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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 19-12560 Non-Argument Calendar ________________________
D.C. Docket No. 4:18-cv-00409-RH-CAS
JENNIFER SMITH,
Plaintiff-Appellant,
versus
FLORIDA A & M UNIVERSITY BOARD OF TRUSTEES,
Defendant-Appellee.
________________________
Appeal from the United States District Court for the Northern District of Florida ________________________
(October 8, 2020)
Before WILLIAM PRYOR, Chief Judge, JILL PRYOR, and BRANCH, Circuit Judges.
PER CURIAM: USCA11 Case: 19-12560 Date Filed: 10/08/2020 Page: 2 of 18
Jennifer Smith, a law professor, appeals the district court’s grant of summary
judgment in favor of her employer, the Board of Trustees at the Florida
Agricultural and Mechanical University (“FAMU”), on her claims of gender
discrimination in pay and retaliation under the Equal Pay Act,1 Title VII,2 and the
Florida Civil Rights Act (“FCRA”).3 This lawsuit is Smith’s second one against
FAMU for gender discrimination in pay. She brought the first one in 2014 based
on her original salary. Smith’s claims here, however, center on salary adjustments
made by FAMU which applied generally to law professors and occurred after the
verdict in Smith’s first (and unsuccessful) lawsuit. On appeal, Smith asserts that
the district court erred by applying collateral estoppel and granting summary
judgment on each of her claims. After a full review of the record, we affirm.
I. Background
A. Smith’s First Lawsuit
Smith was hired to work in FAMU’s law school in 2004. In 2014, she filed
a lawsuit against FAMU alleging that the school discriminated against female law
professors by paying them less than comparable male law professors. At that time,
Smith was an associate law professor with tenure. On July 22, 2015, after a trial, a
1 29 U.S.C. § 206(d)(1). 2 42 U.S.C. §§ 2000e-2(a)(1) and 2000e-3(a). 3 Fla. Stat. §§ 760.01(b) and 760.10.
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jury found that, although Smith was paid less than several comparator male law
professors, sex was not a motivating factor in the determination of Smith’s original
salary when she began in 2004 (“Smith I”). After judgment was entered on the
verdict, Smith filed two motions for a new trial and a motion to set aside the
judgments.
In August 2015, about two weeks after judgment was entered on the verdict,
and unbeknownst to Smith at the time, FAMU finalized an internal pay-inequity
study which concluded that, on average, female law professors were paid less than
male law professors at FAMU Law. Not long after that, in early 2016, FAMU’s
law school applied a one-time “salary adjustment” to about one third of the law
school faculty. The one-time salary adjustment increased Smith’s salary by
roughly $10,000. FAMU also made four other changes to faculty salaries that
were applied generally. Learning of the pay-inequity study, Smith then filed a
motion to set aside the judgment, arguing that the school’s one-time salary
adjustment demonstrated that FAMU had thereby “been caught” committing
“fraud on the court regarding [Smith’s] salary inequity case.” The district court
denied Smith’s motion to set aside the judgment. Smith appealed the jury verdict
in FAMU’s favor and the denials of her post-verdict motions to this Court. Smith
v. Fla. Agric. & Mech. Univ. Bd. of Trs., 687 F. App’x. 888 (11th Cir. 2017) (per
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curiam). After considering both the 2015 pay-inequity study and FAMU’s 2016
one-time salary adjustment, we affirmed, reasoning that
FAMU’s pay-inequity study was based entirely on publicly available data that Professor Smith drew upon in her presentation to the jury. Indeed, she persuaded the jury that she was paid less than comparable male professors. Nor are the remedial measures taken to correct the pay difference a confession that they were the product of gender bias.
Smith, 687 F. App’x. at 889.
