1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 EASTERN DISTRICT OF CALIFORNIA 8 JENNIFER LEE ERICKSON, 9 Case No. 1:25-cv-01120-SKO Plaintiff, 10 v. ORDER ON PLAINTIFF’S SOCIAL 11 SECURITY COMPLAINT FRANK BISIGNANO, 12 Commissioner of Social Security, 13 Defendant. (Doc. 1) 14 _____________________________________/ 15 16 I. INTRODUCTION 17 18 Plaintiff Jennifer Lee Erickson (“Plaintiff”) seeks judicial review of a final decision of the 19 Commissioner of Social Security (the “Commissioner” or “Defendant”) denying her application for 20 Supplemental Security Income (SSI) under the Social Security Act (the “Act”). (Doc. 1.) The matter 21 is currently before the Court on the parties’ briefs, which were submitted, without oral argument, to 22 the Honorable Sheila K. Oberto, United States Magistrate Judge.1 23 II. FACTUAL BACKGROUND 24 On October 3, 2017, Plaintiff applied for SSI payments, alleging she became disabled as of 25 September 18, 2016, due to a herniated disc, lumbar disc degeneration, rheumatoid arthritis, 26 necessity of cane use, chronic lower back pain, anxiety, tension, dizziness and depression. 27 (Administrative Record (“AR”) 19, 63–64, 79–80, 200.) Plaintiff was born in 1978 and was 38 years 28 1 old on the application date. (AR 34, 63, 79, 200, 245, 261, 811.) Plaintiff has at least a high school 2 education (AR 34, 205, 812) and past work as a stocker, layaway clerk, vet technician, and 3 receptionist (AR 205, 233, 811). 4 A. Relevant Evidence of Record2 5 In February 2018, following a comprehensive psychiatric evaluation, consultative 6 psychiatrist Gary D. Bartell, M.D., opined that Plaintiff was capable of managing her own funds and 7 had mild impairment in her ability to “perform simple and repetitive tasks,” “perform detailed and 8 complex tasks,” “accept instructions from supervisors,” “interact with coworkers and the public,” 9 and “perform activities on a consistent basis without special instruction.” (AR 405.) Dr. Bartell 10 further opined that Plaintiff’s ability to “maintain regular attendance in the workplace and complete 11 a normal workday” is moderately impaired, and her ability to “deal with usual stress at the 12 workplace” is moderately impaired. (AR 405.) 13 B. Administrative Proceedings 14 The Commissioner denied Plaintiff’s application for benefits initially on March 9, 2018, and 15 again on reconsideration on June 11, 2018. (AR 19, 95–99, 101–105.) Following a hearing, an 16 Administrative Law Judge (ALJ) issued a written decision on December 26, 2019, finding Plaintiff 17 not disabled. (AR 19–35.) Plaintiff appealed the decision to the district court. (AR 867–69.) The 18 parties thereafter voluntarily remanded the case for further proceedings. (AR 860–61.) On remand, 19 the Appeals Council directed the assigned ALJ to conduct a de novo hearing, to take any further 20 action needed to complete the record, and to issue a new written decision.3 (AR 855–56.) 21 At a hearing held on October 24, 2023, Plaintiff appeared via teleconference with counsel 22 and testified before an ALJ as to her alleged disabling conditions and work history. (AR 828–41.) 23 A vocational expert (VE) also testified at the hearing. (AR 841–51.) 24 C. The ALJ’s Decision 25 In decision dated November 30, 2023, the ALJ once again concluded that Plaintiff was not 26
27 2 Because the parties are familiar with the medical evidence, it is summarized here only to the extent relevant to the contested issues. 28 3 The Appeals Council also noted that Plaintiff filed a subsequent claim for SSI on December 3, 2020, which was deemed 1 disabled. (AR 793–813.) The ALJ conducted the five-step disability analysis set forth in 20 C.F.R. 2 § 416.920. (AR 795–813.) The ALJ decided that Plaintiff had not engaged in substantial gainful 3 activity since October 3, 2017, the application date (step one). (AR 795.) At step two, the ALJ 4 found Plaintiff’s following impairments to be severe: degenerative disc disease of the lumbar spine 5 status post fusion, degenerative disc disease of the cervical spine, generalized anxiety disorder, major 6 depressive disorder, bipolar disorder, somatic symptom disorder, and fibromyalgia. (AR 796.) 