James v. Commissioner of Social Security

• Court: District Court, W.D. Washington
• Decided: June 12, 2023
• Docket: 3:22-cv-05901
• Status: Unknown

Opinion

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5 6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT TACOMA 9 10 DAMERON D. J., CASE NO. 3:22-CV-5901-DWC 11 Plaintiff, ORDER REVERSING AND 12 v. REMANDING DEFENDANT’S DECISION DENYING BENEFITS 13 COMMISSIONER OF SOCIAL SECURITY, 14 Defendant. 15

Plaintiff, pro se, filed this action, pursuant to 42 U.S.C. § 405(g), for judicial review of 16 the denial of his applications for disability insurance benefits (DIB) and social security insurance 17 (SSI) benefits. Pursuant to 28 U.S.C. § 636(c), Fed. R. Civ. P. 73 and Local Rule MJR 13, the 18 parties have consented to proceed before the undersigned. 19 After considering the record, the Court concludes that this matter must be reversed and 20 remanded pursuant to sentence four of 42 U.S.C. § 405(g) for further proceedings consistent with 21 this Order. 22

24 1 I. BACKGROUND 2 Plaintiff filed for DIB and SSI on June 24, 2015 alleging disability beginning January 15, 3 2015. Administrative Record (AR) 15. His applications were denied initially and on 4 reconsideration, and again following a hearing before an Administrative Law Judge (ALJ). Id.

5 Plaintiff appeared at a hearing on February 7, 2017, represented by counsel, and testified. AR 6 801-861. On July 19, 2017 the ALJ issued a written decision denying Plaintiff’s claims. AR 15- 7 30. On June 8, 2018 the Appeals Council affirmed the ALJ’s decision and on August 2, 2018 8 Plaintiff filed for relief in the United States District Court for the Western District of Washington 9 (this Court). AR 1, 771-772; 20 C.F.R. §§ 404.981, 416.1481. 10 Just over a year later, on July 8, 2019, this Court reversed and remanded the ALJ’s 11 decision with specific instructions for the ALJ to reevaluate the assessment of Alysa Ruddell, 12 Ph.D. regarding Plaintiff’s ability to adapt to changes in a work setting and learn new tasks. AR 13 781-790. The Appeals Council additionally directed the ALJ to offer Plaintiff the opportunity for 14 another hearing, address the additional evidence submitted since the first hearing, and take any

15 further action needed to complete the record and issue a new decision. AR 701. 16 A second hearing was held before an ALJ on June 30, 2020 at which Plaintiff was again 17 represented and testified (this time telephonically), and his attorney requested to amend his 18 period of disability to January 1, 2015 through February 6, 2018 because in the fall of 2018 he 19 returned to substantial gainful activity for “about a year and a half”. AR 701, 728. On July 20, 20 2020 the ALJ again denied Plaintiff’s claims. AR 701-716; 723-741.1 21 Plaintiff, now pro se, filed the case at bar on December 1, 2022. 22 23

24 1 The July 20, 2020 decision is the “operative decision” presently under review. 1 II. STANDARD 2 Pursuant to 42 U.S.C. § 405(g) this Court may set aside the Commissioner’s denial of 3 social security benefits if the ALJ’s findings are based on legal error or not supported by 4 substantial evidence in the record as a whole. Bayliss v. Barnhart, 427 F.3d 1211, 1214 n.1 (9th

5 Cir. 2005) (citing Tidwell v. Apfel, 161 F.3d 599, 601 (9th Cir. 1999)). However, the 6 Commissioner’s decision must be affirmed if it is supported by substantial evidence and free of 7 harmful legal error. 42 U.S.C. § 405(g); Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 8 2008). 9 Substantial evidence “is a highly deferential standard of review.” Valentine v. Comm’r of 10 Soc. Sec. Admin., 574 F.3d 685, 690 (9th Cir. 2009). The Supreme Court describes it as “more 11 than a mere scintilla.” Biestek v. Berryhill, 139 S. Ct. 1148, 1153 (2019). “It means—and means 12 only—such relevant evidence as a reasonable mind might accept as adequate to support a 13 conclusion.” Id. (internal quotations omitted). 14 III. THE ALJ’S FINDINGS

15 At step one of the sequential evaluation the ALJ found Plaintiff met the insured status 16 requirements through December 31, 2020. AR 747. 17 At step two the ALJ found Plaintiff had not engaged in substantial gainful activity from 18 January 15, 2015 through February 6, 2018. Id. 19 At step three the ALJ found Plaintiff had the severe impairments of degenerative disc 20 disease of the lumbar spine, obesity, major depressive disorder, post-traumatic stress disorder, 21 and insomnia. AR 747-750; 20 CFR §§ 404.1571, 416.971. The ALJ also found Plaintiff does 22 not have any impairment or combination of impairments that meets or medically equals the 23

24 1 severity of a listed impairment. AR 750-753; 20 CFR §§ 404.1520(d), 404.1525, 404.1526, 2 416.920(d), 416.925, 416.926. 3 At step four the ALJ found Plaintiff could not return to his past relevant work. AR 758. 4 At step five the ALJ determined that Plaintiff had the residual functional capacity to

