Jean v. Nelson
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Opinions
VANCE, Circuit Judge:
This case presents complex and fundamental constitutional questions concerning the rights of excludable or unadmitted aliens1 and the authority of the Executive branch over immigration matters. It arises out of a class action brought on behalf of Haitian aliens who arrived in the Southern District of Florida on or after May 20, 1981 and were detained at various facilities of the Immigration and Naturalization Service (INS) pending a final determination of the merits of their petitions for asylum.2
Plaintiffs allege that their incarceration was improper for two reasons. First, they contend that the government improperly failed to comply with the notice and comment provisions of the Administrative Procedure Act (APA) when it adopted a new practice of detaining aliens who could not establish a prima facie claim of admission to this country, rather than paroling them pending a hearing on their petitions for admission to asylum. Second, plaintiffs assert that the new detention policy is illegal because it is discriminatory either on its face or in its application, since Haitian aliens appear to be disproportionately affected by the new policy.
The district court concluded that the policy had not been applied in a discriminatory manner, but ruled that the government had failed to comply with the requirements of the APA and ordered the release of the detained class members. Louis v. Nelson [Louis III], 544 F.Supp. 973 (S.D.Fla.1982). A panel of this court subsequently affirmed the district court’s decision with regard to the requirements of the APA, but found [962]*962that the district court had erred in holding that plaintiffs had failed to demonstrate that the government’s actions were the product of discriminatory intent. Jean v. Nelson, 711 F.2d 1455, reh’g en banc granted, 714 F.2d 96 (11th Cir.1988). We now reverse and remand for further findings by the district court. Because the facts of this case have been extensively set forth in the opinions of the panel and the district court, we proceed directly to a discussion of the legal questions involved.
I. COMPLIANCE WITH THE ADMINISTRATIVE PROCEDURE ACT
Count Two of plaintiffs’ complaint asserted that the new detention policy adopted by the Administration in the summer of 1981 constituted a “rule” within the meaning of the Administrative Procedure Act (APA), see 5 U.S.C. § 551(4), and that the government’s failure to comply with the rulemak-ing procedures of the APA rendered the plan void and unenforceable. An administrative agency generally cannot adopt a substantive rule without first publishing notice of the proposed regulation and providing interested parties with an opportunity to comment. Id. § 553(b), (c). The government conceded that it had not followed these procedures when it adopted the new detention policy, but argued that it was exempt from these requirements on the grounds that the new approach was not a “rule” within the meaning of the APA. Alternatively, the government argued that even if the new detention program did constitute a rule, it fell within the foreign affairs, interpretative rules, and general statements of agency policy exceptions to the APA’s rulemaking requirements. See id. § 553(a)(1), (b)(A) & (B). The district court rejected these arguments. Louis III, 544 F.Supp. at 997. It ordered the government to parole the class members then detained and enjoined the government from enforcing its new detention program until the INS complied with the rulemaking procedures of the APA. Louis v. Nelson [Louis IV], 544 F.Supp. 1004, 1006 (S.D.Fla.1982).
After the district court rendered its decision, the government promulgated new regulations in accordance with the APA. See 8 C.F.R. § 212.5 (1982). At oral argument before this court counsel for petitioners stated that one hundred or more class members are currently being held in detention, but these detainees either had their parole revoked for failure to comply with the terms of the district court’s order, see Louis IV, 544 F.Supp. at 1009, or arrived in this country after the government’s promulgation of its new regulations. Because the government is no longer detaining any class members except pursuant to the new regulations, the APA issue as originally presented has been rendered moot. The validity of these new regulations is not before this court, and we express no opinion in this regard. We accordingly dismiss the appeal as to Count Two of plaintiffs’ complaint and remand with instructions that this part of the district court’s judgment be vacated.
II. THE EQUAL PROTECTION CLAIM
The central question raised by this case in its present posture is whether the Haitian plaintiffs may invoke the equal protection guarantee of the fifth amendment’s due process clause as a basis for challenging the government’s refusal to grant them parole. The district court, reasoning that “the [Supreme] Court has never held [that] ‘the Constitutional guarantees of the Fifth Amendment do not apply to unadmitted aliens,’ ” Louis III, 544 F.Supp. at 998, decided that it could reach the merits of the Haitians’ claim that the government’s new restrictive parole policy was being applied in a discriminatory manner. The lower court noted that a string of Supreme Court decisions beginning with Yick Wo v. Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 L.Ed. 220 (1886) have recognized that aliens are “persons” for the purposes of the fifth and fourteenth amendments and concluded that “[p]laintiffs are entitled to the same constitutional protections afforded all persons within the territorial jurisdiction of the United States.” Louis III, 544 F.Supp. at 998; see also Jean, 711 F.2d at 1484. The district court conceded that the Supreme [963]*963Court has repeatedly stressed that excluda-ble aliens have no constitutional rights with respect to their applications for admission into this country, but it distinguished this case on the grounds that “the[] claim before this Court does not relate to admission and does not challenge Congress’ power in that regard. Plaintiffs’ claim is that they cannot be denied parole, pending a determination of their admissibility, because of their race and/or national origin.” Louis III, 544 F.Supp. at 998; see also Jean, 711 F.2d at 1484-85.
The lower court also emphasized that while prior Supreme Court decisions have recognized that there are few if any limitations on Congress’ power to formulate guidelines and procedures governing the exclusion of unadmitted aliens, even excluda-ble aliens must receive from the Executive whatever degree of due process protection has been authorized by Congress. Thus, the district court held that if Congress intended the statutes under which the INS acted to be applied neutrally to all excludable aliens, the judiciary could review the Haitian plaintiffs’ claim that executive officials violated their fifth amendment rights to due process and equal protection by exercising their discretionary parole authority in a discriminatory manner. Louis III, 544 F.Supp. at 998-99; see also Jean, 711 F.2d at 1485.
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VANCE, Circuit Judge:
This case presents complex and fundamental constitutional questions concerning the rights of excludable or unadmitted aliens1 and the authority of the Executive branch over immigration matters. It arises out of a class action brought on behalf of Haitian aliens who arrived in the Southern District of Florida on or after May 20, 1981 and were detained at various facilities of the Immigration and Naturalization Service (INS) pending a final determination of the merits of their petitions for asylum.2
Plaintiffs allege that their incarceration was improper for two reasons. First, they contend that the government improperly failed to comply with the notice and comment provisions of the Administrative Procedure Act (APA) when it adopted a new practice of detaining aliens who could not establish a prima facie claim of admission to this country, rather than paroling them pending a hearing on their petitions for admission to asylum. Second, plaintiffs assert that the new detention policy is illegal because it is discriminatory either on its face or in its application, since Haitian aliens appear to be disproportionately affected by the new policy.
The district court concluded that the policy had not been applied in a discriminatory manner, but ruled that the government had failed to comply with the requirements of the APA and ordered the release of the detained class members. Louis v. Nelson [Louis III], 544 F.Supp. 973 (S.D.Fla.1982). A panel of this court subsequently affirmed the district court’s decision with regard to the requirements of the APA, but found [962]*962that the district court had erred in holding that plaintiffs had failed to demonstrate that the government’s actions were the product of discriminatory intent. Jean v. Nelson, 711 F.2d 1455, reh’g en banc granted, 714 F.2d 96 (11th Cir.1988). We now reverse and remand for further findings by the district court. Because the facts of this case have been extensively set forth in the opinions of the panel and the district court, we proceed directly to a discussion of the legal questions involved.
I. COMPLIANCE WITH THE ADMINISTRATIVE PROCEDURE ACT
Count Two of plaintiffs’ complaint asserted that the new detention policy adopted by the Administration in the summer of 1981 constituted a “rule” within the meaning of the Administrative Procedure Act (APA), see 5 U.S.C. § 551(4), and that the government’s failure to comply with the rulemak-ing procedures of the APA rendered the plan void and unenforceable. An administrative agency generally cannot adopt a substantive rule without first publishing notice of the proposed regulation and providing interested parties with an opportunity to comment. Id. § 553(b), (c). The government conceded that it had not followed these procedures when it adopted the new detention policy, but argued that it was exempt from these requirements on the grounds that the new approach was not a “rule” within the meaning of the APA. Alternatively, the government argued that even if the new detention program did constitute a rule, it fell within the foreign affairs, interpretative rules, and general statements of agency policy exceptions to the APA’s rulemaking requirements. See id. § 553(a)(1), (b)(A) & (B). The district court rejected these arguments. Louis III, 544 F.Supp. at 997. It ordered the government to parole the class members then detained and enjoined the government from enforcing its new detention program until the INS complied with the rulemaking procedures of the APA. Louis v. Nelson [Louis IV], 544 F.Supp. 1004, 1006 (S.D.Fla.1982).