7 Plaintiff did not have an impairment or combination of impairments that met or medically equaled 8 one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (“the Listings”) (step 9 three). (AR 796–99.) 10 The ALJ then assessed Plaintiff’s residual functional capacity (RFC)4 and applied the 11 assessment at steps four and five. See 20 C.F.R. § 416.920(a)(4) (“Before we go from step three to 12 step four, we assess your residual functional capacity . . . . We use this residual functional capacity 13 assessment at both step four and step five when we evaluate your claim at these steps.”). The ALJ 14 determined that Plaintiff had the RFC: 15 to perform light work as defined in 20 CFR [§] 416.967(b) with the following limitations: [Plaintiff] can stand and/or walk for three hours total in an eight-hour 16 workday. She can never climb ladders, ropes, or scaffolds but can occasionally climb ramps or stairs, balance, stoop, kneel, crouch, and crawl. [Plaintiff] can 17 occasionally reach overhead with the bilateral upper extremities and frequently 18 operate foot controls with the bilateral lower extremities, including operating a motor vehicle. [Plaintiff] can tolerate occasional exposure to extreme cold, 19 vibration, and unprotected heights but she cannot ambulate on uneven terrain. She can understand, remember, and carry out simple and detailed but not complex 20 instructions and use judgement [sic] to make work-related decisions. [Plaintiff] can 21 perform low stress work, which is defined as work requiring at most occasional decisions and occasional changes in work duties and tasks. She can tolerate 22 occasional interaction with the general public. 23 (AR 799–811.) Although the ALJ recognized that Plaintiff’s impairments “could reasonably be 24
25 4 RFC is an assessment of an individual’s ability to do sustained work-related physical and mental activities in a work setting on a regular and continuing basis of 8 hours per day, for 5 days per week, or an equivalent work schedule. TITLES 26 II & XVI: ASSESSING RESIDUAL FUNCTIONAL CAPACITY IN INITIAL CLAIMS, Social Security Ruling (“SSR”) 96-8P (S.S.A. July 2, 1996). The RFC assessment considers only functional limitations and restrictions that result from an 27 individual’s medically determinable impairment or combination of impairments. Id. “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record including, inter alia, medical records, lay evidence, and ‘the 28 effects of symptoms, including pain, that are reasonably attributed to a medically determinable impairment.’” Robbins 1 expected to cause some of the alleged symptoms[,]” the ALJ rejected Plaintiff’s subjective testimony 2 as “not entirely consistent with the medical evidence and other evidence in the record.” (AR 801.) 3 The ALJ determined that Plaintiff could not perform her past relevant work (step four) but 4 that, given her RFC, she could perform a significant number of jobs in the national economy (step 5 five), including ticket seller, marking clerk, and routing clerk. (AR 811–12.) The ALJ ultimately 6 concluded that Plaintiff was not disabled since October 3, 2017, the date the application was filed. 7 (AR 813.) 8 Plaintiff sought review of this decision before the Appeals Council, which denied review on 9 February 20, 2025. (AR 772–74.) Therefore, the ALJ’s decision became the final decision of the 10 Commissioner. 20 C.F.R. § 416.1481. 11 III. LEGAL STANDARD 12 A. Applicable Law 13 An individual is considered “disabled” for purposes of disability benefits if they are unable 14 “to engage in any substantial gainful activity by reason of any medically determinable physical or 15 mental impairment which can be expected to result in death or which has lasted or can be expected 16 to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). However, 17 “[a]n individual shall be determined to be under a disability only if [their] physical or mental 18 impairment or impairments are of such severity that [they] are not only unable to do [their] previous 19 work but cannot, considering [their] age, education, and work experience, engage in any other kind 20 of substantial gainful work which exists in the national economy.” Id. § 423(d)(2)(A). 