5 perform light work as defined by 20 CFR §§ 404.1567(b) and 416.967(b), limited by only 6 occasional climbing of ladders, ropes and scaffolds; only occasional crawling; only occasional 7 exposure to vibration, extremely cold temperatures, and hazards; the ability to understand, 8 remember, and apply short, simple instructions and make simple decisions; the ability to perform 9 routine tasks, but not in a fast-paced production type environment; and, the ability to have 10 occasional interactions with the general public. AR 759-760. 11 IV. DISCUSSION 12 Plaintiff argues the ALJ “didn’t follow the remand orders” to “[r]eevaluate Alysa A. 13 Ruddell, Ph.D’s assessment of adapting to changes in a work setting, and assessment of a marked 14 limitation in learning new tasks” and to offer Plaintiff “the opportunity for a hearing and address

15 the additional evidence submitted”. Dkt. 14 at 1. Plaintiff also alleges the ALJ “failed to give the 16 proper weight to the comments of doctor statements and didn’t include all medical records”; and, 17 “failed to stop at the proper step of the five step sequential evaluation process.” Id. 18 Defendant responds with an analysis of arguments it infers from the above assertions. See 19 generally, Dkt. 20. 20 The Court will not manufacture arguments for Plaintiff. See e.g., Cruz v. Int’l Collection 21 Corp, 673 F.3d 991, 998 (9th Cir. 2012) (“We review only issues which are argued specifically 22 and distinctly in a party’s opening brief”) (internal quotations and citations omitted); Shinseki v. 23 Sanders, 556 U.S. 396, 410 (2009) (finding the plaintiff has the burden of demonstrating there are

24 1 harmful errors in the ALJ’s decision); Valentine v. Commissioner of Social Sec. Admin., 574 F.3d 2 685, 692, n. 2 (9th Cir. 2009) (rejecting “any invitation to find that the ALJ failed to account for 3 [the claimant’s] injuries in some unspecified way” when the claimant failed to detail what 4 limitations followed from the evidence beyond those already listed in the RFC); Carmickle v.

5 Comm'r, Soc. Sec. Admin., 533 F.3d 1155, 1161 n.2 (9th Cir. 2008) (noting that a reviewing 6 court ordinarily will not consider matters that are not specifically and distinctly argued in the 7 opening brief). 8 First, the Court finds that Plaintiff’s assertion that the ALJ erred by not giving him an 9 opportunity for another hearing and failing to include all medical records is vague and 10 unsupported by the record. The record contains a transcript of Plaintiff’s hearing on remand 11 held on June 30, 2020 during which Plaintiff testified telephonically. AR 723-741. At the top 12 of the ALJ’s second opinion he also clearly states that Plaintiff “submitted or informed the 13 undersigned about all written evidence at least five business days before the date of the 14 claimant’s scheduled hearing (20 CFR 404.935(a) and 416.1435(a)).” AR 701. Accordingly,

15 Plaintiff has not identified and the record does not show any medical records were left out of 16 Plaintiff’s administrative record. Therefore the Court finds no merit to these arguments. 17 Second, Plaintiff contends that the ALJ “failed to stop at the proper step of the five step 18 sequential evaluation process”, but does not explain what step he believes to have been the 19 “proper step” upon which to conclude he was disabled. Dkt. 14 at 1. Since the ALJ completed all 20 five steps of the sequential evaluation and found Plaintiff was not disabled at step five (AR 715- 21 716), step three was the only other step that might have resulted in a finding of disability, had the 22 ALJ concluded that Plaintiff’s impairments satisfied the criteria of a presumptively disabling 23 listed impairment (the Listings). Plaintiff has not identified any errors in the ALJ’s step three

24 1 assessment. The Court has also carefully reviewed the ALJ’s step three assessment and finds the 2 ALJ’s application of the evidence to the guidelines was supported by substantial evidence and 3 contains no legal errors. AR 706-708. Therefore, the Court finds no merit to this argument. 4 Third, the Court has reviewed the opinion of the Honorable Theresa L. Fricke (Judge

5 Fricke) reversing and remanding the first ALJ opinion for a reassessment of Alysa Ruddell, 6 Ph.D. (Ruddell’s) opinion regarding Plaintiff’s ability to adapt to changes in a work setting and 7 learn new tasks. AR 781-790. Ruddell examined Plaintiff on June 1, 2015, diagnosing him with 8 Major Depressive Disorder, Alcohol Use Disorder, and Insomnia, and assessing, inter alia, 9 marked limitations in his ability to learn new tasks and to adapt to changes in a routine work 10 setting. AR 353-357. Ruddell also assessed several moderate limitations in Plaintiff’s functional 11 abilities. Id. 12 The first ALJ gave great weight to Ruddell’s moderate limitations, but little weight to her 13 marked limitations. Judge Fricke found that ALJ’s reasons for rejecting Ruddell’s marked 14 limitation in adapting to changes in a routine work setting were legally insufficient because the