After the district court rendered its decision, the government promulgated new regulations in accordance with the APA. See 8 C.F.R. § 212.5 (1982). At oral argument before this court counsel for petitioners stated that one hundred or more class members are currently being held in detention, but these detainees either had their parole revoked for failure to comply with the terms of the district court’s order, see Louis IV, 544 F.Supp. at 1009, or arrived in this country after the government’s promulgation of its new regulations. Because the government is no longer detaining any class members except pursuant to the new regulations, the APA issue as originally presented has been rendered moot. The validity of these new regulations is not before this court, and we express no opinion in this regard. We accordingly dismiss the appeal as to Count Two of plaintiffs’ complaint and remand with instructions that this part of the district court’s judgment be vacated.
II. THE EQUAL PROTECTION CLAIM
The central question raised by this case in its present posture is whether the Haitian plaintiffs may invoke the equal protection guarantee of the fifth amendment’s due process clause as a basis for challenging the government’s refusal to grant them parole. The district court, reasoning that “the [Supreme] Court has never held [that] ‘the Constitutional guarantees of the Fifth Amendment do not apply to unadmitted aliens,’ ” Louis III, 544 F.Supp. at 998, decided that it could reach the merits of the Haitians’ claim that the government’s new restrictive parole policy was being applied in a discriminatory manner. The lower court noted that a string of Supreme Court decisions beginning with Yick Wo v. Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 L.Ed. 220 (1886) have recognized that aliens are “persons” for the purposes of the fifth and fourteenth amendments and concluded that “[p]laintiffs are entitled to the same constitutional protections afforded all persons within the territorial jurisdiction of the United States.” Louis III, 544 F.Supp. at 998; see also Jean, 711 F.2d at 1484. The district court conceded that the Supreme [963]*963Court has repeatedly stressed that excluda-ble aliens have no constitutional rights with respect to their applications for admission into this country, but it distinguished this case on the grounds that “the[] claim before this Court does not relate to admission and does not challenge Congress’ power in that regard. Plaintiffs’ claim is that they cannot be denied parole, pending a determination of their admissibility, because of their race and/or national origin.” Louis III, 544 F.Supp. at 998; see also Jean, 711 F.2d at 1484-85.
The lower court also emphasized that while prior Supreme Court decisions have recognized that there are few if any limitations on Congress’ power to formulate guidelines and procedures governing the exclusion of unadmitted aliens, even excluda-ble aliens must receive from the Executive whatever degree of due process protection has been authorized by Congress. Thus, the district court held that if Congress intended the statutes under which the INS acted to be applied neutrally to all excludable aliens, the judiciary could review the Haitian plaintiffs’ claim that executive officials violated their fifth amendment rights to due process and equal protection by exercising their discretionary parole authority in a discriminatory manner. Louis III, 544 F.Supp. at 998-99; see also Jean, 711 F.2d at 1485.
The district court therefore stressed that this case involves a challenge to detention, rather than admission. The court below also drew a sharp distinction between the actions of the legislative and the executive branches, asserting that while Congress is free to discriminate in adopting policies that govern the admission or the processing of excludable aliens, the Executive is prohibited from doing so in the absence of an express congressional mandate. We conclude, however, that the lower court’s reasoning is flawed with regard to both points. It is our view that the decision to parole or detain an excludable alien is an integral part of the admissions process and that the grant of discretionary authority to the Attorney General under 8 U.S.C. § 1182(d)(5)(A) permits the Executive to discriminate on the basis of national origin in making parole decisions.
The Executive, however, apparently contends that its parole policy does not discriminate on the basis of national origin,3 and the new regulations adopted by the INS during the pendency of this suit utilize facially neutral criteria. See 8 C.F.R. § 212.5. The question that the district court must therefore consider with regard to the remaining Haitian detainees is thus not whether high-level executive branch officials such as the Attorney General have the discretionary authority under the Immigration and Nationality Act (INA) to discriminate, between classes of aliens, but whether lower-level INS officials have abused their discretion by discriminating on the basis of national origin in violation of facially neutral instructions from their superiors. See Bertrand v. Sava, 684 F.2d 204, 212 n. 12 (2d Cir.1982). We remand to the district court for reconsideration of this issue in light of this opinion.
A. Immigration and the Authority of the Political Branches
Every nation has the right to refuse to admit a foreigner into the country.. .. [964]*964What it owes to itself, the care of its own safety, gives it this right; and, in virtue of its natural liberty, it belongs to the nation to judge whether its circumstances will or will not justify the admission of the foreigner.
Emmerich de Vattel, The Law of Nations (1758).
For centuries, it has been an accepted maxim of international law that the power to control the admission of foreigners is an inherent attribute of national sovereignty. Fong Yue Ting v. United States, 149 U.S. 698, 707-11, 13 S.Ct. 1016, 1019-21, 37 L.Ed. 905 (1893); Nishimura Ekiu v. United States, 142 U.S. 651, 659, 12 S.Ct. 336, 338, 35 L.Ed. 1146 (1892).4 Although the Constitution contains no direct mandate relating to immigration matters, the Supreme Court has long recognized that the political branches of the federal government have plenary authority to establish and implement substantive and procedural rules governing the admission of aliens to this country. Id.; Chae Chan Ping v. United States [The Chinese Exclusion Case], 130 U.S. 581, 609, 9 S.Ct. 623, 631, 32 L.Ed. 1068 (1889). It is worth emphasizing that while the Court could have implied the power to regulate immigration from constitutional grants of legislative powers such as the right to declare war, to approve treaties, to regulate foreign commerce, to establish a uniform rule of naturalization, and to enact all necessary and proper laws, the Court instead declared that “the control of immigration [is] an implied power arising out of national sovereignty and existing without regard to any constitutional grant.” 1 C. Gordon & H. Rosenfield, Immigration Law and Procedure § 2.2a (rev. 1982); cf. United States v. Curtiss-Wright Export Corp., 299 U.S. 304, 318, 57 S.Ct. 216, 220, 81 L.Ed. 255 (1936) (“[T]he investment of the federal government with the powers of external sovereignty did not depend upon the affirmative grants of the Constitution.”).5
[965]*965The political branches of the federal government therefore possess concurrent authority over immigration matters. See Fong Yue Ting, 149 U.S. at 713, 13 S.Ct. at 1022; Nishimura Ekiu, 142 U.S. at 659, 12 S.Ct. at 338. Congress may exercise its implied powers in the immigration field through its legislative powers, while the Executive has two sources of authority in this area: (1) power delegated by Congress through statutes such as the INA and (2) its inherent power, arising out of the Executive’s plenary authority over foreign relations. United States ex rel. Knauff v. Shaughnessy, 338 U.S. 537, 542, 70 S.Ct. 309, 312, 94 L.Ed. 317 (1950). Theoretically, the President has an independent source of power concerning immigration policy, at least with regard to matters that are not the subject of either a statutory mandate or an express prohibition.6 See Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 636-37, 72 S.Ct. 863, 870-71, 96 L.Ed. 1153 (1952) (Jackson, J., concurring); Olegario v. United States, 629 F.2d 204, 226 (2d Cir. 1980), cert. denied, 450 U.S. 980, 101 S.Ct. 1513, 67 L.Ed.2d 814 (1981). In practice, however, the comprehensive character of the INA vastly restricts the area of potential executive freedom of action, and the courts have repeatedly emphasized that the responsibility for regulating the admission of aliens resides in the first instance with Congress. See, e.g., Knauff, 338 U.S. at 543, 70 S.Ct. at 312; Fong Yue Ting, 149 U.S. at 713, 13 S.Ct. at 1022; Nishimura Ekiu, 142 U.S. at 659, 12 S.Ct. at 338; Palma v. Verdeyen, 676 F.2d 100, 103 (4th Cir.1982). The courts have instead tended to view the President’s inherent powers as a justification for permitting Congress to make remarkably broad delegations of its authority in the immigration field. As Justice Minton explained in Knauff, “[njormally Congress supplies the conditions of the privilege of entry into the United States. But because the power of exclusion of aliens is also inherent in the executive department of the sovereign, Congress may in broad terms authorize the executive to exercise the power” without raising delegation concerns. 338 U.S. at 543, 70 S.Ct. at 313; cf. Zemel v. Rusk, 381 U.S. 1, 17, 85 5. Ct. 1271, 1281, 14 L.Ed.2d 179 (1965); Curtiss-Wright, 299 U.S. at 320, 57 S.Ct. at 221 (when dealing with foreign affairs Congress may delegate a degree of discretion that would not be permissible if domestic policy alone were involved).
