IN THE SUPERIOR COURT OF THE STATE OF DELAWARE
JAMES WILLEY, ) ) Plaintiff, ) ) C.A. No: N23C-09-033 KMM v. ) ) PHOENIX REHABILITATION AND ) HEALTH SERVICES, INC., ) ) Defendant. )
Submitted: January 16, 2026 Decided: February 19, 2026
ORDER ON MOTIONS FOR SUMMARY JUDGMENT
Upon Phoenix Rehabilitation’s Motion for Summary Judgment on Punitive Damages – GRANTED
Upon Willey’s Motion for Summary Judgment on Phoenix Rehabilitation’s fourth sixth, and eighth affirmative defense – GRANTED
A. Introduction
Nearly four weeks after undergoing a microdiscectomy at L4-5, plaintiff
James Willey (“Willey”) sought the services of Phoenix Rehabilitation and Health
Services, Inc. (“Phoenix Rehabilitation”), a physical therapy provider. At the time
of his first appointment with Phoenix Rehabilitation, Willey was under a physician’s
restriction that cautioned against bending at the waist. Despite Willey informing
Phoenix Rehabilitation of this restriction, during an initial evaluation the therapist instructed Willey to bend. Willey did so and immediately felt a sharp pain. An MRI
later revealed that the disk that required his first surgery had re-herniated, and as a
result, Willey needed a second surgery.
Each party moved for summary judgment. Phoenix Rehabilitation seeks
summary judgment on Willey’s claim for punitive damages, asserting that there is
no factual basis to submit the issue to a jury. Punitive damages are available when
a defendant’s conduct is willful or wanton, described as a “conscious indifference”
to the rights of others. Here, the record does not support a finding that a reasonable
jury might find willful or wanton conduct, accordingly Phoenix Rehabilitation’s
Motion is GRANTED.
Separately, Willey seeks summary judgment on three of Phoenix
Rehabilitation’s affirmative defenses. Phoenix Rehabilitation contests the dismissal
of two. 1 At issue are the affirmative defenses of comparative negligence and 0F
superseding cause. Willey contends that Phoenix Rehabilitation failed to support
these defenses with medical expert testimony and therefore, Phoenix Rehabilitation
is barred from asserting them at trial. A defendant bears the burden of proving its
affirmative defenses. Thus, to survive a motion for summary judgment, the
defendant must point to admissible evidence in the record supporting the defense.
1 Phoenix Rehabilitation does not contest Willey’s motion as to the Sixth Affirmative defense (negligence by a third party), and therefore, the motion is GRANTED on that defense. 2 Phoenix Rehabilitation failed to proffer any expert testimony on plaintiff’s alleged
negligence or of a superseding cause, which is required for it to sustain its burden of
proof. Accordingly, Willey’s Motion is GRANTED.
B. Background 21F
On August 23, 2021, Dr. Justin Tortolani (“Dr. Tortolani”) performed a Right
L4-L5 microdiscectomy on Willey to repair disk herniation. The surgery was largely
a success. Shortly thereafter, Willey was diagnosed with Deep Vein Thrombosis
(“DVT”). 3 2F
On September 7, 2021, at Willey’s post-op appointment, Dr. Tortolani
“[r]ecommended that [Willey] continue to be mindful of waist bending and heavy
lifting or twisting.” 4 He was released to resume work the following week, with the 3F
caution to “avoid twisting especially at work” and a lifting restriction of 15 pounds. 5 4F
Willey was also referred to physical therapy. 6 The physical therapy prescription 5F
reflects a referral for “Core stabilization, LE strengthening, modalities…Eval and
treat.” 7 It did not indicate any restrictions. 6F
2 The facts are derived from the undisputed facts in the pleadings and exhibits submitted by the parties. Citations in the form of [Name] Dep. refer to witness testimony from a deposition transcript submitted as an exhibit by the parties. 3 D.I. 105, Ex. B at 1. 4 Id. at 2; D.I. 102, Ex. A (“Tortolani Dep.”) 18. 5 D.I. 105, Ex. B. 6 D.I. 105, Ex. D. 7 Id. 3 On September 16, 2021, Willey presented to Phoenix Rehabilitation for an
