James L. Hodge v. The Mountain States Telephone and Telegraph Company, a Foreign Corporation

555 F.2d 254, 1977 U.S. App. LEXIS 13034
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 8, 1977
Docket74-2162
StatusPublished
Cited by61 cases

This text of 555 F.2d 254 (James L. Hodge v. The Mountain States Telephone and Telegraph Company, a Foreign Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James L. Hodge v. The Mountain States Telephone and Telegraph Company, a Foreign Corporation, 555 F.2d 254, 1977 U.S. App. LEXIS 13034 (9th Cir. 1977).

Opinions

RENFREW, District Judge:

Appellant James L. Hodge appeals from an order granting summary judgment in favor of appellee Mountain States Telephone and Telegraph Company. In his complaint appellant asserted a number of federal and state claims, all of which relate [255]*255to appellee’s installation of a pen register1 on his telephone. Appellant’s federal claims were that the actions taken by employees of appellee in installing the pen register and divulging some of the information recorded by the device violated his rights under Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. § 2510 et seq.) Section 605 of the Communications Act of 1934, 47 U.S.C. § 605; and the Fourth Amendment to the Constitution of the United States. Appellant’s state claims were asserted under the doctrine of pendent jurisdiction. The district court granted summary judgment against appellant as to all claims.2 For reasons somewhat different from those relied upon by the district court, we affirm as to the federal claims; the state claims are remanded with instructions to dismiss for lack of federal jurisdiction.

After receiving a number of complaints of obscene and annoying telephone calls, appellee began an investigation of those calls in the first part of 1970. Obtaining the cooperation of a woman subscriber who had been the target of a number of obscene calls, security agents employed by appellee traced one such call through the telephone company circuits to appellant’s telephone. Soon thereafter the security agents attached a pen register to appellant’s telephone. No attempt was made to obtain a search warrant. The device remained in place recording the numbers dialed from that telephone for a period of approximately seventeen days. As part of the investigation, the security agents telephoned the subscribers whose numbers were recorded by the pen register to ask if they were having any trouble with their telephone service. If asked why they were calling, the security agents would explain that the appellee had received complaints that obscene telephone calls were being made and that there was an indication that the subscriber’s number might have been called.

Appellant was tried and convicted by a jury on three counts of illegal use of the [256]*256telephone and one count of using the telephone to extort money. During the trial, security agents who had installed the pen register and a central office foreman who had supervised the security agents gave testimony based at least in part on the information recorded by the device. In a complicated series of post-trial rulings in the Arizona state courts,- the jury verdict was set aside. No subsequent criminal proceedings have been brought. Our only concern is with the civil action brought by appellant.

I

Appellant asserted a claim under 42 U.S.C. § 1983 for the appellee’s alleged violation of appellant’s Fourth Amendment rights in installing the pen register. This claim was properly rejected by the district court.

Assuming arguendo that the requisite state action could be found,3 it is clear that no substantive Fourth Amendment right of the appellant has been violated by the appellee. This Court has held that “the expectation of privacy protected by the Fourth Amendment attaches to the content of the telephone conversation and not to the fact that a conversation took place.” United States v. Baxter, 492 F.2d 150, 167 (9 Cir. 1973), cert, denied, 416 U.S. 940, 94 S.Ct. 1945, 40 L.Ed.2d 292 (1974), citing United States v. Fithian, 452 F.2d 505, 506 (9 Cir. 1971). Because a pen register record does not indicate whether the calls placed on the monitored telephone were completed, it does not even establish that “a conversation took place.” Nevertheless, we recognize that pen registers are not squarely within the existing precedent. In Baxter and Fit-hian we rejected a claim that the Fourth Amendment applies to telephone company billing records. The public awareness that such records are routinely maintained was held to negate any constitutionally sufficient expectation of privacy4 regarding the records.5 Although a pen register record differs from telephone company billing records, we have no difficulty in now holding that the information recorded is not protected by the Fourth Amendment.

A pen register record for a particular telephone contains information different from the telephone company billing records for that telephone. Telephone company billing records show only completed calls, not, as with a pen register, the numbers dialed. Furthermore, a pen register record shows the dialing of telephone numbers which, even if completed, would not be shown by billing records, because the numbers are within a local dialing area. It could be argued that since no records of such calls are normally maintained, an expectation of privacy exists. This admitted difference is not, in our view, of constitu[257]*257tional dimension6 and is more than offset by the fact that pen register records are even farther removed than billing records from the content of the communications. Viewed in the round, the information recorded by pen registers is not entitled to Fourth Amendment protection.7 This conclusion has also been reached by the Court of Appeals for the Fifth Circuit in United States v. Clegg, 509 F.2d 605, 610 (5 Cir. 1975).8

[256]*256“Our problem is not what the privacy expectations of particular defendants in particular situations may be * * *. * * * Our problem, in terms of the principles announced in Katz, is what expectations of privacy are constitutionally ‘justifiable’— what expectations the Fourth Amendment will protect in the absence of a warrant.”

[257]*257II

Appellant also asserted a claim under 18 U.S.C. § 2520 for the use of the pen register in alleged violation of Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. § 2510 et seq. (“Title III”). We hold that the district court was correct in holding that the use of the pen register did not constitute a violation of Title III and that appellant therefore was not entitled to recover under § 2520.

No extended statutory exegesis is necessary to dispose of appellant’s argument. Title III prohibits the interception of wire or oral communications except by law enforcement officials under carefully defined circumstances. The disclosure and use of intercepted communications is prohibited unless the interception was authorized under the statute.

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Bluebook (online)
555 F.2d 254, 1977 U.S. App. LEXIS 13034, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-l-hodge-v-the-mountain-states-telephone-and-telegraph-company-a-ca9-1977.