The sweeping delegations of congressional authority contained in the INA demonstrate that Congress has taken full advantage of the Supreme Court’s invitation. The principal responsibility for immigration matters in the Executive branch resides with the Attorney General, who is the beneficiary of broad grants of discretion under the statute. The most important of these is set forth at 8 U.S.C. § 1103(a), which provides that:
The Attorney General shall be charged with the administration and enforcement of this chapter and all other laws relating to the immigration and naturalization of aliens, except insofar as [power is delegated to other executive officials].... [966]*966He shall establish such regulations; ... issue such instructions; and perform such other acts as he deems necessary for carrying out his authority under the provisions of this chapter.... He shall have the power and duty to control and guard the boundaries and borders of the United States against the illegal entry of aliens....
The INA also provides that “determination and ruling by the Attorney General with respect to all questions of law [under the statute] shall be controlling,” id., and it grants the Attorney General the authority to delegate his powers under the INA to employees of the INS or other Justice Department officials. Id.7 Other provisions of the INA grant broad discretionary powers to the Attorney General or his delegate with regard to the parole power, the underlying predicate of this action.8 The Attorney General “may ... in his discretion parole into the United States temporarily under such conditions as he may prescribe for emergent reasons or for reasons deemed strictly in the public interest any alien applying for admission to the United States....” Id. § 1182(d)(5)(A).
The Attorney General may be permitted the greatest degree of discretion under the INA, but other executive officials also benefit from extremely broad delegations. In the event of war or some other national emergency, the President, upon a finding that additional restrictions beyond those supplied in the statute are necessary, may issue a proclamation making it unlawful “for any alien to depart from or enter ... the United States except under such reasonable rules, regulations, and orders, and subject to such limitations and exceptions as the President may prescribe.... ” Id. § 1185(a)(1).9 Section 1182(f) of the INA goes even further. It empowers the President, upon a finding that “the entry of any aliens or of any class of aliens into the United States would be detrimental to the interests of the United States,” to “suspend the entry of all aliens or any class of aliens ... or to impose on the entry of aliens any restrictions he may deem to be appropriate” for as long as he considers necessary. Id. § 1182(f).10
Despite these broad grants of authority, executive officials “function as agents of Congress in enforcing the law.... If such officers depart from the zone of authority charted in the statute they act illegally and their actions can be corrected in the courts.” 1 C. Gordon & H. Rosenfield, supra, at § 2.2b; see also, e.g., Lloyd Sabaudo Societa Anonima Per Azioni v. Elting, 287 U.S. 329, 335, 53 S.Ct. 167, 170, 77 L.Ed. 341 (1932) (courts may review executive action in immigration field to ensure compliance with grant of statutory authority); Mahler v. Eby, 264 U.S. 32, 44, 44 S.Ct. 283, 288, 68 L.Ed. 549 (1924) (warrants of deportation could not issue until executive officials made individualized findings that aliens were undesirable residents); Gegiow v. Uhl, 239 U.S. 3, 9, 36 S.Ct. 2, 3, 60 L.Ed. 114 (1915) (“[W]hen the record shows that a commissioner of immigration is exceeding his power, the alien may demand [967]*967his release upon habeas corpus.”).11 In practice, however, the vague and sweeping language employed by Congress in these provisions permits wide flexibility in decision-making on the part of the executive officials involved, and the courts are generally reluctant to interfere. See Saxbe v. Bustos, 419 U.S. 65, 74, 95 S.Ct. 272, 278, 42 L.Ed.2d 431 (1974); Knauff, 338 U.S. at 543-44, 70 S.Ct. at 312-13.
Thus, as a result of the existence of inherent executive power over immigration and the broad delegations of discretionary authority in the INA, the separation-of-powers doctrine places few restrictions on executive officials in dealing with aliens who come to this country in search of admission or asylum. The authority of a companion branch, however, is not the only source of restraint upon executive action. We must also consider whether the Haitian plaintiffs in this case have any rights under the Constitution that can permit them to challenge the Executive’s refusal to grant them parole.
B. The Constitutional Rights of Excludable Aliens
Any analysis of the constitutional rights of aliens in the immigration context must begin by taking note of the fundamental distinction between the legal status of excludable or unadmitted aliens and aliens who have succeeded in effecting an “entry” into the United States, even if their presence here is completely illegal. The Supreme Court originally indicated that the powers of the political branches with respect to the exclusion and expulsion of aliens are equally broad, see Fong Yue Ting, 149 U.S. at 713-14, 13 S.Ct. at 1022, but it soon recognized that “an alien who has entered the country, and has become subject in all respects to its jurisdiction, and a part of its population” is entitled to due process under the fifth amendment and cannot be deported “without giving him all opportunity to be heard upon the questions involving his right to be and remain in the United States.” Kaoru Yamataya v. Fisher [The Japanese Immigrant Case], 189 U.S. 86, 101, 23 S.Ct. 611, 615, 47 L.Ed. 721 (1903).12 [968]*968While resident aliens, regardless of their legal status, are therefore entitled to at least limited due process rights, aliens “who have never been naturalized, nor acquired any domicile of residence within the United States, nor even been admitted into the country pursuant to law” stand in a very different posture: “As to such persons, the decisions of executive or administrative officers, acting within powers expressly conferred by congress, are due process of law.” Nishimura Ekiu, 142 U.S. at 660, 12 S.Ct. at 339.
In the eighty years since the Court first recognized this distinction between the rights of excludable and deportable aliens, it has become engrained in our law. Thus, in Leng May Ma v. Barber, 357 U.S. 185, 78 S.Ct. 1072, 2 L.Ed.2d 1246 (1958), the court emphasized that
our immigration laws have long made a distinction between those aliens who have come to our shores seeking admission . .. and those who are within the United States after an entry, irrespective of its legality. In the latter instance the Court has recognized additional rights and privileges not extended to those in the former category who are merely “on the threshold of initial entry.”
Id. at 187, 78 S.Ct. at 1073 (quoting Shaughnessy v. United States ex rel. Mezel, 345 U.S. 206, 212, 73 S.Ct. 625, 629, 97 L.Ed. 956 (1953)); see also Kwong Hai Chew v. Colding, 344 U.S. 590, 600, 73 S.Ct. 472, 479, 97 L.Ed. 576 (1953) (“ ‘excludable’ aliens ... are not within the protection of the Fifth Amendment”); Bridges v. Wixon, 326 U.S. 135, 161, 65 S.Ct. 1443, 1455, 89 L.Ed. 2103 (1945) (Murphy, J., concurring) (“The Bill of Rights is a futile authority for an alien seeking admission for the first time to these shores.”). This principle was reiterated by the Court last Term in Landon v. Plasencia, 459 U.S. 21, 32, 103 S.Ct. 321, 329, 74 L.Ed.2d 21 (1982), in which Justice O’Connor noted that
an alien seeking admission to the United States requests a privilege and has no constitutional rights regarding his application, for the power to admit or exclude aliens is a sovereign prerogative.... [Hjowever, once an alien gains admission to our country and begins to develop the ties that go with permanent residence his constitutional status changes accordingly.
Aliens seeking admission to the United States therefore have no constitutional rights with regard to their applications and must be content to accept whatever statutory rights and privileges they are granted by Congress. The INA does in fact contain a number of provisions that collectively guarantee at least limited due process protection for excludable aliens. Under 8 U.S.C. § 1226(a), an alien seeking entry is entitled to a hearing on the validity of his application for admission before an immigration judge. At the hearing the alien is permitted the assistance of counsel, id. § 1362, and has the right to present evidence in his own behalf, to examine and object to evidence against him, and to cross-examine witnesses presented by the government. 8 C.F.R. § 236.2(a). If the immigration judge determines that the alien is not entitled to admission, this decision may be appealed to the Board of Immigration Appeals (BIA). 8 U.S.C. § 1226(b); 8 C.F.R. § 236.7. An alien may also challenge a final order of exclusion in the federal courts by filing a petition for a writ of habeas corpus. 8 U.S.C. § 1105a(b).
The process of determining the merits of an alien’s application for admission is frequently a lengthy one, particularly when the alien is able to hire a skilled immigration lawyer. Louis III, 544 F.Supp. at 978. Because the carriers that bring aliens seeking admission to this country can rarely afford to wait until this process is concluded, Congress recognized that it was necessary to permit aliens to make a temporary, unofficial entry into the United States pending the resolution of their applications. See Shaughnessy v. United States ex rel. Mezel, 345 U.S. 206, 215, 73 S.Ct. 625, 631, 97 L.Ed. 956 (1953); 8 U.S.C. § 1223(a) (removal of alien from vessel or aircraft for examination by immigration officials “shall not be considered a landing”); id. § 1225(b) (alien who does not appear to examining [969]*969immigration officer to be “clearly and beyond a doubt entitled to land” may be detained for further inquiry); id. § 1182(dX5)(A) (granting authority to the Attorney General to parole aliens seeking admission into the United States, but providing that “such parole of such alien shall not be regarded as an admission of the alien”).