B. FAMU’s Salary Changes
Because the changes to FAMU faculty salaries since Smith I mentioned
above are relevant to this appeal, we pause to explain them in greater detail. The
changes fell into one of five categories. First, as referenced above, the FAMU law
school made a one-time salary adjustment in 2016 which brought all tenured full
professors up to at least $140,000 and all tenured associate professors to at least
$120,000. But the adjustment was not widespread: it affected only a dozen of
FAMU’s roughly 36 faculty members. Further, the adjustment applied with equal
force to both males and females. According to one of the deans in charge of
making the salary adjustment, changes were based exclusively on “rank, tenure
status,” and “length of time”—not “qualitative factors” such as “reputation, . . .
teaching effectiveness, or any other type of subjective criteria that might go into
hiring somebody.” Second, FAMU gave a university-wide 1% cost-of-living raise
to all professors. Third, all FAMU law school professors who did not receive a
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promotion or other pay increase between January 1 and June 16, 2016 received a
1% lump-sum bonus. Fourth, associate professors who were promoted to full
professor before 2017 received a standard salary increase of 9 percent.4 Fifth,
routine changes to professor salaries reflected the addition or removal of
administrative duties or a shift between a 9-month and 12-month schedule.
Pursuant to FAMU’s salary changes, Smith received a one-time salary
adjustment from $115,278.63 to $125,000, putting her salary above the $120,000
mark for associate professors; a 1% cost-of-living raise; and, upon her subsequent
promotion to full professor, a 9% pay increase.5 She did not, however, receive a
1% lump sum bonus, as she had received a pay increase during the one-time
adjustment. And she was not affected by routine administrative or shift changes.
Smith’s annual salary by the end of 2016 was $136,250.
Regarding the one-time salary adjustment in 2016, two more things are
noteworthy. First, there was an earlier draft of this proposal. On August 22, 2016,
before the salary adjustments were finalized, the interim dean emailed FAMU
officials with a draft of proposed salary adjustments in which Smith’s salary was
recommended to be increased to $138,000. This figure was very close to the actual
4 Under a later union contract, the full-professor salary-promotion increase was set at 15 percent for those promoted in 2017 or after. 5 Smith was promoted to full professor effective August 8, 2016. 5 USCA11 Case: 19-12560 Date Filed: 10/08/2020 Page: 6 of 18
salary of the highest paid male associate professor, Jeffrey Brown, who at that time
was paid $138,330 and was not subject to the one-time salary adjustment. An
associate dean of the law school who was closely involved in crafting that
recommendation testified in his deposition that he (and other law school
administrators with whom he had collaborated) had at first proposed the $138,000
figure in part because he was attempting at that time to bring all tenured associate
professor salaries “a little closer” to Brown’s salary. FAMU ultimately decided
against raising all tenured associate professor salaries closer to Brown and instead
chose to consider his salary as an “outlier.” Accordingly, the 2016 one-time
adjustment to Smith’s salary as a tenured associate professor was instead set at
$125,000, which was $5,000 greater than all other tenured associate professors
other than Brown. The associate dean testified that Smith received $5,000 more
than the other tenured associate professors in part because she had been tenured for
a greater length of time, and because of “other factors.”
The second noteworthy aspect of the 2016 one-time salary adjustment is
FAMU’s stated purpose in making it. One of the deans tasked with crafting the
adjustment testified that correcting “gender disparity” simply “wasn’t the project.”
In other words, he explained, “[he] didn’t begin from the proposition that there was
gender disparity.” Rather, the adjustment was intended to address “[c]ompensation
inequities,” the “most obvious” of which was “salary inversion,” that is, “when
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faculty of lower rank and tenure status earn more than faculty with higher rank and
tenure status.” Salary inversion at the law school “resulted from the State’s
inability to provide regular cost of living raises to present or current faculty,
combined with new faculty hiring under the economic conditions prevailing on the
date of new hiring.” And although “[t]here are high end ‘outliers’ in each
category” of rank and tenure status, the one-time salary adjustment “does not
attempt to make the level of compensation paid to outliers the norm.” Along these
lines, the one-time salary adjustment “does not adopt a prohibition against
inversion,” but rather, “[i]t merely implements a restart” for those salaries that had
been affected by inversion in the past. That is to say, “[s]alary inversion may
reoccur.”