21 “The Social Security Regulations set out a five-step sequential process for determining 22 whether a claimant is disabled within the meaning of the Social Security Act.” Tackett v. Apfel, 180 23 F.3d 1094, 1098 (9th Cir. 1999) (citing 20 C.F.R. § 404.1520); see also 20 C.F.R. § 416.920. The 24 Ninth Circuit has provided the following description of the sequential evaluation analysis: In step one, the ALJ determines whether a claimant is currently engaged in 25 substantial gainful activity. If so, the claimant is not disabled. If not, the ALJ 26 proceeds to step two and evaluates whether the claimant has a medically severe impairment or combination of impairments. If not, the claimant is not disabled. If 27 so, the ALJ proceeds to step three and considers whether the impairment or combination of impairments meets or equals a listed impairment under 20 C.F.R. pt. 28 404, subpt. P, [a]pp. 1. If so, the claimant is automatically presumed disabled. If 1 performing [their] past relevant work. If so, the claimant is not disabled. If not, the 2 ALJ proceeds to step five and examines whether the claimant has the [RFC] . . . to perform any other substantial gainful activity in the national economy. If so, the 3 claimant is not disabled. If not, the claimant is disabled. 4 Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005); see, e.g., 20 C.F.R. § 416.920(a)(4) (providing 5 the “five-step sequential evaluation process” for SSI claimants). “If a claimant is found to be 6 ‘disabled’ or ‘not disabled’ at any step in the sequence, there is no need to consider subsequent 7 steps.” Tackett, 180 F.3d at 1098 (citing 20 C.F.R. § 404.1520); 20 C.F.R. § 416.920. 8 “The claimant carries the initial burden of proving a disability in steps one through four of 9 the analysis.” Burch, 400 F.3d at 679 (citing Swenson v. Sullivan, 876 F.2d 683, 687 (9th Cir. 10 1989)). “However, if a claimant establishes an inability to continue [their] past work, the burden 11 shifts to the Commissioner in step five to show that the claimant can perform other substantial 12 gainful work.” Id. (citing Swenson, 876 F.2d at 687). 13 B. Scope of Review 14 “This court may set aside the Commissioner’s denial of [social security] benefits [only] when 15 the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record 16 as a whole.” Tackett, 180 F.3d at 1097 (citation omitted). “Substantial evidence . . . is ‘more than 17 a mere scintilla,’” and means only “such relevant evidence as a reasonable mind might accept as 18 adequate to support a conclusion.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (quoting 19 Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). See also Ford v. Saul, 950 F.3d 1141, 1154 20 (9th Cir. 2020). 21 “This is a highly deferential standard of review . . . .” Valentine v. Comm’r of Soc. Sec. 22 Admin., 574 F.3d 685, 690 (9th Cir. 2009). “The ALJ’s findings will be upheld if supported by 23 inferences reasonably drawn from the record.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 24 2008) (citation omitted). Additionally, “[t]he court will uphold the ALJ’s conclusion when the 25 evidence is susceptible to more than one rational interpretation.” Id.; see, e.g., Edlund v. Massanari, 26 253 F.3d 1152, 1156 (9th Cir. 2001) (“If the evidence is susceptible to more than one rational 27 interpretation, the court may not substitute its judgment for that of the Commissioner.” (citations 28 omitted)). 1 Nonetheless, “the Commissioner’s decision ‘cannot be affirmed simply by isolating a 2 specific quantum of supporting evidence.’” Tackett, 180 F.3d at 1098 (quoting Sousa v. Callahan, 3 143 F.3d 1240, 1243 (9th Cir. 1998)). “Rather, a court must ‘consider the record as a whole, 4 weighing both evidence that supports and evidence that detracts from the [Commissioner’s] 5 conclusion.’” Id. (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993)). 