15 ALJ failed to develop the record sufficiently to conclude, upon substantial evidence, that 16 Plaintiff’s ability to adapt to child-care duties when he and his wife took over the care of their 17 two-year old grandchild was inconsistent with having a marked difficulty adapting to work 18 conditions and expectations. AR 785-787. 19 Likewise, the Court found the first ALJ’s reason for rejecting Ruddell’s marked 20 limitation in the ability to learn new tasks—that Plaintiff was able to integrate healthy coping 21 skills learned from a mental health practitioner into his daily practice—failed to clarify what 22 specific coping skills the ALJ believed Plaintiff had learned, or how successful he had employed 23 them. AR 788. Judge Fricke also stated that learning unspecified coping skills or tools from a

24 1 therapist does not necessarily undermine a marked limitation in learning new tasks in a work 2 setting on an independent basis. Id. 3 Judge Fricke reversed and remanded the first ALJ’s decision, and ordered the ALJ to 4 reevaluate Ruddell’s “assessment of adapting to changes in a work setting” and “of a marked

5 limitations in learning new tasks.” AR 790. 6 On remand, the second ALJ revaluated Ruddell’s opinion and again gave “little weight” 7 to her assessment that Plaintiff had a marked limitation in adapting to changes in a routine work 8 setting and a marked to severe limitation in learning new tasks. AR 714. This time the ALJ 9 explained that Ruddell rendered this opinion in June 2015 before Plaintiff had begun mental 10 health therapy and learned coping skills. Id. The ALJ found that the subsequently developed 11 medical evidence showed that despite experiencing significant interpersonal stressors since 12 Ruddell’s assessment, including the loss of his adult daughter and becoming the primary 13 childcare provider for his grandson, there had been no significant change in Plaintiff’s mental 14 status (other than at times appearing dysthymic). Id.

15 In addition, in a separate section of ALJ’s opinion he discussed the specific “coping 16 skills” Plaintiff had acquired since Ruddell’s 2015 assessment, explaining: 17 … progress notes show the development and improvement of coping skills, despite the claimant enduring interpersonal traumas such as multiple deaths in the family 18 and struggles with financial problems. In March 2016, his therapist detailed improved functioning, the development and usage of coping skills, and 19 incremental improvements in self-care and his ability to manage his needs (Ex. 8F/28). In April 2016, the claimant met with a psychiatrist to evaluate his therapy 20 and determine if medication management was necessary (Ex. 8F/25). Prior to this, the claimant was prescribed sertraline by his primary care provider; however, the 21 claimant reported side effects and records suggest he may have been non-compliant in taking the prescribed medication after only one week of treatment (Ex. 8F/40). 22 Nevertheless, in April 2016 the claimant’s psychiatrist reported the claimant had much improved since beginning therapy, his symptoms of depression, anxiety, 23 and insomnia were improving, and they could be expected to continue to improve without further medication intervention (Ex. 8F/26-27). Similarly, by 24 1 September 2016, the claimant was invested in improving his life and was thoughtful and sincere in his treatment encounters (Ex. 8F/6). In December 2 2016, after over a year of therapy, the claimant was described as calm, well- groomed, and smiling, managing care of his grandchild in spite of external 3 financial and interpersonal stressors (Ex. 8F/1).

4 AR 711 (emphasis added). 5 Finally, the ALJ determined that Ruddell’s June 2015 and May 2017 evaluations were 6 not “entirely consistent” with the limitations she assessed as she initially found overall marked 7 severity in June 2015, but later, in May 2017, only moderate severity overall despite finding 8 increased marked limitation in completing a normal workday and workweek, and severe 9 limitation in learning new tasks. AR 714. 10 Thus, the Court finds the ALJ pointed to substantial evidence upon which to conclude 11 that Plaintiff acquired coping skills and had experienced significant improvement in his mental 12 health sufficient to serve as a specific and legitimate reason to reject Ruddell’s opinion that 13 Plaintiff was markedly limited in learning new tasks in a work setting. 14 However, the Court finds the ALJ repeated the error Judge Fricke found to be harmful by 15 once again failing to sufficiently explain why Plaintiff’s ability to care for his young grandson 16 was inconsistent with Ruddell’s finding that Plaintiff had marked difficulty adapting to work 17 conditions and expectations. See, Embrey v. Bowen, 849 F.2d 418, 421-422 (9th Cir. 1988) (“it is 18 incumbent on the ALJ to provide detailed, reasoned, and legitimate rationales for disregarding 19 the physicians’ findings[;]” conclusory reasons do “not achieve the level of specificity” required 20 to justify an ALJ’s rejection of an opinion). The ALJ’s repeated failure to explain this conclusion 21 contravenes Judge Fricke’s order, and prevents the Court from meaningfully reviewing that 22 conclusion. Accordingly, the Court finds the ALJ again committed reversable error. 23 24 1 V. CONCLUSION 2 For the foregoing reasons, the Court REVERSES and REMANDS the decision pursuant 3 to sentence four of 42 U.S.C. § 405(g) for further administrative proceedings. On remand the 4 ALJ is directed to again reevaluate Ruddell’s assessment of marked difficulty adapting to

5 changes in a work setting. 6 Dated this 12th day of June, 2023. 7 A 8 David W. Christel 9 United States Magistrate Judge 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24