C. Smith’s 2016 EOP Complaint
In December 2016, Smith filed a complaint with FAMU’s Office of Equal
Opportunity Programs (“EOP”), alleging sex-based discrimination and retaliation
in violation of FAMU regulations because the law school contemplated but
declined to increase her salary to $138,000 during the 2016 one-time salary
adjustment. She specifically alleged that FAMU had made the 2016 one-time
adjustment “because [FAMU] found pay inequality based upon gender in its
August 2015 [pay-inequity] study.” She further claimed that she was suffering
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from sex discrimination based upon a salary differential between herself and
Brown.
The EOP issued a report the (“2017 EOP Report”) denying Smith’s claims.
Therein, the EOP refuted Smith’s suggestion that the 2015 pay-inequity study
concluded that all pay inequities were based upon gender, stating that “gender was
not the sole or primary factor for any disparities in the August 2015 [pay-inequity]
study.” The EOP further found that there is no evidence that any then-existing
disparity between Brown’s and Smith’s salaries was “due to a discriminatory
factor.” The EOP reached this conclusion in part because
Brown was offered a higher salary upon hire in 2009 than complainant was earning at the time. Brown had earned tenure at Northern Illinois University College of Law at the Associate Professor rank. He also had taught for 13 years in the United States, Bulgaria, Macedonia and the Russian Federation prior to coming to FAMU.
In other words, Brown “was paid upon hire according to his outstanding
credentials at the time.” By comparison, Smith “had limited teaching experience.
She had served as a Faculty Lecturer for two weeks at Federal Publications and as
a Faculty Instructor for a semester at the Center for Career Education (The George
Washington University).” Thus, Smith’s allegations were “unsubstantiated.”
D. Smith’s Second Lawsuit
In July 2018, Smith filed the instant action against FAMU in Florida state
court, and FAMU removed the case to federal court. She claimed that FAMU
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violated the Equal Pay Act because her current salary was lower than that of other
full professor comparators who are male. Smith also claimed that FAMU violated
Title VII and the FCRA because “actions” taken by FAMU with regard to pay
discriminated against her on the basis of sex. Lastly, she claimed that FAMU
retaliated against her “for her 2014 lawsuit” in violation of the Equal Pay Act, Title
VII, and the FCRA because she “was negatively treated with regard to the salary
increases.” The parties eventually filed cross-motions for summary judgment.
The district court granted summary judgment to FAMU. The court first
concluded that the Smith I judgment, which was entered on July 22, 2015,
collaterally estops Smith from asserting that her pay as of that date resulted from
sex discrimination. The court then denied Smith’s Equal Pay Act, Title VII, and
FCRA discrimination claims. In doing so, the court concluded that any current
disparity between Smith and her alleged comparators predated the Smith I verdict
or is explained by completely objective, nondiscriminatory factors. The district
court also concluded that FAMU’s decision to not raise Smith’s salary to match
“outliers” such as Brown was consistent with the way it treated other professors of
like tenure and rank. Lastly, the district court denied Smith’s retaliation claims
because there was no affirmative evidence of retaliation in FAMU’s post-Smith I
changes to Smith’s pay, but rather, Smith’s one-time adjustment to $125,000 could
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even be said to be “more generous” than the salary adjustments of some others.
After being denied a motion to reconsider, Smith timely appealed.
II. Standards of Review
We review a district court’s grant of a motion for summary judgment de
novo. Smith v. Haynes P.C., 940 F.3d 635, 642 (11th Cir. 2019). We construe the
evidence in the light most favorable to the non-moving party, and we will affirm if
we find no genuine issue of material fact and the moving party is entitled to
judgment as a matter of law. Alvarez v. Royal Atl. Developers, Inc., 610 F.3d
1253, 1263–64 (11th Cir. 2010).
We review the district court’s decision to apply collateral estoppel de novo
and its findings of fact supporting its determination on issue preclusion for clear
error. Quinn v. Monroe Cty., 330 F.3d 1320, 1328 (11th Cir. 2003). We may
conclude that a district court’s factual finding is clearly erroneous when we possess
the definite and firm conviction that a mistake has been committed. Robinson v.
Tyson Foods, Inc., 595 F.3d 1269, 1275 (11th Cir. 2010).