initial evaluation and treatment plan. 8 Dominick Policare, DPT (“Dr. Policare”), a 7F
Phoenix Rehabilitation physical therapist, conducted the initial evaluation. 9 Dr. 8F
Policare discussed with Willey his background, pain and discomfort levels, and his
current activity level. This discussion led Dr. Policare to conclude that Willey
presented with “pain and stiffness in the low back, tenderness to palpation, decreased
[range of motion,]” an antalgic gait, and was relatively sedentary post-surgery. 10 Dr. 9F
Policare also discussed Willey’s DVT with him. 11 Dr. Policare did not discuss any 10F
restrictions imposed by Dr. Tortolani. Willey did not provide Dr. Policare with the
physical therapy prescription, documents relating to any restrictions, or any other
papers relating to his surgery. 12 11F
In conducting the initial evaluation, Dr. Policare utilized the Axis Spine
Protocol (the “Axis Protocol”). 13 Phase 2 of the Axis Protocol applied because 12F
Willey was 3.5 weeks post-op, 14 the objective of which is to “re-establish 13F
neuromuscular recruitment…with dynamic lumbar stability exercise.” 15 The Axis14F
8 See D.I. 94, Ex. C (“Policare Dep.”) 16, 30, 54. 9 Id. at 52. 10 Id. at 61–62. 11 Id. at 62. 12 Id. at 11, 52. 13 Id. at 40. 14 D.I. 94, Ex. B (Deposition of Willey’s expert, Dr. Michelle Wolpov (“Wolpov Dep.”) 30, Ex. D (“Axis Protocol”). 15 Axis Protocol at 2. 4 Protocol cautions physical therapists to “keep lumbar spine in neutral – avoid
bending and twisting below the knees.” 16 15F
Dr. Policare wanted to evaluate Willey’s range of motion and “instructed
[Willey] to bend forward [until it hurts] as if he was going to touch his toes.” 17 In 16F
response, Willey informed Dr. Policare “that’s one of the things they told me – the
words BLT may never have c[o]me out of my mouth, but I told him I was not
supposed to bend, lift or twist.” 18 Dr. Policare repeated the instruction, stating he 17F
“just want[ed] to evaluate how [Willey was] moving,” to get a sense of Willey’s
range of motion. 19 Willey complied and bent forward. 20 Upon bending forward, 18F 19F
Willey felt immediate pain and reported it to Dr. Policare. 21 After the appointment, 0F
Dr. Policare contacted Dr. Tortolani’s office to discuss clearance to treat Willey
given his DVT 22 (which he received), but he did not discuss any restrictions imposed 21F
by Dr. Tortolani. 23 22F
16 Id. 17 Policare Dep. 69; D.I. 102, Ex. C (“Willey Dep.”) 47 (“[Dr. Policare] said bend over until it hurts”). 18 Willey Dep. 46. 19 Policare Dep. 69. 20 Id. 21 Willey Dep. 49; see also Policare Dep. 69, 71. 22 Policare Dep. 63. 23 Id. at 64. 5 A September 17, 2021, MRI revealed that the same disk (L4-L5) herniated
again. 24 As a result, Willey underwent another surgery on September 27, 2021, 23F
eleven days after his appointment with Phoenix Rehabilitation. 25 24F
C. Standard of review
“The Court will grant summary judgment if ‘there is no genuine issue as to
any material fact and…the moving party is entitled to judgment as a matter of
law.’” 26 The moving party bears the initial burden of showing the absence of 25F
genuine issues of material fact. 27 “If the moving party makes such a showing, ‘the 26F
burden shifts to the non-moving party to demonstrate that there are material issues
of fact.” 28 The Court must view the evidence and all reasonable inferences thereof 27F
in the light most favorable to the non-moving party. 29 8F “‘If the facts permit
reasonable persons to draw but one inference, the question is ripe for summary
judgment.’” 30 29F
24 D.I. 94, Ex. G at 3. 25 D.I. 94, Ex. E at 2. 26 Marcolini v. Horizon Servs., Inc., 2023 WL 111060, at * 2 (Del. Super. Jan. 5, 2023) (quoting Super. Ct. Civ. R. 56(c)). 27 Id. 28 Davis v. Wayne Crosse, 2023 WL 7140169, at *4 (Del. Super. Oct. 31, 2023) (quoting Moore v. Sizemore, 405 A.2d 679, 681 (Del. 1979)). 29 Id. 30 Marcolini, 2023 WL 111060, at * 2 (quoting Brzoska v. Olson, 668 A.2d 1355, 1364 (Del. 1995)). 6 D. Analysis
