JANE DOE V. USDC-NVL

Court of Appeals for the Ninth Circuit·Decided October 25, 2022·No. 22-70098·Published

Opinion

FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS OCT 25 2022 MOLLY C. DWYER, CLERK

U.S. COURT OF APPEALS

FOR THE NINTH CIRCUIT

In re: JANE DOE, No. 22-70098

D.C. No. 2:17-cr-00072-RFB JANE DOE,

Petitioner, OPINION v.

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEVADA, LAS VEGAS,

Respondent,

VONTEAK ALEXANDER; UNITED STATES OF AMERICA,

Real Parties in Interest.

Petition for Writ of Mandamus

Argued and Submitted September 19, 2022 San Francisco, California

Before: Susan P. Graber, Michelle T. Friedland, and Lucy H. Koh, Circuit Judges.

Opinion by Judge Graber

SUMMARY *

Mandamus / Crime Victims’ Rights Act

The panel granted Jane Doe’s petition for a writ of mandamus pursuant to 18 U.S.C. § 3771(d)(3), a provision of the Crime Victims’ Rights Act, in a case in which the district court concluded that it lacked statutory authority to order the defendant to pay restitution to Jane Doe.

The defendant kidnapped Jane Doe, then age 12 years old, and drove her from California to Nevada knowing that she would engage in prostitution. The defendant entered into a written plea agreement pursuant to which, in exchange for the government’s promise to drop five serious criminal charges, he would plead guilty to two lesser crimes (interstate travel in aid of unlawful activity, in violation of 18 U.S.C. § 1952(a)(3)(A)) and would pay Doe restitution.

The panel published the opinion to reiterate what this court held in two cases decided three decades ago: 18 U.S.C. § 3663(a)(3) grants statutory authority to district courts to award restitution whenever a defendant agrees in a plea agreement to pay restitution.

The defendant first argued that the restitution provision in the plea agreement unambiguously limited the district court’s authority such that the court could award restitution only for those crimes that trigger mandatory restitution under 18 U.S.C. § 2259; and that because none of the defendant’s conduct amounted to a crime that fell within that category, the district court lacked authority to award Jane Doe restitution under the plain terms of the plea agreement. The defendant then argued that even if the plea agreement is ambiguous, this court should interpret that ambiguity in his favor and hold that the district court lacked authority to award restitution under the plea agreement. Rejecting both arguments, the panel wrote that the extrinsic evidence unambiguously demonstrates that the defendant agreed to pay restitution for Jane Doe’s loss, as defined in 18 U.S.C. § 2259(b)(3); and, accordingly, the rule that ambiguities are construed against the government does not apply.

*

This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader.

The panel instructed the district court to address, in the first instance, the defendant’s evidentiary challenges and other arguments concerning the appropriate amount of restitution.

COUNSEL

Paul G. Cassell (argued), Utah Appellate Project, S.J. Quinney College of Law at the University of Utah, Salt Lake City, Utah; Rose M. Mukkhar and Norah C. Cunningham, Justice at Last Inc., San Carlos, California; for Petitioner. Elizabeth O. White (argued), Appellate Chief and Assistant United States Attorney; Christopher Floyd Burton, Assistant United States Attorney, Jason M. Frierson, United States Attorney, United States Attorney’s Office, Reno, Nevada, for Real Party in Interest United States of America.

Amy B. Cleary (argued), Rene L. Valladares, and Wendi L. Overmyer, Assistant Federal Public Defenders, Federal Public Defender’s Office, Las Vegas, Nevada; Christopher Oram, Law Office of Christopher R. Oram LTD, Las Vegas, Nevada, for Real Party in Interest Vonteak Alexander.

GRABER, Circuit Judge:

Defendant Vonteak Alexander kidnapped Jane Doe, who was then 12 years old, and drove her from California to Las Vegas, Nevada, knowing that she would engage in prostitution. Jane Doe eventually alerted authorities that she was a missing juvenile, and police officers arrested Defendant. Facing five serious criminal charges, Defendant entered into a written plea agreement. Pursuant to that agreement, in exchange for the government’s promise to drop the five charges, Defendant would plead guilty to two lesser crimes and would pay restitution to Jane Doe. The district court presided over several hearings aimed at determining the proper amount of restitution. After a new lawyer took over Defendant’s representation, Defendant argued for the first time that the district court lacked statutory authority to order any restitution whatsoever. The district court reluctantly agreed with Defendant’s legal argument. Accordingly, the court issued an order denying Jane Doe’s request for restitution on the sole ground that the court lacked statutory authority to award it.

Jane Doe then filed this petition for a writ of mandamus pursuant to 18 U.S.C. § 3771(d)(3), a provision of the Crime Victims’ Rights Act. We publish this opinion to reiterate what we held in two cases decided three decades ago: that 18 U.S.C. § 3663(a)(3) grants statutory authority to district courts to award restitution whenever a defendant agrees in a plea agreement to pay restitution.

United States v. McAninch, 994 F.2d 1380, 1384 n.4 (9th Cir. 1993); United States v. Soderling, 970 F.2d 529, 534 n.9 (9th Cir. 1992) (per curiam). Because the district court has statutory authority to carry out the parties’ intent that Defendant pay Jane Doe restitution, we grant the petition and instruct the district court to address, in the first instance, Defendant’s evidentiary challenges and other arguments concerning the appropriate amount of restitution.

FACTUAL AND PROCEDURAL HISTORY The government originally indicted Defendant on five counts that pertained to sex trafficking: (1) conspiracy to commit sex trafficking, in violation of 18 U.S.C. § 1594; (2) sex trafficking, in violation of 18 U.S.C. § 1591; (3) conspiracy to transport for prostitution or other sexual activity, in violation of 18 U.S.C. § 2423; (4) transportation for prostitution or other criminal activity, in violation of 18 U.S.C. § 2423; and (5) coercion and enticement, in violation of 18 U.S.C. § 2422. The parties entered into plea negotiations, and the government later filed a criminal information charging Defendant with only two counts of interstate travel in aid of unlawful activity, in violation of 18 U.S.C. § 1952(a)(3)(A). The criminal information does not specify the nature of the unlawful activity.

The government and Defendant then negotiated a binding plea agreement pursuant to Federal Rule of Criminal Procedure 11(c)(1)(A), (C). Defendant agreed to plead guilty to the two counts in the criminal information and to pay

restitution. In exchange, the government agreed to dismiss the indictment and to forgo bringing any additional charges stemming from the investigation. Defendant admitted that he drove Jane Doe from California to Las Vegas, Nevada, with the intent that Jane Doe engage in unlawful activity and that he then attempted to facilitate Jane Doe’s engaging in unspecified unlawful activity. The parties agreed to be bound by any sentence within the range of 60 months to 96 months of imprisonment.

The plea agreement also required Defendant to pay restitution:

The Defendant acknowledges that the conduct to which he is entering a plea is gives [sic] rise to mandatory restitution to the victim(s). See 18 U.S.C. § 2259. The Defendant agrees that for the purpose of assessing such restitution, the Court may consider losses derived from the counts of conviction as well as losses caused from dismissed counts and uncharged conduct in which the Defendant has been involved. The Defendant agrees to pay the victim(s) the “full amount of the victim’s losses” as defined in 18 U.S.C. § 2259(b)(3).

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JANE DOE V. USDC-NVL, (9th Cir. 2022).

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