jeremy under Shelley’s will violated the Slayer’s Act. Furthermore, they maintain that the Slayer’s Act does not bar them from taking under Shelley’s will since they were specifically named as contingent beneficiaries and are therefore not “claiming through” David.

At the oral argument held on October 3, 2011, issues concerning mootness emerged. This Court deferred consideration of the merits of the appeal and issued an order directing the parties to file a joint statement as to whether the judgment of the Jamestown Probate Court (holding David responsible for paying the Estate $152,568.19) had been discharged in bank[288]*288ruptcy. Pursuant to our order, the parties submitted a joint statement confirming that the entire judgment had, in fact, been discharged in bankruptcy by the United States Bankruptcy Court for the District of Rhode Island.

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Bluebook (online)
57 A.3d 283, 2012 R.I. LEXIS 158, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jennifer-swain-v-estate-of-shelley-a-tyre-by-and-through-james-h-reilly-ri-2012.