1. Phoenix Rehabilitation is entitled to summary judgment on punitive damages.
“Punitive damages in medical negligence cases are governed by 18 Del. C. §
6855 which states, ‘punitive damages may be awarded only if it is found that the
injury complained of was maliciously intended or was the result of willful or wanton
misconduct by the health-care provider.’” 31 Willful or wanton conduct is conduct 30F
that reflects a “conscious indifference or I don’t care attitude.” 32 In other words, 31F
“[w]ithout ‘evidence of egregious conduct of an intentional or reckless nature’ in the
record, a claim for punitive damages cannot survive.” 33 And where the conduct “is 32F
based on an error of judgment…the plaintiff’s burden is substantial. It must be
shown that the precise harm which eventuated must have been reasonably apparent
but consciously ignored in the formulation of the judgment.” 34 Therefore, “[i]t is 33F
not enough that a decision be wrong. It must result from a conscious indifference to
the decision’s foreseeable effect.” 35 34F
31 Milton v. Alfred I. DuPont Hosp. for Children, 2025 WL 428070, at *4 (Del. Super. Feb 5, 2025) (quoting 18 Del. C. § 6855). 32 Porter v. Turner, 954 A.2d 308, 312 (Del. 2008) (internal quotations marks omitted). 33 Marydale Pres. Assocs., LLC v. Leon N. Weiner & Assocs., Inc., 2022 WL 4446275, at *16 (Del. Super. Sept. 23, 2022) (quoting Jardel Co., Inc. v. Hughes, 523 A.2d 518, 529 (Del. 1987)). 34 Jardel, 523 A.2d at 531. 35 Id. at 529. 7 Punitive damages serve to both “punish wrongdoers and deter others from
similar conduct.” 36 Because punitive damages implicate other societal policies, 35F
“[a]n award of punitive damages must therefore subsist on grounds other than
making the plaintiff ‘whole.’” 37 While “the question of punitive damages…is 36F
ordinarily for the trier of fact[,]” 38 “very high levels of inappropriate actions are 37F
required to warrant such a submission of punitive damages to a jury.” 39 If the 38F
evidence viewed most favorably for the plaintiff does not permit a reasonable
inference that defendant’s conduct was sufficiently egregious to warrant an
imposition of punitive damages, summary judgment in defendant’s favor is
appropriate. 40 39F
Willey argues that Dr. Policare’s request to bend down as if he was going to
touch his toes, despite Willey informing Dr. Policare of the bending restriction,
constitutes conscious indifference. 41 Under Willey’s view, Dr. Policare ignored a 40F
surgeon’s order and substituted his own inferior judgment, thereby putting his
patient’s safety in jeopardy. Further, Dr. Policare knew, or should have known, this
movement could easily re-injure Willey given his recent surgery. 4241F
36 Id. 37 Id. at 528. 38 Davis, 2023 WL 7140169, at *5 (internal citations and quotation marks omitted). 39 Vick v. Khan, 2019 WL 2177114, at *8 (Del. Super. May 17, 2019) (quoting Hartman v. Orthopaedic Assocs. of S. Delaware, 2015 WL 995767, at *2 (Del. Super. Feb. 27, 2015)). 40 Davis, 2023 WL 7140169, at *5. 41 D.I. 102 (“Willey’s AB”) at 5. 42 Id. 8 Willey largely relies on Dr. Tortolani’s restrictions, which according to
Willey, were “strict ‘No BLT.’” 43 42F Dr. Tortolani’s expert report opines that Dr.
