Javier H. v. Garcia-Botello

239 F.R.D. 342, 66 Fed. R. Serv. 3d 922, 2006 U.S. Dist. LEXIS 75859, 2006 WL 2846850
CourtDistrict Court, W.D. New York
DecidedSeptember 29, 2006
DocketNo. 02-CV-0523S(Sr)
StatusPublished
Cited by12 cases

This text of 239 F.R.D. 342 (Javier H. v. Garcia-Botello) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Javier H. v. Garcia-Botello, 239 F.R.D. 342, 66 Fed. R. Serv. 3d 922, 2006 U.S. Dist. LEXIS 75859, 2006 WL 2846850 (W.D.N.Y. 2006).

Opinion

DECISION AND ORDER

SCHROEDER, United States Magistrate Judge.

This case was referred to the undersigned by the Hon. William M. Skretny, in accordance with 28 U.S.C. § 636(b)(1)(A), for all pretrial matters, and for hearing and disposition of all non-dispositive motions or applications. Dkt. # 29.

Currently before the Court is plaintiffs’ motion for leave to file a second amended [345]*345complaint. Dkt. # 91. Specifically, plaintiffs seek permission to make the following changes to their first amended complaint:

1. amend civil RICO allegations against Contractor Defendants;
2. add an Alien Tort Claims Act cause of action against the Contractor Defendants;
3. add a Thirteenth Amendment cause of action against the Contractor Defendants;
4. assert a civil Racketeer Influenced and Corrupt Organizations Act (“RICO”), cause of action against defendants Anthony Piedimonte, Howard Produce Sales, Inc.; Patsy Vigneri & Sons, Inc.; and David Piedmont (“Grower Defendants”);
5. correct the complaint to name DelMar Farms, Inc., Ronald E. Weiler d/b/a/ Rondar Farms, Howard Produce Sales, Inc. and Patsy Vigneri & Sons, Inc. as the proper legal entities with respect to defendants Rodney Winkst-ern, Ronald E. Weiler, Steven Howard and Philip Vigneri, respectively;
6. add Penna’s Farms, Nicholas Penna, Marky’s & Son’s, Inc., John J. Kasmer Farm, LLC, Roots Brothers Farms, Norman Farms, Jim Norman, Carolyn Norman, Hearnes Produce, John Hearnes, and Elizabeth Hearnes, Saf-fold Farms, Bill Saffold, Jim Bradwell, Pickle Bob, Taylor Gustavo, and Rodney & Sue as defendants; and
7. add Daniel Victoria Leon and Agustín San Juan as plaintiffs.

Dkt. # 92. For the following reasons, plaintiffs’ motion is granted in part and denied in part. In addition, defendants’ request that the Court strike certain references in the proposed second amended complaint is denied.

DISCUSSION AND ANALYSIS

Leave to Amend the Complaint—Fed. R.Civ.P 15(a)

Fed.R.Civ.P. 15(a) provides that a party may amend a pleading by leave of court or by written consent of the adverse party. Leave to amend is to be “freely granted” unless the party seeking leave has acted in bad faith, there has been an undue delay in seeking leave, there will be unfair prejudice to the opposing party if leave is granted, or the proposed amendment would be futile. Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962); State Teachers Retirement Bd. v. Fluor Corp., 654 F.2d 843, 856 (2d Cir.1981); Fed.R.Civ. P.15(a). “Mere delay, however, absent a showing of bad faith or undue prejudice, does not provide a basis for a district court to deny the right to amend.” Block v. First Blood Assocs., 988 F.2d 344, 350 (2d Cir.1993). “Absent a showing that significant additional discovery burdens will be incurred or that the trial of the matter will be significantly delayed, amendment should be permitted.” W.R. Grace & Co. v. Zotos Int’l, Inc., 2000 WL 1843282 (W.D.N.Y.2000).

“[L]eave to amend will be denied as futile only if the proposed new claim cannot withstand a 12(b)(6) motion to dismiss for failure to state a claim, ie., if it appears beyond doubt that the plaintiff can plead no set of facts that would entitle him to relief.” Milanese v. Rust-Oleum Corp., 244 F.3d 104, 110 (2d Cir.2001), citing Ricciuti v. N.Y.C. Transit Auth., 941 F.2d 119, 123 (2d Cir.1991). “Thus, while futility is a valid reason for denying a motion to amend, this is true only where it is beyond doubt that the plaintiff can prove no set of facts in support of his amended claims.” Pangburn v. Culbertson, 200 F.3d 65, 70-71 (2d Cir.1999) (internal quotations and citations omitted). The decision to grant or deny a motion for leave to amend a pleading is within the discretion of the district court. Foman, 371 U.S. at 182, 83 S.Ct. 227.

Relation Back Doctrine—Fed. R. Civ. P. 15(c)

Fed.R.Civ.P. 15(c) provides that An amendment of a pleading relates back to the date of the original pleading when
(2) the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth in the original pleading, or
(3) the amendment changes the party or the naming of the party against whom a [346]*346claim is asserted if the foregoing provision (2) is satisfied and, within the period provided by Rule 4(m) for service of the summons and complaint, the party to be brought in by amendment (A) has received such notice of the institution of the action that the party will not be prejudiced in maintaining a defense on the merits, and (B) knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against the party.

Pursuant to Fed.R.Civ.P. 15(c)(2), “the central inquiry is whether adequate notice of the matters raised in the amended pleading has been given to the opposing party within the statute of limitations by the general fact situation alleged in the original pleading.” Slayton v. American Express Co., 460 F.3d 215, 228 (2d Cir. Aug.7, 2006). In other words, “the basic claim must have arisen out of the conduct set forth in the original pleading ....” Id. Pursuant to Fed. R. Civ.P. 15(e)(3), there are

three requirements that must be met before an amended complaint that names a new party can be deemed to relate back to the original timely complaint. First, both complaints must arise out of the same conduct, transaction, or occurrence. Second, the additional defendant must have been omitted from the original complaint by mistake. Third, the additional defendant must not be prejudiced by the delay.

VKK Corp. v. National Football League, 244 F.3d 114, 128 (2d Cir.2001).

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239 F.R.D. 342, 66 Fed. R. Serv. 3d 922, 2006 U.S. Dist. LEXIS 75859, 2006 WL 2846850, Counsel Stack Legal Research, https://law.counselstack.com/opinion/javier-h-v-garcia-botello-nywd-2006.