6 Finally, courts “may not reverse an ALJ’s decision on account of an error that is harmless.” 7 Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) (citing Stout v. Comm’r, Soc. Sec. Admin., 8 454 F.3d 1050, 1055–56 (9th Cir. 2006)). “An error is harmless only if it is ‘inconsequential to the 9 ultimate nondisability determination.’” Lambert v. Saul, 980 F.3d 1266, 1278 (9th Cir. 2020) 10 (quoting Brown-Hunter v. Colvin, 806 F.3d 487, 494 (9th Cir. 2015)). “[T]he burden of showing 11 that an error is harmful normally falls upon the party attacking the agency’s determination.” Shinseki 12 v. Sanders, 556 U.S. 396, 409 (2009) (citations omitted). 13 IV. DISCUSSION 14 Plaintiff asserts three allegations of error: (1) the ALJ failed to articulate clear and convincing 15 reasons for discounting her testimony regarding her subjective complaints; (2) the ALJ did not 16 adequately address assessed limitations in a credited medical opinion; and (3) the ALJ failed to 17 properly determine the persuasives of the prior administrative findings. (Docs. 20, 23.) The 18 Commissioner counters that the ALJ (1) properly relied on evidence in the record that undermined 19 the credibility of Plaintiff’s allegations of disabling symptoms and limitations; (2) adequately 20 translated credited medical opinions into the assessed RFC; and (3) sufficiently considered the prior 21 administrative findings. (Doc. 22.) 22 The Court agrees with Plaintiff that the assessed RFC is not supported by substantial 23 evidence, as the ALJ did not adequately address whether and how it accounts for credited medical 24 opinion evidence regarding Plaintiff’s moderate limitations, and on that basis will reverse and 25 remand the matter for further proceedings.5 26 5 Because further proceedings will necessitate the re-evaluation of the evidence and re-assessment of the RFC, see infra, 27 the Court does not reach the additional allegations of error. See Hiler v. Astrue, 687 F.3d 1208, 1212 (9th Cir. 2012) (“Because we remand the case to the ALJ for the reasons stated, we decline to reach [plaintiff’s] alternative ground for 28 remand.”); see also Rendon G. v. Berryhill, No. EDCV 18-0592-JPR, 2019 WL 2006688, at *8 (C.D. Cal. May 7, 2019); 1 2 “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record.” 3 Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006). “[A]n RFC that fails to take into 4 account a claimant’s limitations is defective.” Valentine, 574 F.3d at 690. 5 “Where an ALJ accords substantial or great weight to a physician’s opinion, [they] must 6 either incorporate their findings into the RFC or offer an explanation for why he chose not to accept 7 them.” Sahyoun v. Saul, No. 2:18-CV-576-EFB, 2020 WL 1492661, at *3 (E.D. Cal. Mar. 27, 2020); 8 see also Martin v. Comm’r of Soc. Sec. Admin., 472 F. App’x 580 (9th Cir. 2012) (“The 9 administrative law judge (ALJ) erred when formulating Martin’s residual functional capacity (RFC) 10 because the RFC neither incorporated Dr. Steiner’s opinion of Martin’s work limitations nor gave 11 specific and legitimate reasons for rejecting it.”); Bain v. Astrue, 319 F. App’x 543, 545−46 (9th Cir. 12 2009) (holding ALJ erred in not including consultative examining psychologist’s moderate 13 limitations in the RFC, despite specifically crediting these limitations in the opinion); Harrell v. 14 Kijakazi, No. 1:20-cv-00614-GSA, 2021 WL 4429416, at *4 (E.D. Cal. Sept. 27, 2021) (“The ALJ 15 was under no obligation to accept a medical opinion he found unsupported by the record. But, 16 having clearly stated that he was according [the physician]’s opinion great weight, the ALJ was 17 under an obligation to account for the moderate limitations [the physician] identified irrespective of 18 the broader reasoning in support of the RFC.”); Flores v. Saul, No. 1:18-cv-01523-SKO, 2020 WL 19 509098, at *5 (E.D. Cal. Jan. 