Policare was “grossly negligent” because he “completed [sic] disregarded the
restrictions and recommendations that we had provided to Mr. Willey and completed
[sic] disregarded Mr. Willey’s verbal explanation of what my physical therapy
recommendations were.” 44 Willey testified that he told Dr. Policare he (Willey) was 43F
under a “no bending” order from Dr. Tortolani. And, had Dr. Policare contacted Dr.
Tortolani’s office before the evaluation—just as Dr. Policare did when he sought
clarity as to Willey’s DVT—he would have known of the restriction. 45 44F
Even accepting the record in light most favorable to Willey, the facts do not
support the position that Willey was under a “strict no BLT.” Dr. Tortolani’s
contemporaneous office notes reflect the recommendation that Willey “be mindful
of bending.” 4645F
Willey also relies on the “hierarchy of orders,” which means a physician’s
orders takes precedence over a physical therapists’ protocols and the defense’s
reliance on the Axis Protocol fails for two reasons. First, Dr. Policare used the Axis
Protocol without Dr. Tortolani’s consent. Second, Dr. Policare violated the protocol,
43 Id. at 2; see also Tortolani Dep. 18. 44 D.I. 107, Ex. B at 3. 45 Willey’s AB at 5. 46 D.I. 105, Ex. B at 2. 9 which required the spine be kept in a “neutral” position, which was violated when
Willey “nose-dive[d]” to the floor. Willey relies on his expert Michelle Wolpov to
support these arguments.
Willey’s hierarchy of orders argument does not support a finding of conscious
indifference because Willey was not under a strict no BLT, as he contends. Further,
Dr. Tortolani testified that he does not provide guidelines for physical therapists’
protocols, rather, he relies on the judgment of the therapist. 47 46F
Ms. Wolpov’s testimony also does not support Willey’s argument. She
testified that it was reasonable for Dr. Policare to use the Axis Protocol. 48 Her 47F
opinions are based on the protocol’s requirement of keeping the spine neutral. With
respect to the remainder of the protocol’s parameters (avoid bending and twisting
below the knees), she testified that she is relying on the “more strict, the more precise
restriction.” 49 48F
Dr. Policare wanted to understand Willey’s range of motion as part of an
initial evaluation. He used an acceptable protocol. Accepting Willey’s testimony,
Dr. Policare asked Willey to bend “until it hurts,” Willey responded that he is “not
47 Tortolani Dep. 26, 65 (his opinions are based on the “assumption that a physical therapist is not going to as a patient to bend, lift, or twist following a microdiscectomy.”) (emphasis added). 48 Wolpov Dep. 94. 49 Id. at 82. Willey also posits that Ms. Wolpov testified that the defense expert’s calculation of the degree to which Willey bent shows that Dr. Policare violated the Axis Protocol. Willey misconstrues this testimony. In a series of leading questions by Willey’s counsel, Ms. Wolpov merely confirmed that bending to the degree calculated by the defense expert failed to keep the spine neutral. Id. at 121. 10 supposed to bend, lift or twist.” 50 When Willey started to bend, he did not get “very 49F
far.” 51 Construing the facts in favor of Willey, the evidence does not raise a question 50F
of fact on whether Dr. Policare’s conduct rose to the level of willful or wanton. Dr.
Tortolani’s recommendation was to “avoid” bending, but not a strict “no BLT.” Ms.