III. Discussion
A. Equal Pay Act Discrimination Claim
Smith contends that the district court erred by granting summary judgment
to FAMU on her Equal Pay Act claim because the pay disparity in Smith I was not
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carried forward, but rather, FAMU “reset” its salary formula through the 2016 one-
time salary adjustment. And under FAMU’s “new” salary formula, she avers, she
should be but is not being paid the same as Professor Brown. We disagree. Even
though FAMU’s 2016 one-time adjustment “reset” some of its faculty member’s
salaries, the current pay disparity between Smith and Brown is clearly attributable
to the preexisting and benign disparity between them from Smith I.
An employee establishes a prima facie case under the Equal Pay Act by
showing that the employer paid differing wages to employees of opposite sexes for
“equal work on jobs . . . which require[] equal skill, effort, and responsibility, and
which are performed under similar working conditions.” 29 U.S.C. § 206(d)(1);
see Steger v. Gen. Elec. Co., 318 F.3d 1066, 1077–78 (11th Cir. 2003). Once the
employee has established a prima facie case, the employer may avoid liability by
proving by a preponderance of the evidence that the payments were made pursuant
to:
(i) a seniority system; (ii) a merit system; (iii) a system which measures earnings by quantity or quality of production; or (iv) a differential based on any other factor other than sex: Provided, That an employer who is paying a wage rate differential in violation of this subsection shall not, in order to comply with the provisions of this subsection, reduce the wage rate of any employee.
29 U.S.C. § 206(d)(1) (emphasis in original). “The burden to prove these
affirmative defenses is heavy and must demonstrate that ‘the factor of sex
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provided no basis for the wage differential.’” Steger, 318 F.3d at 1078 (quoting
Irby v. Bittick, 44 F.3d 949, 954 (11th Cir.1995)). The employee may then rebut
the employer’s defense by putting forth evidence demonstrating that the
employer’s alternative bases for the pay disparity were pretextual or offered as a
post-event justification for a sex-based differential. Id. A district court’s factual
finding that an employer has demonstrated that sex provided no basis for the pay
disparity is reviewed for clear error. Id.
Smith cannot establish a prima facie case of pay discrimination under the
Equal Pay Act. Because Smith is collaterally estopped from asserting that the pay
disparity between herself and Brown at the time of the Smith I verdict was
discriminatory on the basis of sex,6 she may establish a prima facie case of
discrimination in the instant case only upon showing that the current disparity was
not simply carried forward. She cannot meet this burden. FAMU has made no
changes to Brown’s or Smith’s salary that would suggest that the current disparity
6 Collateral estoppel, often referred to as issue preclusion, “precludes the relitigation of an issue that has already been litigated and resolved in a prior proceeding.” Pleming v. Universal- Rundle Corp., 142 F.3d 1354, 1359 (11th Cir. 1998) (emphasis added). This type of preclusion differs from that imposed by the doctrine of res judicata, which bars the relitigation of entire claims. Id. at 1359. Here, the district court did not find, as Smith asserts it did, that her entire “gender pay claim was collaterally barred.” Rather, the district court appropriately applied collateral estoppel to preclude her from challenging a specific factual issue decided by the jury in her 2014 trial: whether FAMU’s disparate payment of salaries that occurred before the trial was motivated by gender discrimination. The district court nevertheless made clear that Smith was permitted to litigate the issue of whether any new action taken by FAMU after the resolution of Smith I was discriminatory.
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between them is based on sex in any way. The 2016 one-time salary adjustment
affected only a third of FAMU’s faculty members—but not Brown’s. And no
evidence supports the notion that sex in any way contributed to that adjustment.
Rather, the adjustment applied evenhandedly to both men and women. And the
unequivocal testimony from those who engineered the one-time adjustment was
that sex was never considered as a factor. Accordingly, we hold that Smith’s
Equal Pay Act claim fails.7
B. Title VII & FCRA Discrimination Claims
Smith also cannot establish a prima facie case of sex-based discrimination
under Title VII and the FCRA. On appeal, Smith contends that FAMU
discriminated against her on the basis of sex by neglecting to apply its “new salary
formula” to her during the 2016 one-time salary adjustment in order to bring her
salary to $138,000. 8 We disagree.