31, 2020) (finding ALJ erred by assigning great weight to consultative 20 psychologist’s opinion, but failing to provide specific and legitimate reasons for rejecting significant 21 portions of the opinion); Wascovich v. Saul, No. 2:18-cv-659-EFB, 2019 WL 4572084, at *3−5 (E.D. 22 Cal. Sept. 20, 2019) (finding ALJ erred by assigning substantial weight to consulting examiner’s 23 opinion that the plaintiff had a mild to moderate impairment in her capacity to maintain regular 24 attendance, but failed to account for the limitation in the RFC); Neufeld v. Berryhill, No. 2:16-cv- 25 03644 (VEB), 2018 WL 4739699, at *6 (C.D. Cal. Sept. 30, 2018) (“Having afforded ‘great weight’ 26 to the opinions of Dr. Bartell and Dr. Loomis, the ALJ was bound to either incorporate their findings 27 Ramirez v. Astrue, 536 F. Supp. 2d 1147, 1153 n.7 (C.D. Cal. 2008) (“[The] Court need not address the other claims 28 plaintiff raises, none of which would provide plaintiff with any further relief than granted, and all of which can be 1 as to Plaintiff’s limitations or explain why she decided not to accept them.”). An ALJ errs when 2 they do not explain why they did not adopt all findings or limitations from a persuasive opinion. 3 Patterson v. Comm’r of Social Sec., No. 2:23-cv-00635 AC, 2024 WL 4216810, at *8 (E.D. Cal. 4 Sept. 17, 2024). 5 B. Analysis 6 As set forth above, and as pertinent here, consultative examiner Dr. Bartell opined that 7 Plaintiff was moderately limited in her ability to “maintain regular attendance in the workplace and 8 complete a normal workday” and “deal with usual stress at the workplace.” (AR 405.) The ALJ 9 found the opinion “persuasive,” explaining that Dr. Bartell “presented sufficient objective evidence 10 and relevant medical explanations for his opinion” and his opinion is “consistent with the 11 observations of multiple treating psychiatrists and psychologists” and “with [Plaintiff’s] daily 12 activities.” (AR 809.) 13 The question before the Court is whether the ALJ, having deemed Dr. Bartell’s opinion 14 persuasive, “appropriately translated the moderate limitations from that opinion into concrete 15 restrictions in the RFC.” Harrell, 2021 WL 4429416, at *6−7; see also id. (“But, having clearly 16 stated that he was according Dr. Stafford’s opinion great weight, the ALJ was under an obligation 17 to account for the moderate limitations Dr. Stafford identified irrespective of the broader reasoning 18 in support of the RFC.”). In answering this question, the Court is mindful that an ALJ’s RFC 19 findings need only be consistent with assessed limitations and not identical to them. See Turner v. 20 Comm’r of Soc. Sec., 613 F.3d 1217, 1222−23 (9th Cir. 2010); Wascovich, 2019 WL 4572084, at *5 21 (“This does not necessarily mean that the ALJ was required to explicitly transcribe the limitation in 22 the RFC. Rather, he is required to account for it in his ‘translation.’”); Rounds v. Comm’r of Soc. 23 Sec. Admin., 807 F.3d 996, 1006 (9th Cir. 2015) (“[T]he ALJ is responsible for translating and 24 incorporating clinical findings into a succinct RFC.”); Ashlock v. Kijakazi, No. 1:21-cv-01687-GSA, 25 2022 WL 2307594, at *3 (E.D. Cal. June 27, 2022) (“The RFC need not mirror a particular opinion; 26 it is an assessment formulated by the ALJ based on all relevant evidence.”). 27 Here, it is not clear from the ALJ’s decision if—and if so, how—the ALJ may have 28 incorporated into the assessed RFC the opined moderate limitations in Dr. Bartell’s persuasive 1 opinion. See Wascovich, 2019 WL 4572084, at *5. The Commissioner contends that Dr. Bartell’s 2 opined limitations are accounted for by the assessed RFC. (Doc. 22 at 6–7.) The Court disagrees. 