Wolpov opines that Dr. Policare violated the Axis Protocol with respect to keeping
the spine neutral. Phoenix Rehabilitation submits its own expert who opines that
Willey bent forward no more than 20-30 degrees, which is less than “avoid bending
below the knees.” Thus, there is a factual dispute as to the interpretation of the Axis
Protocol and whether it was violated. That factual dispute does not, however, raise
a question of whether Dr. Policare acted willfully or wantonly, in conscious
disregard for Willey’s safety. 52 Perhaps Dr. Policare’s request was negligent (an 51F
error of judgment) —that is a question for a jury—but the evidence does not support
a reasonable inference that Dr. Policare’s conduct was “‘sufficiently outrageous to
warrant the imposition of punitive damages.’” 53 52F
Willey attempts to liken Dr. Policare’s conduct to that of the defendant in
Strauss v. Briggs. 54 That action stemmed from a misplaced surgical incision that 53F
50 Willey Dep. 46. 51 Id. at 47. 52 Marcolini, 2023 WL 111060, at *3 (rejecting the argument that a dispute of fact requires the issue of punitive damages go to the jury). 53 Id. at *3 n.25 (quoting Greenlee v. Imperial Homes Corp., 1994 WL 46556, at *9 (Del. Super. July 19, 1994)). That Willey’s experts’ reports opine that Dr. Policare was “grossly negligent” or “reckless” does nothing to meet Willey’s burden here. Conclusory opinions are not sufficient. 54 525 A.2d 992 (Del. 1987); Willey’s AB at 5–6. 11 damaged a nerve in the plaintiff’s foot. 55 Plaintiff sought (and was awarded) 54F
punitive damages based on the theory that the doctor-defendant was so motivated by
greed that he acted with reckless indifference. 56 The evidence established that the 55F
doctor-defendant submitted multiple fraudulent bills to plaintiff’s insurer, started
work at 9 a.m. and worked continuously until he operated on plaintiff at 1 a.m. the
next day, and proposed to perform an operation which would only provide partial
relief to plaintiff’s symptoms, despite the fact that the doctor knew or should have
known that a different operation (that he was unable to perform), was indicated. 5756F
The Delaware Supreme Court affirmed the award of punitive damages. 58 57F
Strauss, instructive on the type of conduct that warrants punitive damages, is
factually distinguishable. Here, the disputed evidence does not tend to show that Dr.
Policare approached Willey’s treatment with reckless indifference or to serve some
other ulterior motive.
Moreover, punitive damages would not advance any underlying policy
(deterrence or punishment). 59 Phoenix Rehabilitation, and other physical therapy 58F
providers, are already disincentivized from performing physical therapy in a
negligent manner. Injured patients not only may result in expensive litigation, “but
55 Strauss, 525 A.2d at 994. 56 Id. at 999. 57 Id. at 999–1000. 58 Id. at 994. 59 See Jardel, 523 A.2d at 531. 12 it also damages the company’s image and reputation.” 60 As explained above, this 59F
dispute is over an error of judgment and the record lacks any evidence rising to the
level of conscious indifference. Accordingly, Phoenix Rehabilitation’s Motion is
GRANTED.
2. Willey is entitled to summary judgment on Phoenix Rehabilitation’s fourth and eighth Affirmative Defenses.
The fourth affirmative defense states, in relevant part, “[t]o the extent that it
is found that any conduct on the part of [Phoenix Rehabilitation] cause[d] [Willey]
damages, [Willey] was comparatively negligent in causing his injury and his
damages should be reduced accordingly.” 61 The eighth affirmative defense states 60F
“[t]he injuries alleged by [Willey] were proximately caused by a superseding and/or
intervening act, not caused by [Phoenix Rehabilitation].” 62 Willey contends that 61F
Phoenix Rehabilitation failed to offer expert testimony to support either affirmative
defense. 63 Phoenix Rehabilitation responds that evidence exists in the record to 62F
support them. 64 63F
A defendant asserting an affirmative defense bears the burden of proving it. 65 64F
Where a medical expert opinion is required to prove negligence, the opinion
60 Marcolini, 2023 WL 111060, at *3. 61 D.I. 41 at 7. 62 Id. at 8. 63 See generally D.I. 95. 64 D.I. 100 at 3. 65 Paragon Metal Holdings, LLC v. Smith, 2025 WL 524265, at *10 (Del. Super. Jan. 28, 2025). 13 proffered must be to a reasonable degree of medical probability. 66 This standard 65F
applies to all elements, including causation. 67 66F
Phoenix Rehabilitation contends that if Willey was under a strict “no bending”