The Supreme Court has consistently rejected claims that the parole or detention of an excludable alien has any effect on his status under the law. Thus, in Leng May Ma, Justice Clark noted that “[f]or over a half century this Court has held that the detention of an alien in custody pending determination of his admissibility does not legally constitute an entry though the alien is physically within the United States.” 357 U.S. at 188, 78 S.Ct. at 1074. Likewise, he explained that “[t]he parole of aliens seeking admission is simply a device through which needless confinement is avoided while administrative proceedings are conducted. It was never intended to affect an alien’s status.... ” Id. at 190, 78 S.Ct. at 1075; see also Mezei, 345 U.S. at 215, 73 S.Ct. at 631 (alien permitted to enter pending a decision on admissibility “is treated as if stopped at the border”); Kaplan v. Tod, 267 U.S. 228, 230-31, 45 S.Ct. 257, 257-58, 69 L.Ed. 585 (1925); United States v. Ju Toy, 198 U.S. 253, 263, 25 S.Ct. 644, 646, 49 L.Ed. 1040 (1905); Nishimura Ekiu, 142 U.S. at 661, 12 S.Ct. at 339. This principle — the “entry doctrine” fiction — has been recognized as well by the fifth circuit. Ahrens v. Rojas, 292 F.2d 406, 410-11 (5th Cir.1961).
There is no question that the Haitian plaintiffs in this case are excludable aliens and have not been formally admitted into the United States. Louis III, 544 F.Supp. at 998. Since an alien’s legal status is not altered by detention or parole under the entry doctrine fiction, it seems clear that plaintiffs here can claim no greater rights or privileges under our laws than any other group of aliens who have been stopped at the border. The district court, however, concluded that the entry doctrine and the precedents cited above were inapplicable because the Haitian plaintiffs here are challenging their continued incarceration pending a determination of admissibility, rather than seeking to compel the government to grant them admission in a legal sense. Louis III, 544 F.Supp. at 998. Likewise, the panel distinguished Mezei and other immigration decisions on the grounds that those cases concerned “immigration procedures” rather than “the discretionary exercise of the Executive’s parole power.” Jean, 711 F.2d at 1484-85. The panel also considered the entry doctrine inapplicable because “its purpose [is] to limit the procedural rights of an excludable alien ‘regarding his application’ for admission,” id. at 1484 (quoting Plasencia, 459 U.S. at 31, 103 S.Ct. at 329), and therefore concluded that the Haitian plaintiffs had equal'protection rights on the basis of their physical presence within the territorial limits of the United States. See id. 1484-85.13
Although the distinction between parole and admission drawn by the panel, and the district court is not an implausible one, we conclude that it cannot be reconciled with the Supreme Court’s jurisprudence in this area. In particular, we believe that the Court’s decision in Mezei is controlling on this issue and that a close examination of the facts at issue in Mezei forecloses us from relying on the arguments [970]*970that the panel and the district court found persuasive. Thus, we cannot accept appel-lees’ argument that Mezei is not on point because “the alien was challenging non-admissibility, not incarceration.” The gravamen of Mezei’s complaint was clearly not the government’s right to exclude him — a permanent exclusion order had already been entered in his case, and he did not contest it in his habeas petition — but the power of the government to continue to detain him without a hearing pending his deportation. See Mezei, 345 U.S. at 207, 73 S.Ct. at 627. Justice Clark stated explicitly in his majority opinion that “[t]he issue is whether the Attorney General’s continued exclusion of respondent without a hearing amounts to an unlawful detention, so that courts may admit him temporarily to the United States on bond until arrangements are made for his departure abroad.” Id. (emphasis added).
Mezei thus did not concern admission or exclusion per se, but the rights of an alien when challenging his continued detention
pending the enforcement of an exclusion order that has been entered against him. Since the Supreme Court applied the entry doctrine fiction under these circumstances, see id. at 215, 73 S.Ct. at 631, squarely rejecting the territorial argument advanced by the second circuit majority,14 the doctrine’s applicability clearly is not limited to challenges relating to the admission decision itself.15 See also Pierre v. United States, 547 F.2d 1281, 1283, 1289-90 (5th Cir.) (entry doctrine fiction applied to aliens seeking parole pending decision on petition for asylum), vacated and remanded to consider mootness, 434 U.S. 962, 98 S.Ct. 498, 54 L.Ed.2d 447 (1977); Ahrens v. Rojas, 292 F.2d at 408-11 (entry doctrine bars excluda-ble alien from claiming fifth amendment right to a hearing on the revocation of his parole). We therefore conclude that Mezei compels us to hold that the Haitian plaintiffs in this case cannot claim equal protection rights under the fifth amendment, even with regard to challenging the Executive’s exercise of its parole discretion.16
[971]*971We realize, of course, that Mezei —like its predecessor, Knauff — has been heavily criticized by academic commentators,17 As an intermediate appellate court, however, we cannot properly question the continued authority of this Supreme Court precedent — a precedent that the Court cited without reconsideration as recently as last Term. See Plasencia, 459 U.S. at 32, 103 S.Ct. at 329. With regard to the key issue here— whether the grant or denial of parole is an integral part of the admissions process— Mezei is fully in accord with other, less controversial precedents. As far back as 1896 the Supreme Court approved the validity of detention
Wong Wing v. United States, 163 U.S. 228, 235, 16 S.Ct. 977, 980, 41 L.Ed. 140 (1896); see also Carlson v. Landon, 342 U.S. 524, 538, 72 S.Ct. 525, 533, 96 L.Ed. 547 (1952) (“Detention is necessarily a part of this deportation procedure. Otherwise aliens arrested for deportation would have opportunities to hurt the United States during the pendency of deportation proceedings.”).18
as part of the means necessary to give effect to the provisions for the exclusion or expulsion of aliens.. .. Proceedings to exclude or expel would be vain if those accused could not be held in custody pending the inquiry into their true character, and while arrangements were being made for their deportation.
These decisions reflect policy imperatives and fundamental principles of national sovereignty that cannot be easily dismissed, regardless of the individual merits of the Court’s decisions in Knauff and Mezei.
I do not believe that an alien so situated can force us to admit him at all. Suppose ... that the respondent had refused to let him leave the ship. I do not see what legal process Mezei could have invoked to get ashore before she left; nor do I see what theory supports the claim that, because we did not impose upon him this harsher alternative, but ex gratia, allowed him to land until his case was decided, we must grant him even a limited version of that entry which the statute denies him. For we must remember that the order [releasing Mezei upon bond] does give him a privilege of entry.... Moreover, although that privilege is hedged about in various ways, he will be able nevertheless to mingle with the mass of citizens. ...
United States ex rel. Mezei v. Shaughnessy, 195 F.2d 964, 970-71 (L. Hand, J., dissenting) (1952). We follow Judge Hand and the Supreme Court in concluding that since the immediate implications of parole and legal admission are identical in a number of important respects, excludable aliens cannot challenge either admission or parole decisions under a claim of constitutional right.