3 First, the Commissioner maintains that the RFC adequately accounted for all of Plaintiff’s 4 “moderate” limitations considering that a “moderate” limitation in the context of Dr. Bartell’s 5 evaluation could reasonably have been understood as meaning “more than a slight limitation,” but 6 that Plaintiff “could still function satisfactorily.” (Id. at 7 (quoting Fergerson v. Berryhill, No. 5:17- 7 CV-00161-KES, 2017 WL 5054690, at *3 (C.D. Cal. Nov. 1, 2017)). However, in formulating an 8 RFC, the ALJ must account for all of a claimant’s medically determinable impairments, including 9 those that are not “severe,” and evaluate “all of the relevant medical and other evidence.” 20 C.F.R. 10 § 416.945(a)(1); Valentine, 574 F.3d 690 (an RFC that “fails to take into account a claimant’s 11 limitations is defective”). Therefore, an ALJ errs when, as here, an ALJ provides an incomplete 12 RFC ignoring “significant and probative evidence.” Hill v. Astrue, 698 F.3d 1153, 1161−62 (9th 13 Cir. 2012). Here, the ALJ generally credited Dr. Bartell’s opinion and incorporated some of the 14 mild concentration limitations into the assessed RFC. However, the ALJ did not address Dr. 15 Bartell’s opinion as to the assessed moderate limitations by either translating the opined limitations 16 into the RFC or explaining why the ALJ declined to credit Dr. Bartell’s opinion as to them. This 17 was error. See Macquarrie v. Comm’r of Soc. Sec., No. 1:21-CV-00072-CDB, 2023 WL 8242069, 18 at *7 (E.D. Cal. Nov. 28, 2023). 19 Defendant next cites a Ninth Circuit case, Stubbs-Danielson v. Astrue, 539 F.3d 1169 (9th 20 Cir. 2008), to support the proposition that an RFC limited to simple work “accommodates an opinion 21 that a claimant has moderate limitations.” (Doc. 22 at 7.) However, this case is distinguishable from 22 the instant matter. 23 In Stubbs-Danielson v. Astrue, the Ninth Circuit noted that an “ALJ’s RFC finding properly 24 incorporated the limitations . . . related to pace and the other mental limitations regarding attention, 25 concentration, and adaption.” Id. at 1174. However, courts have frequently distinguished Stubbs- 26 Danielson as inapplicable to cases with opined limitations beyond concentration, persistence, or 27 pace. Macias, 2021 WL 856423, at *6 (distinguishing Stubbs-Danielson as “the moderate 28 restrictions at issue here involve limitations in maintaining attendance and completing a normal 1 workday, not limitations in concentration, persistence or pace”); Harrell, 2021 WL 4429416, at *6 2 (finding that Stubbs-Danielson did not “specifically address the extent to which a limitation to simple 3 and routine tasks appropriately accounts for the limitations identified”); Warren v. Saul, No. 8:19- 4 CV-02270-PD, 2021 WL 259435, at *5 (C.D. Cal. Jan. 26, 2021) (finding case factually 5 distinguishable from Stubbs-Danielson where assessment that Plaintiff could perform work 6 involving simple, repetitive tasks requiring only simple work-related decisions and involving only 7 occasional changes in a routine work setting, with unlimited contact and interaction with supervisors 8 as necessary to receive work-related instructions but otherwise only occasional interaction with 9 coworkers, failed to address the moderate limitations found by physician in plaintiff’s ability to 10 maintain regular attendance or complete an eight-hour workday in a regular workplace); Sahyoun, 11 2020 WL 1492661, at *4 (noting factual distinction from Stubbs-Danielson where physician did not 12 opine that plaintiff could sustain work involving simple, repetitive tasks despite his moderate 13 limitations in maintaining regular attendance, completing a normal workday or work). As in those 14 cases, here Dr. Bartell opined moderate limitations beyond concentration, persistence, or pace. (See 15 AR 405.) Stubbs-Danielson therefore does not exempt the ALJ from needing to account for Dr. 16 Bartell’s other opined limitations. 17 In fact, courts within this district have recently noted that the district court case law “tends 18 to favor the view that a restriction to simple/routine tasks with limited public contact does not 19 account for the moderate limitations . . . [in] handling work related stressors, maintaining regular 20 attendance, and completing a normal workweek without interruption,” as opined by Dr. Bartell. 