order, then any activity which caused him to bend constitutes negligence or a
superseding cause of Willey’s alleged injuries. 68 67F For support, Phoenix
Rehabilitation points to the opinions offered by Dr. Brian G. Leggin (“Dr. Leggin”)
and Dr. Scott A. Rushton (“Dr. Rushton”), the defense experts. Dr. Leggin opines
that “[t]here are a multitude of factors that could have precipitated the recurrent disk
herniation such as…positions the patient may have put himself into on his own such
as sitting for extended periods, etc.” 69 Dr. Rushton opined that 68F
functional activities of [] Willey following the index operative procedure during his recovery time including the ability to drive, enter and exit a vehicle, ambulate, get in and out of bed, in and out of a chair, on an off the commode, would have exceeded the physiological stress exhibited by the initial assessment of [Dr.] Policare. 70 69F
Phoenix Rehabilitation’s arguments fail for two reasons. First, contrary to
Phoenix Rehabilitation’s position, expert testimony is required to support
contributory negligence or superseding cause here. While Phoenix Rehabilitation is
66 Kardos v. Harrison, 980 A.2d 1014, 1018 (Del. 2009). 67 Id. 68 D.I. 100 at 4 (“[Willey] got up and down out of a chair, got up and down to use a commode, got in an out of a car, and performed other activities of daily living. In addition, [Willey] reported to his provider on October 18, 2024, ‘he just bent over to get something and had excruciating pain.’”). 69 Id., Ex. H at 8. 70 Id. at 5, Ex. I at 12. 14 not seeking to establish negligence by a medical provider, and therefore, 18 Del. C.
§ 6853(e) does not apply, where a question of negligence or a superseding cause is
beyond the purvey of lay jurors, expert testimony is required. 71 A lay juror will not 70F
be able to determine whether any activities Willey engaged in could have contributed
to the second herniation or whether another event was a superseding cause without
the assistance of a medical expert.
Second, neither of the defense experts offer opinions on how or when Willey
allegedly acted negligently or when the superseding cause 72 occurred after the initial 71F
alleged negligent act of Dr. Policare. Dr. Leggin offers opinions on activities that
could have contributed to the second rupture, but he does not go as far to opine that
Willey engaged in any of these activities negligently. Similarly, Dr. Rushton offers
no opinion causally linking the recurrent herniation with any negligent actions taken
by Willey. Furthermore, neither expert offers an opinion on any event after Dr.
Policare’s alleged negligence. 73 72F
71 Money v. Manville Corp. Asbestos Disease Comp. Trust Fund, 565 A.2d 1372, 1377 (Del. 1991) (“When the issue of causation is presented in a context which is not a matter of common knowledge, such a reasonable probability can only be proven by the testimony of a competent expert witness.”). 72 Duphily v. Del. Elec. Coop., Inc., 662 A.2d 821, 829 (Del. 1995) (“A superseding cause is a new and independent act, itself a proximate cause of an injury, which breaks the causal connection between the original tortious conduct and the injury.”) 73 Id. (“An intervening cause is one which comes into active operation in producing an injury subsequent to the negligence of the defendant.”) (emphasis in original). 15 As Willey recognizes, Phoenix Rehabilitation may present evidence of certain
risk factors and normal activities to explain why the re-herniation occurred, but there
is no medical expert testimony to support the conclusion that Willey was negligent
in performing such activities or that some event after his Phoenix Rehabilitation visit
was a superseding cause. Therefore, Willey’s motion is GRANTED.
E. Conclusion
Punitive damages are available only upon a showing of willful or wanton
conduct. Thus, a showing of egregious conduct is a prerequisite to the submitting
punitive damages to a jury. Dr. Policare’s conduct, viewed in the light most
favorable to Willey, does not rise to an egregious level. Accordingly, Phoenix
Rehabilitation’s Motion is GRANTED.
For an affirmative defense to survive summary judgment, the defendant must
produce evidence of a genuine issue of material fact. A medical expert’s opinion as
to the negligence of Willey or of a superseding cause of his injuries is required, but
none was provided. Therefore, Phoenix Rehabilitation has not produced evidence
to survive summary judgment as to its fourth and eighth affirmative defense. Thus,
Willey’s Motion is GRANTED.
IT IS SO ORDERED.
/s/Kathleen M. Miller Kathleen M. Miller, Judge