Jenkins v. Reneau

697 F.2d 160
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 14, 1983
DocketNos. 81-5787, 82-5156
StatusPublished
Cited by11 cases

This text of 697 F.2d 160 (Jenkins v. Reneau) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jenkins v. Reneau, 697 F.2d 160 (6th Cir. 1983).

Opinion

LIVELY, Circuit Judge.

The plaintiff appeals from dismissal of an action in which he charged the defendants with malpractice. The defendants are residents of Tennessee who are attorneys licensed to practice in that state. The plaintiff is a resident of Alabama, and jurisdiction of the district court was premised upon diversity of citizenship. The district court found that complete diversity was lacking, and dismissed for want of jurisdiction.

The plaintiff brought this action as an heir at law of Flora Jenkins, deceased, for himself and all other heirs at law. The plaintiff stated in the complaint that after his mother, Flora Jenkins, died as the result of a fall in a nursing home in Tennessee, he employed the defendants to proceed with a lawsuit against the nursing home and its owners and operators. After agreeing to the representation, according to the complaint, the defendants permitted the statute of limitations to run without commencing a legal action. The plaintiff asserted that but for the negligence of the defendants, an action against the nursing home would have been successfully prosecuted. The complaint sought both compensatory and punitive damages.

In their answer the defendants denied that the district court had subject matter jurisdiction on the basis of diversity of citizenship. The defendants pled affirmatively that the only heir of Flora Jenkins other than the plaintiff was a daughter, Mrs. Cleone Grant, who was a resident and citizen of Tennessee. It was also alleged that Mrs. Grant was “a necessary and indispensible” party who was required to be joined in the action in that Mrs. Grant was “a joint obligee or beneficiary with M.C. Jenkins of any duty owed by these defendants.” The defendants filed a copy of a contract of employment as an exhibit to the answer. By this contract Cleone J. Grant and M.C. Jenkins employed the Birmingham, Alabama law firm of Keith, Keith & Keith to represent them in the matter of their mother’s death. The defendants admitted that they assumed some legal responsibilities to the plaintiff by an agreement to become associated with Keith, Keith & Keith, but denied breaching any obligation to M.C. Jenkins or Cleone J. Grant. The defendants also filed a motion to dismiss for lack of diversity of citizenship and for failure to join an indispensible party as required by Rule 19, Federal Rules of Civil Procedure.

Following a hearing on the motion to dismiss the district court entered an order in which it found that Cleone Grant, an heir of Flora Jenkins and a party to the contract for legal services, was a person whose presence was needed “for a just and complete adjudication of this matter.” The order directed that Mrs. Grant be made a party plaintiff. The district court then dismissed the action upon finding that diversity was lacking.

Rule 17(a), F.R.Civ.P., requires every action to be prosecuted in the name of the real party in interest. Rule 19(a), F.R. Civ.P., requires the joinder of a person subject to process and “whose joinder will not deprive the court of jurisdiction over the subject matter of the action ... if (1) in his absence complete relief cannot be accorded among those already parties, or (2) he claims an interest relating to the subject of the action and is so situated that the disposition of the action in his absence may (i) as a practical matter impair or impede his ability to protect that interest or (ii) leave any of the persons already parties subject to a substantial risk of incurring double, multiple or otherwise inconsistent obligations by reason of his claimed interest.” Rule 19(b) deals with the determination to be made by the court when joinder is not possible. It does so by reference to persons described in 19(a) and sets forth factors to be considered by the court:

[162]*162(b) Determination by Court Whenever Joinder not Feasible. If a person as described in subdivision (a)(l)-{2) hereof cannot be made a party, the court shall determine whether in equity and good conscience the action should proceed among the parties before it, or should be dismissed, the absent person being thus regarded as indispensable. The factors to be considered by the court include: first, to what extent a judgment rendered in the person’s absence might be prejudicial to him or those already parties; second, the extent to which, by protective provisions in the judgment, by the shaping of relief, or other measures, the prejudice can be lessened or avoided; third, whether a judgment rendered in the person’s absence will be adequate; fourth, whether the plaintiff will have an adequate remedy if the action is dismissed for nonjoinder.

This court discussed and applied Rule 19(b) in Jamison v. Memphis Transit Management Co., 381 F.2d 670 (1967), a diversity action from Tennessee. In Jamison the father of a child who had been killed in Tennessee brought a wrongful death action against a Tennessee corporation in the district court at Memphis. The father and mother of the child were divorced, and the father was a resident of California. The defendant moved to dismiss for lack of jurisdiction on the ground that the mother, a Tennessee resident, was an indispensible party in the wrongful death action and joining the mother would destroy diversity. The district court dismissed for lack of jurisdiction and the plaintiff appealed. Judge Phillips, writing for a panel of this court, concluded that under Tennessee law the mother was an indispensible party in the statutory wrongful death action since she and the father had a joint right of action against the defendant. The court further found that unless the mother was joined no judgment could be entered which would be binding on her. Such a judgment would not be “adequate” under the third factor listed in Rule 19(b). Further, under the Tennessee “saving statute,” the mother and father would be permitted to file an action in a state court within one year after dismissal of their federal court action. Thus, the fourth factor of Rule 19(b) was satisfied in that dismissal would not deprive the parents of an adequate remedy. Id. at 677.

We will subject the present appeal to the same analysis. Any duty which the defendants owed the plaintiff M.C. Jenkins arose from the contract of employment with the Birmingham law firm which subsequently associated the defendants as Tennessee counsel. Both the plaintiff M.C. Jenkins and his sister Mrs. Cleone J. Grant were parties to the contract. The complaint in the district court charged the defendants with negligence in permitting the statute of limitations to run on the plaintiff’s cause of action. Though the relationship between the plaintiff and the defendants grew out of contract, the plaintiff did not sue for breach of contract. He sued for negligence, a tort action. The contract created a duty, which the defendants were alleged to have breached. The duty of competent legal representation was owed jointly to M.C. Jenkins and Cleone J. Grant. If the joint right to recover for breach of that duty could not be severed under Tennessee law, M.C. Jenkins had no right to sue individually for negligence without joining Mrs. Grant as a party.

We have found no Tennessee case which discusses the question of necessary or indispensible parties to an action for legal malpractice. However, Tennessee has long required joinder in tort cases generally. In Gallatin & N. Turnpike Co. v. Fry, 88 Tenn. 296, 12 S.W.

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697 F.2d 160, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jenkins-v-reneau-ca6-1983.