James L. Kemper v. Merle Norman Cosmetics, Inc.

15 F.3d 1086, 1994 U.S. App. LEXIS 6784, 1994 WL 6601
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 10, 1994
Docket92-55974
StatusPublished
Cited by3 cases

This text of 15 F.3d 1086 (James L. Kemper v. Merle Norman Cosmetics, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James L. Kemper v. Merle Norman Cosmetics, Inc., 15 F.3d 1086, 1994 U.S. App. LEXIS 6784, 1994 WL 6601 (9th Cir. 1994).

Opinion

15 F.3d 1086
NOTICE: Ninth Circuit Rule 36-3 provides that dispositions other than opinions or orders designated for publication are not precedential and should not be cited except when relevant under the doctrines of law of the case, res judicata, or collateral estoppel.

James L. KEMPER, Plaintiff-Appellant,
v.
MERLE NORMAN COSMETICS, INC., Defendant-Appellee.

No. 92-55974.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted Dec. 10, 1993.
Decided Jan. 10, 1994.

Before: CHOY, TANG, and D.W. NELSON, Circuit Judges.

MEMORANDUM*

This appeal arises out of James L. Kemper's ("Kemper") antitrust action against Merle Norman, Inc. ("Merle Norman"). Mr. Kemper appeals three final judgments against him and in favor of Merle Norman. The gravamen of Mr. Kemper's appeal is that the conduct of the trial judge so infected his trial that he was denied a fair jury trial.

I. Did the trial judge's conduct deny Mr. Kemper a fair trial?

Mr. Kemper charges that Judge Hauk's comments during the trial displayed such hostility and bias against him and his counsel that he was denied a fair trial.

Litigants are entitled to a trial before a judge who is detached, fair, and impartial. Ward v. Westland Plastics, Inc., 651 F.2d 1266, 1271 (9th Cir.1980). A trial court commits reversible error when it expresses its opinion on an ultimate issue of fact in front of the jury or it argues for one of the parties. Pau v. Yosemite Park and Curry Co., 928 F.2d 880, 885 (9th Cir.1991).

A trial judge, however, has the undeniable right to examine witnesses and call the jury's attention to important evidence. Shad v. Dean Witter Reynolds, Inc., 799 F.2d 525, 531 (9th Cir.1986). In order to aid the jury in reaching a just conclusion, it is within the trial court's discretion to call attention to evidence it believes important. Maheu v. Hughes Tool Co., 569 F.2d 459, 471 (9th Cir.1977).

Questions by a court indicating skepticism are not improper when the witnesses are permitted to respond "to the district court's expressed concerns to the best of their ability." Sealy, Inc. v. Easy Living, Inc., 743 F.2d 1378, 1383 (9th Cir.1984). A trial court will be reversed for excessive judicial intervention only if the record "disclose[s] actual bias on the part of the trial judge [or] leave[s] the reviewing court with an abiding impression that the judge's remarks and questioning of witnesses projected to the jury an appearance of advocacy or partiality." Warner v. Transamerica Insurance Co., 739 F.2d 1347, 1351 (8th Cir.1984). Generally, isolated comments that relate to counsel's skill rather than good faith or integrity are not prejudicial. See United States v. Singer, 710 F.2d 431 (8th Cir.1983).

Mr. Kemper first complains that the judge's comments reflected unfavorably on his trial counsel, two witnesses, and himself. The most egregious of these comments were made before the jury.

With respect to counsel, Judge Hauk stated on a number of occasions that counsel was unskilled and unprepared; that counsel's questions or arguments were "crazy"; and that counsel could be held in contempt for pursuing a line of questions in derogation of previous court instructions and for wasting the court's time. As to witnesses, the judge commented that Dr. William Comanor, Mr. Kemper's expert witness, was "from that surfing school up there." During cross-examination of Peter Frank, after plaintiff's counsel noted the evidence proffered indicated that Mr. Kemper was a competent store manager, Judge Hauk retorted: "Oh, yeah? All his losses show that, too!"

Finally, as to plaintiff himself, the judge warned Mr. Kemper at one point that he would hold him in contempt for violating a prior ruling that precluded testimony with respect to withdrawal of nearly $40,000,000 in dividends from Merle Norman by Jack B. Nethercutt, Merle Norman's Chairman of the Board. On another occasion, as counsel was attempting to demonstrate harm to Mr. Kemper's store by Merle Norman's activities between 1982 and 1985, the judge commented that Mr. Kemper: "Might have been competent in 1980, but incompetent in '85."

Judge Hauk made no secret of his skepticism of Mr. Kemper's case; indeed, during pretrial proceedings he characterized the case as "dinky" and as "smell[ing] to high heavens" [ER at 251.] Regrettably, many of Judge Hauk's comments relating to plaintiff, his counsel, and witnesses were demonstrably made with poor judgment. Nevertheless, Judge Hauk was alert to ways to clarify complex testimony and, by excluding cumulative testimony, condense the examination of witnesses. Witnesses were given opportunities to respond to the judge's questions and comments. Furthermore, criticism of counsel's skill and trial preparedness, although belittling, did not impugn his integrity or the merit of his cause.

Plaintiff also focuses on the judge's comments relating to the relevance of certain evidence and issues of fact. Mr. Kemper emphasizes the following occurrences as being the most egregious.

The first occurrence relates to Mr. Kemper's testimony that Merle Norman stopped shipping him products in retaliation for filing this law suit. Judge Hawk inquired: "Don't you think they have a right to terminate you?" [RT of June 19, 1992, at 2176.] Mr. Kemper argues that this initial question reveals Judge Hauk's partiality towards Merle Norman. However, the judge's question, when considered in context, merely sought to develop facts and, thus, the court's and the jury's understanding of the facts. As a result of the inquiry, Mr. Kemper explained that his account with Merle Norman was in good standing when Merle Norman stopped shipments of products. This point bolstered Mr. Kemper's claim that Merle Norman ceased the shipments in retaliation for the filing of this suit. Judge Hauk's inquiry, therefore, actually assisted Mr. Kemper in making his point.

Next, Mr. Kemper focuses on the judge's statements relating to his testimony that Merle Norman violated the business agreement by placing other studios in close proximity to his own. Judge Hauk asked: "Where do you see a violation of contract? I don't see it. It says they can put a store anywhere they want." [RT June 22, 1992, at 2308.] Once again, however, on review of the record we find that the inquiry merely sought to clarify the evidence and Mr. Kemper's two remaining claims for the court and the jury. His questions and comments arguably were not indicative of his feelings of the case.

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15 F.3d 1086, 1994 U.S. App. LEXIS 6784, 1994 WL 6601, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-l-kemper-v-merle-norman-cosmetics-inc-ca9-1994.