Of course, there are certain circumstances under which even excludable aliens are accorded rights under the Constitution. Appellees seize on these exceptions as a basis for denying the validity of the entry doctrine fiction entirely, asserting that “[t]he critical factor in determining whether the Fifth Amendment applies is not the citizenship or immigration status of the person, but the mere fact of government action. ... [T]he Constitution limits the power of government whenever, wherever, and upon whomever the government acts.” If this view were correct, all aliens in all circumstances would presumably be entitled to the full range of constitutional protections. This is clearly not the case. Instead, the courts have made it plain that the degree of constitutional protection accorded an alien in a particular situation is to be determined by such factors as the legal status of the alien and the context of the government action he seeks to challenge. For example, those with the status of de-portable aliens are constitutionally entitled to rights in the deportation context that are inapplicable to exclusion proceedings. Illegal or resident aliens may also claim other rights under the fifth and fourteenth amendments. See, e.g, Plyler v. Doe, 457 U.S. 202, 102 S.Ct. 2382, 72 L.Ed.2d 786 (1982); Hampton v. Mow Sun Wong, 426 U.S. 88, 96 S.Ct. 1895, 48 L.Ed.2d 495 (1976); Graham v. Richardson, 403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971); Tick Wo v. Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 L.Ed. 220 (1886).21
The courts have also recognized that aliens can raise constitutional challenges to deprivations of liberty or property outside the context of entry or admission, when the plenary authority of the political branches is not implicated. Aliens seized by United States officials for suspected involvement in criminal activity are entitled to the same constitutional rights that normally apply in such proceedings. See, e.g., Wong Wing, 163 U.S. at 238, 16 S.Ct. at 981 (“[A]liens shall not be held to answer for a capital or other infamous crime, unless on a presentment or indictment of a grand jury, nor be deprived of life, liberty, or property without [973]*973due process of law.”);22 United States v. Henry, 604 F.2d 908, 914 (5th Cir.1979) (“[A]n alien who is within the territorial jurisdiction of this country, whether it be at the border or in the interior, in a proper case and at the proper time, is entitled to those protections guaranteed by the Fifth Amendment in criminal proceedings which would include the Miranda warning.”). The courts have further ruled that aliens who are the victims of unconstitutional government action abroad are protected by the Bill of Rights if the government seeks to exploit fruits of its unlawful conduct in a criminal proceeding in the United States. United States v. Demanett, 629 F.2d 862, 866 (3d Cir.), cert. denied, 450 U.S. 910, 101 S.Ct. 1347, 67 L.Ed.2d 333 (1980); United States v. Toscanino, 500 F.2d 267, 280 (2d Cir.1974); cf. United States v. Tiede, 86 F.R.D. 227, 242-44 (U.S. Ct. for Berlin 1979) (protections of Bill of Rights apply to friendly aliens in the American sector of West Berlin). The Supreme Court has also recognized that even non-resident aliens are entitled to the protection of the fifth amendment’s prohibition on unlawful takings. Russian Volunteer Fleet v. United States, 282 U.S. 481, 489, 491-92, 51 S.Ct. 229, 232, 75 L.Ed. 473 (1931).
These authorities, however, do not mandate the conclusion that excludable aliens such as the Haitian plaintiffs can claim equal protection rights under the fifth amendment with regard to parole. Russian Volunteer Fleet can be distinguished because it clearly does not implicate in any way the powers of the national government over immigration. When the government seizes the property of foreign nationals within this country, its actions do not fall within a sphere of plenary executive and legislative authority, and it therefore cannot claim that the aliens involved are entitled only to the degree of due process that Congress is prepared to extend them as a matter of grace.
Similar considerations apply in the context of criminal prosecutions. When the government subjects an alien to the criminal process it is plainly no longer seeking to effectuate its power to control admission into the United States by removing the alien from this country. The arrests of the aliens in Wong Wing and Henry may have grown out of the Executive’s efforts to control the entry of foreigners into the United States,23 but the decision by government officials to subject them to criminal prosecution or punishment, rather than deportation, completely changed the nature of the proceedings. From that point forward any action taken by the government derived not from its power to control admission into this country, but from the powers of the Executive over law enforcement. The government’s actions in prosecuting Henry and imprisoning Wong Wing therefore fell outside the plenary power to control immigration that justifies the extraordinary executive and congressional latitude in that area. This critical distinction was emphasized by the Court in Wong Wing:
No limits can be put by the courts upon the power of congress to protect, by summary methods, the country from the advent of aliens.... But to declare unlawful residence within the country to be an infamous crime, punishable by deprivation of liberty and property, would be to pass out of the sphere of constitutional legislation, unless provision were made [974]*974that the fact of guilt should first be established by a judicial trial.
163 U.S. at 237, 16 S.Ct. at 981 (emphasis added). Similarly, the fifth circuit in Henry stressed that the excludable alien in that case “was entitled to the rights guaranteed by the Fifth Amendment, including the Miranda warning, only when the questioning of the immigration officials became an interrogation that was custodial in nature in which information was sought for the purpose of using it against him in a criminal proceeding.” 604 F.2d at 914 (emphasis added).
These holdings reflect the Supreme Court’s recognition of a significant distinction between the degree of due process protection implicated by statutory provisions that “contemplate only the exclusion or expulsion of [aliens] and those which provide for their imprisonment at hard labor, pending which their deportation is suspended.” Wong Wing 163 U.S. at 236, 16 S.Ct. at 980. This principle is also reflected in Supreme Court decisions holding that the full panoply of due process rights is not applicable in deportation proceedings because they are not criminal in character. See, e.g., Galvan v. Press, 347 U.S. 522, 531, 74 S.Ct. 737, 742, 98 L.Ed. 911 (1954); Fong Yue Ting, 149 U.S. at 730, 13 S.Ct. at 1028.24
Some courts and commentators have suggested that when an exercise of the government’s power to exclude results in an indefinite detention of an excludable alien, at some point the continued imprisonment becomes punishment, regardless of the legal justifications or fictions involved. These authorities contend that at this juncture the government should be required to make some justification to continue to detain the alien. See, e.g., Rodriguez-Femandez v. Wilkinson, 654 F.2d 1382, 1387 (10th Cir.1981); Soroa-Gonzalez v. Civiletti, 515 F.Supp. 1049, 1056 n. 6 (N.D.Ga.1981); Fernandez-Roque v. Smith, 91 F.R.D. 239, 243 (N.D.Ga.1981), appeal dismissed, 671 F.2d 426 (11th Cir.1982); Note, Constitutional Limits on the Power to Exclude Aliens, 82 Colum.L.Rev. 957, 980 (1982); Note, The Constitutional Rights of Excluded Aliens: Proposed Limitations on the Indefinite Detention of the Cuban Refugees, 70 Geo.L.J. 1303, 1306 (1982). In Rodriguez-Femandez, for example, the tenth circuit ruled that detention of excludable aliens “is permissible during proceedings to determine eligibility to enter and, thereafter, during a reasonable period of negotiations for their return to the country of origin.... ” After that time, the alien is entitled to release unless the government can demonstrate “that the detention is still temporary pending expulsion, and not simply incarceration as an alternative to departure.” 654 F.2d at 1389-90.25
We could distinguish Rodriguez-Fernandez from this case on the grounds that the former involved an alien against whom an exclusion order had already been entered and who was clearly unable to return to his country of origin.26 Indeed, the tenth circuit placed no time limits on the government’s ability to detain excludable aliens pending the admission decision. Id. at 1389. Nevertheless, we detect two significant problems that prevent us from endorsing the tenth circuit’s reasoning. The first— which is controlling from our point of [975]*975view — is that it cannot be reconciled with the Supreme Court’, decision in Mezei, which held that an excludable alien could not challenge his continued detention without a hearing. The second difficulty is that if the prospect of indefinite detention is held to be sufficient to require the government to meet some judicially-imposed standard to continue to detain an alien, the plenary authority of the political branches in the exclusion area is largely rendered nugatory. The prospect of indefinite confinement, after all, can be raised by the refusal of an excludable alien to return home, or the refusal of his country of origin or any other country to accept him.
This is the critical flaw with the second circuit’s decision in Mezei and the tenth circuit’s decision in Rodriguez-Fernanclez, each of which based the alien’s right to challenge his continued confinement on whether or not he had a foreseeable chance of being able to go elsewhere. At first glance, this is an attractive solution. It seems both humane and eminently realistic, because it does not turn on legal fictions and distinctions that appear to lack practical substance. Unfortunately, this approach would ultimately result in our losing control over our borders. A foreign leader could eventually compel us to grant physical admission via parole to any aliens he wished by the simple expedient of sending them here and then refusing to take them back. In the probable absence of any reliable information about such aliens beyond what they cared to provide, could the government meet its burden under some judicially-imposed standard of showing that indefinite detention was justified? It seems unlikely.
Mindful of the Supreme Court’s warning that “[a]ny rule of constitutional law that would inhibit the flexibility of the political branches of government to respond to changing world conditions should be adopted only with the greatest caution,” Mathews v. Diaz, 426 U.S. 67, 81, 96 S.Ct. 1883, 1892, 48 L.Ed.2d 478 (1976), we conclude that we must resist the temptation to tamper with the authority of the Executive by ruling that excludable aliens have constitutional rights in this area, even with regard to their applications for parole.
C. Judicial Review of Executive Discretion
Although we hold that the Haitian plaintiffs cannot challenge the refusal of executive officials to parole them on the basis of the fifth amendment’s equal protection guarantee, this is not the end of our inquiry. That the authority of the political branches in this area is plenary does not mean that it is wholly immune from judicial review. As two leading commentators have noted, the Executive’s discretionary authority concerning parole decisions “is broad, but not unlimited. It may be subjected to judicial scrutiny on a charge that discretion was arbitrarily exercised or withheld.” 1 C. Gordon & H. Rosenfield, supra, at § 2.54. This principle has been recognized by our colleagues on the second and fourth circuits, who have held that an executive official’s decision to deny parole to an unadmitted alien may be subject to judicial review for abuse of discretion. Bertrand v. Sava, 684 F.2d 204, 210 (2d Cir.1982); Palma v. Ver-deyen, 676 F.2d 100, 105 (4th Cir.1982); see also Pierre, 547 F.2d at 1289.