21 Harrell, 2021 WL 4429416, at *6 (collecting cases). See Macquarrie, 2023 WL 8242069, at *6 22 (“[T]he weight of more recent case law [ ] tends to refute the argument that a limitation to simple, 23 routine tasks in the RFC adequately accounts for moderate limitations in the ability to complete a 24 normal workday and the ability to handle stress.”) (quoting Slover v. Kijakazi, No. 1:21-cv-01089- 25 ADA-BAM, 2023 WL 5488416, at *4 (E.D. Cal. Aug. 24, 2023); Sahyoun, 2020 WL 1492661, at 26 *4 (rejecting argument that the RFC determination that plaintiff could sustain work involving simple, 27 repetitive tasks adequately captured moderate limitations in maintaining regular attendance, 28 completing a normal workday or work week without interruption from a psychiatric condition, and 1 handling normal work-related stress); Berenisia Madrigal v. Saul, No. 1:18-cv-01129-SKO, 2020 2 WL 58289, at *5−6 (E.D. Cal. Jan. 6, 2020) (finding that ALJ’s RFC of simple, routine tasks with 3 limited peer and public contact did not account for opined limitations in “completing a normal 4 workday or work week due to her psychiatric condition, moderate difficulties dealing with stress 5 and changes encountered in the workplace, and an up to moderate likelihood that she would 6 emotionally deteriorate in a work environment.”). 7 The Court therefore finds that the ALJ’s RFC did not adequately address or account for Dr. 8 Bartell’s moderate limitations in Plaintiff’s ability to “maintain regular attendance in the workplace 9 and complete a normal workday” and “deal with usual stress at the workplace.” See Gowan v. 10 Comm’r of Soc. Sec., No. 1:23-cv-00598-DAD-AC, 2024 WL 3372470, at *3 (E.D. Cal. July 11, 11 2024) (“[T]he RFC’s restriction to ‘simple, routine and repetitive tasks’ did not account for 12 [moderate] limitations to plaintiff’s ability to maintain attendance . . . .”); Donald J. M. v. O’Malley, 13 No. 22-cv-1926-MMP, 2024 WL 1342573, at *14-17 (S.D. Cal. Mar. 29, 2024) (finding that the 14 ALJ’s RFC limiting plaintiff to simple, routine tasks and no interaction with the public failed to 15 account for the plaintiff’s moderate limitations in maintaining regular attendance in the workplace 16 and in performing work activities on a consistent basis); Christopher G. v. Saul, No. 2:19-cv-06150- 17 AFM, 2020 WL 2079972, at *6 (C.D. Cal. Apr. 30, 2020) (RFC that the plaintiff could “perform 18 work involving simple, routine tasks with limited public and co-worker interaction” failed to address 19 moderate limitation in maintaining regular attendance, completing a normal workday or workweek, 20 or in performing at a consistent pace without an unreasonable number and length of rest periods); 21 Sahyoun, 2020 WL 1492661, at *4 (RFC limiting the plaintiff to simple, repetitive tasks and no more 22 than occasional interaction with supervisors, coworkers and public did not adequately capture 23 moderate limitations in maintaining regular attendance, completing a normal workday or work week 24 without interruption from a psychiatric condition, and handling normal work-related stress); 25 Cummings v. Berryhill, No. 5:17-cv-00056-AS, 2018 WL 813620, at *1, 3 (C.D. Cal. Feb. 9, 2018) 26 (ALJ’s RFC determination limiting the plaintiff to work involving simple, routine tasks, a non-public 27 environment, and non-intense interaction with coworkers and supervisors failed to take into account 28 that plaintiff was “moderately limited in his ability . . . to complete a normal workday or workweek 1 without interruption resulting from any psychiatric conditions, and to deal with the usual stresses 2 encountered in competitive work”). 