7 Smith relies heavily upon Board of Regents of University of Nebraska v. Dawes, 522 F.2d 380 (8th Cir. 1975), to challenge the 2016 salary adjustment. Dawes is inapposite because there the university explicitly set out to overhaul its salary system by making adjustments based on sex. 522 F.2d at 381. Here, the evidence clearly shows that sex played no part in FAMU’s 2016 one- time salary adjustment, or in any other change to faculty salaries since the verdict in Smith I. 8 Smith also contends that the 2017 EOP Report’s statement that “gender was not the sole or primary factor for any disparities in the August 2015 study” is dispositive proof that FAMU discriminated against her on the basis of sex in violation of Title VII and the FCRA by paying her less than comparator Brown. This argument fails to appreciate the force of collateral estoppel. The 2015 pay-inequity study examined the exact same data the jury used to conclude that Smith’s pay disparity was not based on gender. See Smith, 687 F. App’x at 889 (“FAMU’s [pay-inequity] study was based entirely on publicly available data that Professor Smith drew upon in her presentation to the jury. Indeed, she persuaded the jury that she was paid less than comparable male professors.”). Thus, regardless of how the EOP office characterized the 2015 pay-inequity 13 USCA11 Case: 19-12560 Date Filed: 10/08/2020 Page: 14 of 18
Title VII prohibits employers from discriminating “against any individual
with respect to [her] compensation, terms, conditions, or privileges of employment,
because of such individual’s . . . sex.” 42 U.S.C. § 2000e-2(a)(1). The FCRA
makes it unlawful for employers to discriminate on the basis of sex. Fla. Stat.
§ 760.10(1)(a).9 We review discrimination claims under Title VII and the FCRA
that involve circumstantial evidence under the framework established in
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Johnson v. Miami-
Dade Cty., 948 F.3d 1318, 1325 (11th Cir. 2020) (citing Harper v. Blockbuster
Entm't Corp., 139 F.3d 1385, 1387, 1389–90 (11th Cir. 1998)). To establish a
prima facie case under that framework, a plaintiff must show that she was a
qualified member of a protected class and subjected to an “adverse employment
action” in contrast to similarly situated employees outside of the protected class.
Butler v. Ala. Dept. of Transp., 536 F.3d 1209, 1215 (11th Cir. 2008). To
demonstrate an adverse employment action, “an employee must show a serious and
material change in the terms, conditions, or privileges of employment.” Davis v.
Town of Lake Park, Fla., 245 F.3d 1232 (11th Cir.2001). Importantly, “the
employee's subjective view of the significance and adversity of the employer's
study, that study simply cannot overcome the jury’s finding in Smith I that any pay differential between Brown and Smith at that time was not based on sex. 9 Florida’s unlawful employment practices statute makes it unlawful for an employer to “discriminate against any individual with respect to compensation . . . because of such individual’s . . . sex.” Fla. Stat. § 760.10(1)(a). 14 USCA11 Case: 19-12560 Date Filed: 10/08/2020 Page: 15 of 18
action is not controlling; the employment action must be materially adverse as
viewed by a reasonable person in the circumstances.” Id.
Here, Smith has not met her burden to show that FAMU committed any
materially adverse employment action against her since Smith I, and therefore she
cannot establish a prima facie case of sex-based discrimination. Smith’s bald
allegation that FAMU did not apply its “new salary formula” to her during the
2016 one-time salary adjustment ignores the evidence. Smith received a nearly
$10,000 increase—which resulted in a final salary that was $5,000 greater than any
other associate professor who had similarly been affected by the adjustment.
Smith’s assertion that her salary should have been raised to $138,000 to match
Brown falls flat because Brown was not affected by the one-time adjustment. No
other associate professor—male or female—received a salary increase to match
Brown’s. And because the Smith I jury determined that the disparity between
Brown and Smith’s salaries at that time was not based on sex, FAMU was under
no obligation to raise her salary to match his. Thus, as compared to every other
associate professor who was affected by the one-time adjustment, Smith was not
treated adversely. We therefore conclude that Smith’s Title VII and FCRA claims
necessarily fail.
