James W. Olinger and Larry C. Meyer v. Robert Smith, Walter Utman and Gaylord Pitt, Harrison County, Iowa and Utman Drainage District

889 N.W.2d 476, 2015 WL 12942044
CourtCourt of Appeals of Iowa
DecidedMarch 25, 2015
Docket14-0751
StatusPublished
Cited by1 cases

This text of 889 N.W.2d 476 (James W. Olinger and Larry C. Meyer v. Robert Smith, Walter Utman and Gaylord Pitt, Harrison County, Iowa and Utman Drainage District) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James W. Olinger and Larry C. Meyer v. Robert Smith, Walter Utman and Gaylord Pitt, Harrison County, Iowa and Utman Drainage District, 889 N.W.2d 476, 2015 WL 12942044 (iowactapp 2015).

Opinion

MULLINS, J.

James Olinger and Larry Meyer claim the Utman Drainage District Trustees violated Iowa’s Open Meetings Act (IOMA). Olinger and Meyer have appealed from a ruling by the district court claiming the court erred in ordering damages before ascertaining whether the Utman Drainage District’s Trustees’ violation on November 7, 2013, was made knowingly, erred in suspending those damages, and erred in failing to award Olinger and Meyer attorney fees or costs. Olinger and Meyer further contend the district court erred in failing to find an IOMA violation on November 14, 2013, arguing Iowa Code section 21.5(l)(c) (2013) cannot be invoked unless counsel is present. We vacate in part and remand.

I. Background Facts and Proceedings

Robert Smith, Walter Utman, and Gay-lord Pitt comprised the Harrison County Board of Supervisors in November 2013. Acting in their capacity as trustees for the Utman Drainage District (trustees), they went into closed sessions on November 7 and November 14, 2013, allegedly to discuss matters relating to pending litigation. In pleadings, the trustees admitted counsel for the district was not present at either meeting.

On November 25, 2013, James Olinger and Larry Meyer filed a petition alleging that both closed sessions were held in violation of IOMA. Olinger and Meyer filed a motion seeking an in camera inspection of the recording of the closed sessions. The trustees answered by asserting litigation was in fact pending or imminent. The court approved an order presented jointly by the parties that stipulated to the district court’s in camera inspection of the recordings of the meetings for the purposes of “determining] whether prejudice to the public will result from disclosure of any portion of the recordings or, in the alternative, whether the probative value of the recordings outweighs any prejudice to the public which might result from such disclosure.” See Iowa Code § 21.5(4).

After the inspection, the district court filed an order on March 4, 2014, which held Olinger and Meyer were entitled to access the November 7, 2013 recording as it merely evidenced a discussion of whether to pay the costs of subpoenas from a previous lawsuit, the release of which would not prejudice the trustees in future proceedings. The court found the November 14, 2013 recording should not be released, however, as the trustees discussed litigation strategy involving imminent litigation, the release of which would prejudice the trustees. Upon finding the recording from the November 7, 2013 meeting must be disclosed, the court invoked Iowa Code section 21.6(3)(a) and ordered each participating trastee to pay a $100 fine. The court, apparently sua sponte, supplemented its order on March 11, 2014, by suspending this fine and providing that “[i]n lieu of the fine” the trustees purchase an “Open Meetings, Open Records” handbook *478 from the Iowa Freedom of Information Council for two dollars.

On March 13, 2014, the trustees filed an Iowa Rule Civil Procedure 1.904(2) motion to amend both orders as they were not afforded an opportunity to establish their compliance with IOMA or present defenses pursuant to section 21.6(3)(a). On March 21, 2014, Olinger and Meyer also filed a rule 1.904(2) motion asserting their in camera motion was limited to the question of prejudice and disclosure, not the assessment of penalties pursuant to IOMA, that the district court erred in not allowing the trustees to present section 21.6(3)(a) defenses, erred in finding only one IOMA violation, and erred in suspending the trustees’ fines. The trustees withdrew their motion on March 24, 2014.

The court held a telephone hearing on Olinger and Meyer’s rule 1.904(2) motion to reconsider on April 11, 2014, at which time the motion was summarily overruled and denied. Olinger and Meyer appeal the court’s orders.

II. Damages, Fees and Costs and the November 7 Meeting

Our review is for correction of errors at law. Iowa R. App. P. 6.907.

Iowa Code section 21.3 requires meetings of governmental bodies to be held in open session unless closed sessions are expressly permitted by law. Section 21.5(1) provides, in part,

A governmental body may hold a closed session only to the extent a closed session is necessary for any of the following reasons:
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c. To discuss strategy with counsel in matters that are presently in litigation or where litigation is imminent where its disclosure would be likely to prejudice or disadvantage the position of the governmental body in that litigation.

Pursuant to section 21.6(2), the burden is, on plaintiff to prove a governmental body went into closed session. Once the plaintiff so demonstrates, the burden shifts to the defendants to demonstrate compliance with chapter 21. See Iowa Code § 21.6(2). If a court finds the defendants violated chapter 21, it

[sjhall assess each member of the governmental body who participated in its violation damages in the amount of not more than five hundred dollars and not less than one hundred dollars. However, if a member of a governmental body knomngly participated in such a violation, damages shall be in the amount of not more than two thousand five hundred dollars and not less than one thousand dollars.

See id. § 21.6(3)(a) (emphasis added).

Pursuant to section 21.6(3)(a), a defendant member can avoid the imposition of these damages and defend against the IOMA violation claim by establishing the member:

(1) Voted against the closed session.
(2) Had good reason to believe and in good faith believed facts which, if true, would have indicated compliance with all the requirements of this chapter.
(3) Reasonably relied upon a decision of a court, a formal opinion of the Iowa public information board, the attorney general, or the attorney for the governmental body, given in writing, or as memorialized in the minutes of the meeting at which a formal oral opinion was given, or an advisory opinion of the Iowa public information board, the attorney general, or the attorney for the governmental body, given in writing.

If successful, a defendant member not only avoids personal sanctions, but also *479 avoids personal responsibility for the costs and attorney fees pursuant to section 21.6(3)(b), which states the court:

shall order the payment of all costs and reasonable attorney fees in the trial and appellate courts to any party successfully establishing a violation of this chapter. The costs and fees shall be paid by those members of the governmental body who are assessed damages under paragraph “a”.

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Bluebook (online)
889 N.W.2d 476, 2015 WL 12942044, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-w-olinger-and-larry-c-meyer-v-robert-smith-walter-utman-and-iowactapp-2015.