3 Because the ALJ credited Dr. Bartell’s opinion, the ALJ needed to address either (1) how 4 they translated the opined moderate limitations into the RFC, or (2) why they did not. 6 See Stubbs- 5 Danielson, 539 F.3d at 1174. Absent an explanation for failing to account for these limitations, the 6 Court finds that the ALJ’s RFC determination is not supported by substantial evidence. See 7 Christopher S. Z. v. O’Malley, No. 2:23-CV-09446-DTB, 2024 WL 6916748, at *4 (C.D. Cal. Oct. 8 15, 2024); Sahyoun, 2020 WL 1492661, at *3; Robbins, 466 F.3d at 886 (“[A]n ALJ is not free to 9 disregard properly supported limitations.”); Warren v. Saul, No. 8:19-CV-02270-PD, 2021 WL 10 259435, at *6 (C.D. Cal. Jan. 26, 2021); Byrd v. Colvin, 2017 WL 980559, at *8 (D. Or. Mar. 14, 11 2017) (“Here, the ALJ gave great weight to [the] opinion, but the RFC failed to take into account all 12 of the limitations identified by [the doctor], and the ALJ failed to explain why she did not include 13 the limitations in the RFC. As a result, the ALJ erred in formulating the RFC.”). 14 C. Harmlessness Review 15 The Court must now consider whether the ALJ’s error was harmless. Molina, 674 F.3d at 16 1115. Courts look to the record as a whole to determine whether the error alters the outcome of the 17 case. Id.; March v. Colvin, 792 F.3d 1170, 1172 (9th Cir. 2015). An error is harmless “where it is 18 inconsequential to the ultimate nondisability determination.” Molina, 674 F.3d at 1115 (citations 19 omitted). 20 The Court cannot conclude that the error is harmless as it is not clear whether inclusion of 21 the unaddressed moderate limitations as opined by Dr. Bartell would have eliminated available jobs. 22 Moderate limitations are not per se disabling, but they may translate into more concrete work 23 restrictions. See Macquarrie, 2023 WL 8242069, at *7. For example, the VE testified that a person 24 absent more than two days per month would preclude all work. (AR 850–51.) Had the ALJ included 25
26 6 It may be, for example, that the ALJ’s inclusion in the RFC of the limitation to “low stress work” was intended to accommodate Dr. Bartell’s opined moderate limitation in Plaintiff’s ability to “deal with usual stress at the workplace.” 27 (See AR 405, 799.) Without explanation by the ALJ, however, the Court is left to guess whether this was the case, which it cannot do. See Bray v. Comm'r of Soc. Sec. Admin., 554 F.3d 1219, 1225 (9th Cir. 2009) (“Long-standing 28 principles of administrative law require us to review the ALJ's decision based on the reasoning and factual findings 1 different limitations in the RFC based upon a proper review of the evidence, the ultimate disability 2 determination may have been different. Accordingly, the Court cannot find that the error was 3 “inconsequential to the ultimate nondisability determination.” Molina, 674 F.3d at 1115. 4 D. Remedy 5 In a case where the ALJ’s determination is not supported by substantial evidence or is tainted 6 by legal error, the court may remand the matter for additional proceedings or an immediate award 7 of benefits. Remand for additional proceedings is proper where (1) outstanding issues must be 8 resolved, and (2) it is not clear from the record before the court that a claimant is disabled. See 9 Benecke v. Barnhart, 379 F.3d 587, 593 (9th Cir. 2004). 10 Here, the Court finds, and Plaintiff agrees, (Doc. 20 at 17), that remand for further 11 proceedings is the appropriate remedy. See, e.g., Chan v. Bisignano, No. 1:25-CV-01479-SKO, 12 2026 WL 807520, at *7 (E.D. Cal. Mar. 24, 2026) (remanding for further proceedings where RFC 13 determination was not supported by substantial evidence due to failure to consider credited moderate 14 limitations). On remand, the ALJ shall either incorporate all of the moderate limitations assessed by 15 Dr. Bartell into the assessed RFC or explain why any such limitation(s) is not incorporated. 16 V. CONCLUSION AND ORDER 17 Based on the foregoing, the Court finds that the ALJ’s decision is not supported by 18 substantial evidence and is, therefore, VACATED. The case is REMANDED to an ALJ for further 19 proceedings consistent with this Order. The Clerk of Court is DIRECTED to enter judgment in 20 favor of Plaintiff Jennifer Lee Erickson and against Defendant Frank Bisignano, Commissioner of 21 Social Security. 22 IT IS SO ORDERED. 23 24 Dated: June 23, 2026 /s/ Sheila K. Oberto . UNITED STATES MAGISTRATE JUDGE 25
26 27 28