C. Retaliation Claims
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Smith maintains that the district court erred by finding that FAMU did not
retaliate against her for litigating her case in Smith I. She contends that FAMU
retaliated against her by neglecting to adjust her salary to the $138,000 initially
considered by FAMU before it finalized the amounts for the 2016 one-time salary
adjustment because such amount would have more closely approximated Brown’s
$138,330 salary. As with her discrimination claims, we disagree that this decision
by FAMU constitutes a materially adverse action.
The Equal Pay Act provides that it is unlawful to “discriminate against any
employee because such employee has filed any complaint.” 29 U.S.C. § 215(a)(3).
Likewise, Title VII and the FCRA also prohibit employers from retaliating against
an employee because she has “opposed any . . . unlawful employment practice.”
42 U.S.C. § 2000e-3(a); Fla. Stat. § 760.10(7). Smith may establish her prima
facie case of retaliation under all three statutes by proving (1) that she engaged in
statutorily protected activity, (2) that she suffered a materially adverse action, and
(3) that the adverse action was causally related to the protected activity. See
Honrsby-Culpepper v. Ware, 906 F.3d 1302, 1314 n.9 (11th Cir. 2018) (Equal Pay
Act); Jefferson v. Sewon America, Inc., 891 F.3d 911, 924 (11th Cir. 2018) (Title
VII); Alvarez, 610 F.3d at 1268, 1271 (FCRA). “[I]n the context of a Title VII
retaliation claim, a materially adverse action ‘means it well might have dissuaded a
reasonable worker from making or supporting a charge of discrimination.’”
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Crawford v. Carroll, 529 F.3d 961, 974 (11th Cir. 2008) (quoting Burlington N. &
Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006)). Note that this is a “more
liberal view of what constitutes an adverse employment action” than in the
discrimination context. Id.; see also id. at n.14. We have recognized that
“employer actions that ‘deprived [the employee] of compensation which he
otherwise would have earned clearly constitute adverse employment actions for
purposes of Title VII [retaliation].’” Shannon v. Bellsouth Telecomm., Inc.¸ 292
F.3d 712, 716 (11th Cir. 2002) (alteration in original) (quoting Bass v. Bd. of Cty.
Comm’rs, 256 F.3d 1095, 1118 (11th Cir. 2001)). Such deprivations can include
denials of pay raises to which an employee is entitled. Gupta v. Fla. Bd. of
Regents, 212 F.3d 571, 590 (11th Cir. 2000), overruled on other grounds by White,
548 U.S. 53.
Here, it is undisputed that Smith’s involvement in her 2016 case constituted
“protected activity.” But like her discrimination claims, Smith cannot show that
she suffered an adverse action as a result of that protected activity. The record is
void of any evidence that she was entitled to receive the same salary as Brown
after the jury in Smith I concluded that the salary discrepancy between them was
not motivated by gender discrimination. Smith makes much of one of the
proposed drafts of the 2016 one-time adjustment which would have put her at the
$138,000 mark. But, as the district court noted at the hearing on the motion for
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summary judgment, this figure was merely a “suggestion” in the midst of a lengthy
process and was ultimately discarded. FAMU cycled through over ten drafts of
proposed changes to faculty salaries. To say that any one of those drafts entitled
Smith to a specific salary would be absurd. See Chapman v. AI Transport, 229
F.3d 1012, 1030 (11th Cir. 2000) (stating plainly that the federal courts “do not sit
as a super-personnel department that re-examines an entity’s business decisions.”
(quoting Elrod v. Sears, Roebuck & Co., 939 F.2d 1466, 1470 (11th Cir. 1991))).
Further, there is no evidence that FAMU discarded the proposal for $138,000 for
an improper reason. Smith therefore fails to show she suffered an adverse action
and thus cannot make a prima facie case of retaliation.
IV. Conclusion
Accordingly, we AFFIRM the district court’s grant of summary judgment.
We also DENY Smith’s motion to supplement the record.