James Robert Burrus v. Charles Turnbo, Warden

743 F.2d 693
Court of Appeals for the Ninth Circuit·Decided September 25, 1984·No. 83-1951·Published·Cited by 28 cases

Opinion

PREGERSON, Circuit Judge:

INTRODUCTION

Warden Charles Turnbo of the Pleasanton Federal Correctional Institution (Warden) appeals from an order of the United States District Court for the Northern District of California. The order permanently enjoins the Warden from recognizing a writ of habeas corpus ad prosequendum 1 asking him to transfer petitioner James Robert Burrus (Burrus) to the custody of Arizona authorities. Arizona seeks the transfer for the purpose of trying Burrus on various fraud and forgery counts.

The district court granted the injunction because Arizona had once before obtained custody of Burrus to prosecute these charges, but had returned him to the federal authorities before bringing him to trial. The court reasoned that in so doing, Arizona had flatly violated the speedy trial provisions of the Interstate Agreement on De-tainers (IAD), Pub.L. No. 91-538, 84 Stat. *696 1397 (1970), codified at 18 U.S.C. app. §§ 1-8 (1982). 2

The Warden challenges the injunction on three grounds. First, he contends that the district court interfered with pending state criminal proceedings and thereby offended the doctrine of equitable restraint as articulated in Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971). Second, the Warden argues that under the peculiar circumstances of this case, the IAD required Arizona temporarily to return Bur-rus to federal custody, and therefore that the IAD cannot now penalize Arizona for attempting to resume its prosecution of him. Third, the Warden asserts that Bur-rus, not Arizona authorities, prevented the trial from taking place before the IAD’s speedy trial deadline had expired. According to the Warden, Burrus asked for and received a lengthy pretrial continuance that made it impossible for Arizona to bring Burrus to trial on time.

For the reasons expressed below, we reject all of these arguments and affirm the district court.

BACKGROUND

A. Interstate Agreement on Detainers

The United States and Arizona are parties to the IAD, a compact designed, according to article I, to “encourage the expeditious and orderly disposition of [outstanding criminal] charges and determination of the proper status of any and all detainers based on untried indictments, informations, or complaints.” Each state that is party to the compact has enacted and codified the IAD as its own law. See 18 U.S.C. app. § 2 (1982); Ariz.Rev.Stat.Ann. § 31-481 (West 1976). Article 11(a) defines the United States as a “state” for purposes of administering the agreement.

The detainer is central to the administration of the IAD. A detainer is simply a document notifying one state (the sending state) that another state (the receiving state) wants to prosecute a prisoner that the sending state is holding. Once lodged with the sending state, a detainer remains in effect indefinitely, and therein lies the problem. Before the IAD, the sending state was under no compulsion, other than comity, to send the prisoner to the receiving state. Usually, however, the sending state did transfer the prisoner. But having accepted the transfer, the receiving state could prosecute immediately, retain custody but postpone the trial, or shuttle the prisoner back to the sending state until the receiving state was ready to proceed against him and renew its request for custody 3 — all while the detainer remained in effect.

Thus, the detainer has several deleterious effects. First, it may make the prisoner ineligible for desirable work or educational assignments. If the prisoner is constantly shuttled from one facility to another, prison officials may be reluctant to permit him to participate in rehabilitation programs. Second, a detainer reduces the prisoner’s incentive to participate in work, education, and other programs that help rehabilitate him and improve his chances for early parole. Uncertain whether he will have to serve another, non-concurrent sentence in the future, the prisoner loses his interest in improving himself in the present. Third, a detainer tells the prisoner that he may have to stand trial elsewhere, but does not provide him with a vehicle for going there immediately to secure witnesses and take other steps to preserve his defense. See, e.g., United States v. Mauro, 436 U.S. 340, 358 n. 25, 360, 98 S.Ct. 1834, 1846 n. 25, 1847, 56 L.Ed.2d 329 (1978) (citing authoritative sources); accord United States ex rel. Esola v. Groomes, 520 F.2d 830, 837 (3d Cir.1975). *697 Before the IAD existed, some prison officials and state prosecutorial authorities abused the detainer system. Sometimes, authorities in potential receiving states lodged detainers not to obtain prisoners for the purpose of putting them on trial, but instead to make life more difficult for them in the prisons where they were already incarcerated. See, e.g., United States v. Ford, 550 F.2d 732, 737-40 (2d Cir.1977) (recounting cases of such abuse), aff'd sub nom. United States v. Mauro, 436 U.S. 340, 98 S.Ct. 1834, 56 L.Ed.2d 329 (1978).

To correct these evils, article 111(a) 4 gives the prisoner the right to demand that the receiving state swiftly dispose of any outstanding charges:

[WJhenever during the continuance of the term of imprisonment there is pending in any other party State any untried indictment ... on the basis of which a detainer has been lodged against the prisoner, he shall be brought to trial within one hundred and eighty days after he shall have caused to be delivered to the prosecuting officer ... written notice of the place of his imprisonment and his request for a final disposition to be made of the indictment____

18 U.S.C. app. § 2, art. 111(a) (1982) (emphasis added).

Furthermore, article 111(d) 5 penalizes the receiving state for failure to prosecute a prisoner transferred under the IAD:

If trial is not had on any indictment, information, or complaint contemplated hereby prior to the return of the prisoner to the original place of imprisonment, such indictment, information, or complaint shall not be of any further force or effect, and the court shall enter an order dismissing the same with prejudice.

Id. art. 111(d) (emphasis added).

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James Robert Burrus v. Charles Turnbo, Warden, 743 F.2d 693 (9th Cir. 1984).

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