Bertrand in particular presents a fact situation highly similar to that at issue in this case. The Haitian plaintiffs in Bertrand alleged that the INS district director discriminated against them in the exercise of his parole authority, and contended that his action constituted an abuse of discretion since he did not claim to act pursuant to any national policy adopted by the political branches of the federal government. The second circuit concluded that it did have the authority to review the decisions of the district director, reasoning that:
[976]*976684 F.2d at 210.
[975]*975Discretion vested by statute in agents of the federal government is rarely, if ever, entirely free from judicial review for abuse. The principle that discretionary power is not absolute power is fundamental to our constitutional form of government. The discretionary power to parole unadmitted aliens granted by statute to the Attorney General, and delegat[976]*976ed by him to INS District Directors, is broad, but it is not without limits.
The district court below reached a similar destination by a different route, suggesting that “[plaintiffs are persons within the territorial jurisdiction of the United States and they cannot be denied their liberty without due process of law.” Louis III, 544 F.Supp. at 990. We have rejected the argument that the entry doctrine fiction is inapplicable in the context of parole decisions, so we conclude that the district court erred to the extent that it based its jurisdiction to review these determinations on constitutional grounds. The basis for jurisdiction here must be found elsewhere, in the principle that agencies must respect the statutory limits on their discretion, see, e.g., Lloyd Sabaudo, 287 U.S. at 335, 53 S.Ct. at 170; Mahler, 264 U.S. at 44, 44 S.Ct. at 288; Gegiow, 239 U.S. at 9, 36 S.Ct. at 3; see also supra note 11, and in the recognition that “agency deviation from its own regulations and procedures may justify judicial relief in a case otherwise properly before the court.” Haitian Refugee Center v. Smith [HRC], 676 F.2d 1023, 1041 n. 48 (5th Cir. Unit B 1982);27 see also United States ex rel. Accardi v. Shaughnessy, 347 U.S. 260, 267, 74 S.Ct. 499, 503, 98 L.Ed. 681 (1954).
The discretionary decisions of executive officials in the immigration area are therefore subject to judicial review, but the scope of that review is extremely limited. The Supreme Court has repeatedly emphasized that “the power over aliens is of a political character and therefore subject only to narrow judicial review.” Mow Sun Wong, 426 U.S. at 101 n. 21, 96 S.Ct. at 1904 n. 21; see also Fiallo v. Bell, 430 U.S. 787, 793 n. 5, 97 S.Ct. 1473, 1478 n. 5, 52 L.Ed.2d 50 (1977) (“Our cases reflect acceptance of a limited judicial responsibility under the Constitution . .. with respect to the power of Congress to regulate the admission and exclusion of aliens.... ”). Because the political branches share concurrent authority over immigration matters, it follows that both executive and congressional actions are to be regulated by the judiciary according to the same narrow standard of review. See Mathews v. Diaz, 426 U.S. at 81-82, 96 S.Ct. at 1892-1893 (“The reasons that preclude judicial review of political questions also dictate a narrow standard of review of decisions made by Congress or the President in the area of immigration.... ”) (emphasis added); Harisiades v. Shaughnessy, 342 U.S. 580, 589, 72 S.Ct. 512, 519, 96 L.Ed. 586 (1952) (immigration matters “are so exclusively entrusted to the political branches of government as to be largely immune from judicial inquiry or interference”) (emphasis added).
The Supreme Court’s ruling in Klein-dienst v. Mandel, 408 U.S. 753, 92 S.Ct. 2576, 33 L.Ed.2d 683 (1972) underlines the judiciary’s limited role in reviewing the discretionary decisions of executive officials in [977]*977the immigration field. In that ease the Court considered a challenge to the Attorney General’s refusal to grant a waiver permitting a foreign Marxist to visit the United States on a lecture tour. Although the first amendment rights of American citizens were implicated by the Attorney General’s decision, the Court held that “when the Executive exercises this [delegated] power negatively on the basis of a facially legitimate and bona fide reason, the courts will neither look behind the exercise of that discretion, nor test it by balancing its justification against the First Amendment interests of those who seek personal communication with the applicant.” 408 U.S. at 770, 92 S.Ct. at 2585 (emphasis added). Similarly, the second circuit stressed in Bertrand that
as long as the Attorney General exercises his broad discretion under 8 U.S.C. § 1182(d)(5) to determine whether unad-mitted aliens may be paroled pending final determination of their applications for admission to the United States, his decision may not be challenged on the grounds that the discretion was not exercised fairly in the view of a reviewing court or that it gave too much weight to certain factors relevant to the risk of abscondence and too little to others.
684 F.2d at 212.28
Thus, under the approach taken by the Supreme Court in Kleindienst v. Mandel and adopted by the second circuit in Bertrand, the critical question a court must answer when reviewing an alien’s challenge to the denial of his request for parole is whether the immigration officials involved were acting within the scope of their delegated powers. As we noted in section II.A. above, Congress has delegated remarkably broad discretion to executive officials under the IN A, and these grants of statutory authority are particularly sweeping in the context of parole. In exercising his parole discretion, the Attorney General is simply instructed that he “may ... in his discretion parole into the United States temporarily under such conditions as he may prescribe for emergent reasons or for reasons deemed strictly in the public interest any alien applying for admission.... ” 8 U.S.C. § 1182(d)(5)(A). Logically, of course, “the obverse of the grant of discretionary authority in § 1182(d)(5) to parole an excluded alien is a grant of authority to deny parole.” Palma, 676 F.2d at 104. This grant can certainly be inferred from 8 U.S.C. § 1225(b), which provides that immigration officials shall detain “[e]very alien ... who may not appear ... to be clearly and beyond a doubt entitled to land”, and 8 U.S.C. § 1227(a), which permits the Attorney General to continue to detain an excluded alien if he concludes that “immediate deportation is not practicable or proper.”29 In view of these provisions, immigration officials clearly have the authority to deny parole to unadmitted aliens if they can advance “a facially legitimate and bona fide reason” for doing so.
[978]*978The Haitian plaintiffs contend that such a reason was lacking in this case, submitting that they were the victims of national origin discrimination. Plaintiffs and the district court both stressed that the challenged actions here were those of executive officials rather than Congress, apparently believing that the Executive is clearly prohibited from adopting policies on its own motion that discriminate on the basis of national origin in the immigration field while Congress is just as clearly permitted to do so. Because the government has contended throughout this case that its new detention policy does not discriminate on the basis of national origin, resolution of this question is not essential to our holding; however, we believe that responsible executive officials such as the President or Attorney General possess this authority under the INA.30 Nevertheless, since the discretion of lower-level immigration officials is circumscribed not only by legislative enactments but also by the instructions of their superiors in the executive branch, our conclusion that the Executive’s policy is consistent with the power delegated by Congress does not end the process of judicial inquiry here. The district court must still determine whether the actions of lower-level officials in the field conform to the policy statements of their superiors in Washington. For as the second circuit correctly noted in Bertrand:
[T]he constitutional authority of the political branches of the federal government to adopt immigration policies based on criteria that are not acceptable elsewhere in our public life would not permit an immigration official, in the absence of such policies, to “apply neutral regulations to discriminate on [the basis of race and national origin].”
684 F.2d at 212 n. 12 (quoting Vigile v. Sava, 535 F.Supp. 1002, 1016 (S.D.N.Y.1982)).
The district court on remand should conduct such proceedings as are necessary to determine whether there exists a facially legitimate and bona fide reason for the government’s decision to deny parole to the class members presently in detention, remembering that it is not the court’s proper role “to disregard the [stated criteria employed] or to substitute its own policy preferences for those of the official vested by law with discretionary authority to act on requests for parole.” Id. at 217. The district court should consider (1) whether local immigration officials in fact exercised their discretion under § 1182(d)(5)(A) to make individualized determinations and (2) whether the criteria employed in making those determinations were consistent with [979]*979the statutory grant of discretion by Congress, the regulations promulgated by the agencies involved, and the policies which had been established by the President and the Attorney General. If the court should find that low-level immigration officials have discriminated on the basis of national origin despite the adoption of a contrary policy by their superiors in the executive branch, such conduct would constitute an abuse of discretion that would justify appropriate relief. Without expressing any opinion on this score, we note that the district court may wish to reconsider whether class treatment is still an appropriate vehicle for making the determinations set forth above. We therefore remand for further proceedings in light of this opinion.
III. NOTICE OF THE RIGHT TO SEEK ASYLUM
Plaintiffs also contend that the class members are entitled to notice of their right to present a claim to the district director for political asylum under the Refugee Act of 1980 and its attendant regulations. The district court dismissed this claim on the grounds that it would “merge” into a final order of exclusion and was therefore subject to review only on habeas corpus pursuant to 8 U.S.C. § 1105a. Louis v. Meissner [Louis II], 532 F.Supp. 881, 888-89 (S.D.Fla.1982). We conclude that neither the finality provision nor the exhaustion requirement of § 1105a bars review of this claim and therefore reach the merits, holding that plaintiffs do not have a right to be notified of the opportunity to seek asylum provided by the Refugee Act of 1980.
A. The Jurisdictional Issue
The first question we must resolve is whether this court can properly reach the notice issue in the absence of a final order of exclusion. The problematic statutory authority here is 8 U.S.C. § 1105a, which provides in relevant part:
(b) Notwithstanding the provisions of any other law, any alien against whom a final order of exclusion has been made heretofore or hereafter ... may obtain judicial review of such order by habeas corpus proceedings and not otherwise.
(c) An order of deportation or of exclusion shall not be reviewed by any court if the alien has not exhausted the administrative remedies available to him as of right under the immigration laws and regulations....
(emphasis added). Because plaintiffs in this case have not yet undergone exclusion hearings, the district court was confronted with the question whether § 1105a(b) applies only to final orders of exclusion or whether it also precludes review of challenges to preliminary procedures employed in exclusion proceedings prior to the entry of a final order. The district court concluded that the provisions of the statute are “ambiguous and unclear” in this regard and sought additional guidance by scrutinizing the legislative history of § 1105a. Finding that “Congress’ intent in enacting Section 1105a was to end the seemingly endless procedural delays that allowed an excluda-ble or deportable alien to prolong his departure from this country,” the district court reasoned that “[i]t is inconceivable to believe that Congress would legislate against the delays that can follow the entry of a final order of exclusion without intending to cut off similar dilatory practices that might be utilized prior to the entry of an order.” Louis II, 532 F.Supp. at 886-87. The lower court therefore dismissed plaintiffs’ claim.
Shortly after the district court rendered its decision this court recognized a narrow exception to the general rule of nonreview-ability pending the entry of a final order in HRC v. Smith. In that case the question was whether the district court could review the plaintiffs’ challenges to such INS practices as setting ten-day limits for the filing of asylum claims and scheduling many hearings on asylum petitions simultaneously.31 [980]*980The HRC panel concluded that because the complaints raised by the plaintiffs addressed “matters alleged to be part of a pattern and practice by immigration officials” to violate the rights of aliens under the Refugee Act, they constituted wrongs “which are independently cognizable in the district court under its federal question jurisdiction.” 676 F.2d at 1033.32 The court further explained that:
The distinction we draw is one between the authority of a court of appeals to pass upon the merits of an individual deportation order and any action in the deportation proceeding to the extent it may affect the merits determination, on the one hand, and, on the other, the authority of a district court to wield its equitable powers when a wholesale, carefully orchestrated, program of constitutional violations is alleged.
Id. (emphasis added); see also Cheng Fan Kwok v. INS, 392 U.S. 206, 210, 88 S.Ct. 1970, 1973, 20 L.Ed.2d 1037 (1968); Fleurinor v. INS, 585 F.2d 129, 135-36 & n. 6 (5th Cir.1978) (noting that although the circuit court lacked jurisdiction under § 1105a(a), “allegations of procedural irregularities in the asylum proceeding would be reviewable in the appropriate district court”); Orantes-Hernandez v. Smith, 541 F.Supp. 351, 364 (C.D.Cal.1982).
The HRC panel therefore emphasized the importance of distinguishing between an individual challenge on a preliminary procedural matter, which the finality provisions of § 1105a would govern, and allegations of widespread abuses by immigration officials. In the latter case, postponing conclusive judicial resolution of a disputed issue that affects an entire class of aliens until an individual petitioner has the opportunity to litigate it on habeas corpus would foster the very delay and procedural redundancy that Congress sought to eliminate in passing § 1105a. For this reason, we conclude that § 1105a(b) does not prohibit us from considering plaintiffs’ claims that they have a right to notice of the opportunity to seek asylum. We stress that our holding is a narrow one that should not be construed to permit judicial review of run-of-the-mill interlocutory procedural rulings by an immigration judge with which an alien happens to disagree. As the panel stated in HRC v. Smith,
[s]uch a result would indeed defeat the congressional purpose behind the enactment of section [1105a] — the elimination of dilatory tactics by aliens challenging deportation orders in a piecemeal fashion.... We do not intend by our holding today to emasculate that solution, and given the narrowness of our holding, we do not expect such a result.
676 F.2d at 1033.
The district court also suggested that review of plaintiffs’ claim of a right to notice was barred by their failure to exhaust their administrative remedies as required by § 1105a(c). Louis II, 532 F.Supp. at 887-88 & n. 8. As the HRC court pointed out, however, “[i]t is tautological that the exhaustion doctrine does not preclude the exercise of jurisdiction when there are no further administrative remedies to pursue.” 676 F.2d at 1035. This is precisely the situation with regard to petitioners’ [981]*981claim on the notice issue. Under the applicable regulations, an alien who wishes to apply for asylum can get two bites at the apple: first, by presenting his claim to the INS district director prior to the commencement of exclusion proceedings against him, 8 C.F.R. § 208.3(a), and second, by filing a request with the immigration judge after the exclusion hearing has begun. Id. § 208.3(b). If the alien does not file an application with the district director before the commencement of the exclusion proceedings against him, this first opportunity to seek asylum is simply lost, because the immigration judge and the Board of Immigration Appeals have no authority over, or ability to remand proceedings to, the district director. HRC v. Smith, 676 F.2d at 1036 (noting that “the BIA could not grant relief for procedural errors in asylum proceedings before the district director”); see also 8 C.F.R. § 3.1(b). The existence of unexhausted administrative remedies — such as a request to withhold deportation under 8 U.S.C. § 1253(h) — applicable to an alien’s opportunity to apply for asylum before the immigration judge therefore cannot justify invoking the exhaustion doctrine with respect to a challenge to the procedure before the district director. See HRC v. Smith, 676 F.2d at 1035-36. We conclude that neither the finality provision of § 1105a(b) nor the exhaustion requirement of § 1105a(c) bars us from reaching the merits of plaintiffs’ claim at this time.
B. The Merits
In HRC v. Smith this court recognized that the Refugee Act of 1980 and its accompanying regulations created a “right to petition our government for political asylum.” 676 F.2d at 1038. Several courts have reasoned that the government must be required to notify aliens who face exclusion or deportation of the opportunity to apply for asylum if this right is to be effectuated. See, e.g., Jean, 711 F.2d at 1507-08; Or-antes-Hernandez, 541 F.Supp. at 361; Nunez v. Boldin, 537 F.Supp. 578, 586 (S.D.Tex.), appeal dismissed, 692 F.2d 755 (5th Cir.1982). We disagree.
The first point that requires clarification is the nature of the right recognized in HRC v. Smith. The Supreme Court has recognized that some state or federal laws can, by creating substantive entitlements to particular government benefits, lead to the constitutional protection of those benefits as “liberty” or “property” interests within the meaning of the Due Process Clause of the fourteenth amendment. See, e.g., Wolff v. McDonnell, 418 U.S. 539, 577, 94 S.Ct. 2963, 2985, 41 L.Ed.2d 935 (1974). However, when dispensation of a statutory benefit is clearly at the discretion of an agency, or when a statute only provides that certain procedural guidelines be followed in arriving at a decision, then there is no creation of a substantive interest protected by the Constitution. Hewitt v. Helms, -- U.S. --, --, 103 S.Ct. 864, 871, 74 L.Ed.2d 675 (1983); Bishop v. Wood, 426 U.S. 341, 345-47, 96 S.Ct. 2074, 2077-78, 48 L.Ed.2d 684 (1976); Olegario v. United States, 629 F.2d 204, 223-224 (2d Cir.1980), cert. denied, 450 U.S. 980, 101 S.Ct. 1513, 67 L.Ed.2d 814 (1981).
Under this analysis, it is clear that the Refugee Act does not create an entitlement to asylum. Instead, it states merely that an alien “may be granted asylum in the discretion of the Attorney General if the Attorney General determines that such alien is a refugee within the meaning of [8 U.S.C. § 1101(aX42)(A)].” 8 U.S.C. § 1158(a) (emphasis added).33 Because the Act creates only a right to petition for asylum, it carries with it no guarantee of securing the substantive relief sought. HRC v. Smith, 676 F.2d at 1038-39 & n. 37. The grant of asylum does not, therefore, [982]*982create an interest protected by the due process clause.34
In the absence of a constitutional right, the only procedures to which plaintiffs are entitled are those granted by the statute or the agency. As we have noted, the agency is required to comply with applicable statutory provisions and its own regulations and policy statements. See, e.g., Accardi, 347 U.S. at 267, 74 S.Ct. at 503; HRC v. Smith, 676 F.2d at 1041 n. 48; Olegario, 629 F.2d at 224. Given the statutory mandate instructing the Attorney General to “establish a procedure for an alien physically present in the United States or at a land border or port of entry ... to apply for asylum,” 8 U.S.C. § 1158(a), the HRC panel was clearly correct in finding that the statute and its accompanying regulations reflect Congress’ “clear intent to grant aliens the right to submit and the opportunity to substantiate their claim for asylum.” 676 F.2d at 1038. The question then becomes whether notice of the opportunity to apply for asylum before the district director is clearly mandated by the terms of the Refugee Act.
We conclude that it is not. The Act plainly contains no express statement of such a requirement. Appellees instead base their claim largely on the following statement in a Senate committee report on the Refugee Act:
The bill requires the Attorney General to establish a uniform procedure for passing upon an asylum application. The Committee believes such a uniform procedure should include a provision allowing all asylum applicants an opportunity to have their claims considered outside a deportation and/or exclusion proceeding, provided the order to show cause has not been issued.
S.Rep. No. 256, 96th Cong., 2d Sess. 9 (1980), reprinted in 1980 U.S.Code Cong. & Ad.News 141, 149 (emphasis added). Despite appellees’ contentions, however, the fact that Congress sought to provide an additional, non-adversarial procedure for hearing asylum requests does not support the conclusion that Congress intended to require notice of the opportunity to petition the district director for asylum. An “order to show cause” is issued by the INS and serves to notify an alien that the deportation process against him has commenced. See 8 C.F.R. § 242.1. Congress therefore clearly intended to limit the right to an alternative asylum procedure to the period before the formal deportation or exclusion proceeding has begun. Thus, far from treating the right to petition the district director as a critical part of its asylum scheme, Congress provided that this opportunity should expire within a definite time limit, suggesting that it regarded this procedure as a desirable but by no means essential part of the asylum process. The terms of the applicable regulations are in keeping with this intention, specifying that an alien may file a petition for asylum with the district director when the alien “(1) Is seeking admission to the United States, or; (2) Is in the United States, regardless of his/her status, and has not been placed under exclusion proceedings or served an order to show cause.” 8 C.F.R. § 208.3(a).
Because Congress made no direct reference to a notice requirement and the provisions of the applicable regulation appear to accord with the intent that Congress did express, plaintiffs must ultimately fall back on the assertion that a right to notice derives a fortiori from the establishment of an asylum procedure. The weakness with this argument is that Congress provides many opportunities to the people of this country without requiring the government to publicize their availability or to take affirmative action to notify possible beneficiaries. It has never been held, for example, that the government must inform individuals that they have the right to sue the government for tort claims, or the right to seek educational loans or public assistance. In addition, requiring mandatory notice of the op[983]*983portunity to seek asylum may actually serve to frustrate Congress’ intention of preserving aliens with a well-founded fear of persecution in their home countries from repatriation. As one commentator notes:
[Blanket notice will also tempt even those without"any fear of persecution to latch on to asylum as their last hope....
[T]oo many asylum applications may only bury the truth by straining INS resources and preventing careful assessment of individual claims. If the volume of asylum claims rises significantly, the INS may feel compelled to rely more and more on group profiles and less on individual evidence and credibility.
Note, Protecting Aliens from Persecution Without Overloading the INS: Should Illegal Aliens Receive Notice of the Right to Apply for Asylum?, 69 Va.L.Rev. 901, 922, 924 (1983).
We therefore conclude that although aliens have a protected statutory and regulatory right to petition for asylum, neither the Constitution nor the Refugee Act and its accompanying regulations require the INS to inform all potential applicants of their right to seek asylum.35 Although our reasoning differs somewhat from that employed by the court in HRC v. Smith, we reaffirm its conclusion that the existence of this protected right to apply for asylum bars government officials from adopting policies that conflict with the terms of the statute, applicable regulations, and their own announced operating procedures.
IV. RIGHT OF ACCESS TO DETAINEES
Petitioners also contend that the government has placed extensive restrictions on contacts between outsiders and the Haitian detainees, thereby frustrating the efforts of Haitian Refugee Center (HRC) attorneys to inform them of their legal rights. Plaintiffs originally challenged these restrictions on a number of grounds, but the district court dismissed all of them prior to trial except a first amendment claim. The latter claim was dismissed by the district court after trial on grounds of mootness, since the court’s final order released all the Haitians in detention at that time. Plaintiffs challenge the mootness holding and request a determination on the merits.
Since a substantial number of class members are now being held in detention, either because they arrived in this country after the government promulgated its new regulations under the APA or because their parole was revoked after the district court’s decision, it is clear that the first amendment claim is not moot. Because the district court did not decide this issue, however, there is no factual record before us, and we conclude that it would be improper for us to reach a decision on the merits. The Supreme Court has repeatedly emphasized that counsel have a first amendment right to inform individuals of their rights, at least when they do so as an exercise of political speech without expectation of remuneration, see, e.g., In re Primus, 436 U.S. 412, 98 S.Ct. 1893, 56 L.Ed.2d 417 (1978); NAACP v. Button, 371 U.S. 415, 83 S.Ct. 328, 9 L.Ed.2d 405 (1963); NAACP v. State ex rel. Patterson, 357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958), but this claim presents a number of questions that require the development of a factual record. We note that the restrictions challenged by plaintiffs do not amount to an absolute denial of access, and the rules involved are not of such a nature that we can strike them down as facially impermissible even without an awareness of possible counter[984]*984vailing considerations. Because the regulation of aliens in detention may implicate security concerns similar to those that apply in the prison context, the district court will clearly need to hear evidence on these matters to arrive at the proper balance between the government’s interest in security and the HRC’s interest in exercising its first amendment rights. We therefore remand this claim to the district court for its consideration in light of the principles set forth above.
V. CONCLUSION
In summary, we conclude that under well-established Supreme Court precedents excludable aliens such as the Haitian plaintiffs have no constitutional rights with respect to their applications for admission, asylum, or parole. The courts do have authority, however, to review the decisions of executive officials in the immigration area to ensure that they have exercised their discretion in accordance with the applicable statutes, regulations, and the announced policies of their agencies. We emphasize that while it is not the role of the courts to substitute their own judgment for that of executive officials, the courts are not powerless to act when government officials have either failed to exercise their discretion or abused it by acting outside the scope of their delegated authority. Thus, although we conclude that high-level executive officials such as the President and the Attorney General have the authority under the INA to draw distinctions between classes of aliens, discrimination on the basis of national origin by low-level officials in violation of an official executive policy would constitute an abuse of discretion, justifying appropriate remedial action by the courts.
Because we hold that the government’s promulgation of regulations under the notice and comment provisions of 5 U.S.C. § 553 to govern the new detention policy has mooted the issue of agency compliance with the APA, we dismiss that part of the appeal and remand with instructions that the injunctive relief grounded on the claimed APA violation be vacated. With regard to those class members currently in detention under the new regulations, the district court should conduct appropriate proceedings to determine whether any relief is necessary in light of the considerations set forth in this opinion. While we reaffirm the holding of the panel in HRC v. Smith that the provisions of the Refugee Act of 1980 and its attendant regulations confer a protected statutory and regulatory right to apply for asylum, we conclude that blanket notice of this opportunity to all aliens faced with exclusion or deportation is not mandated by the explicit provisions of the Act, the applicable regulations, or the underlying congressional intent. Finally, we remand to the district court for the development of a factual record the question whether the government’s restrictions on access to the Haitian detainees are impermissible under the first amendment.
The complex nature of the questions presented by this case has required detailed consideration, but our ultimate holding is simple and straightforward. Excludable aliens cannot challenge the decisions of executive officials with regard to their applications for admission, asylum, or parole on the basis of the rights guaranteed by the United States Constitution. They do have rights, however, to whatever process Congress — and through its regulations and established policies, the Executive branch— have extended them. Our holding therefore recognizes that while the courts must give proper deference to the plenary power of the political branches to regulate the admission of aliens into our country, the foreigner who comes to our shores with hopes of gaining entry does not stand altogether outside the protection of our laws.
DISMISSED IN PART, REVERSED IN PART, AND REMANDED WITH INSTRUCTIONS.
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