James Koste v. Dave Dormire

345 F.3d 974
Court of Appeals for the Eighth Circuit·Decided November 24, 2003·No. 00-3791·Published·Cited by 13 cases

Opinion

MCMILLIAN, Circuit Judge.

This case is before us on remand from the United States Supreme Court. James Koste filed the present action in the United States District Court 2 for the Eastern District of Missouri seeking a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. The district court denied Koste’s petition, see Koste v. Dormire, No. 4:98CV1709 (E.D.Mo. Sept. 25, 2000)(here-inafter “District Court Order”), and certified two claims for our review: (1) a claim of ineffective assistance of counsel based upon Koste’s assertion that his trial counsel was acting under a conflict of interest during his change-of-plea hearing and (2) a claim of ineffective assistance of counsel based upon Koste’s assertion that his trial counsel should have pursued a mental evaluation before he pled guilty, see id. (Sept. 25, 2000) (Certificate of Appealability). Upon review, we concluded that Koste was entitled to relief on the first of these claims, declined to reach the second claim, and remanded the case to the district court with instructions to issue the writ pending an opportunity for the state to retry Koste. Koste v. Dormire, 260 F.3d 872 (8th Cir.2001), cert. granted and judgment vacated, 535 U.S. 967, 122 S.Ct. 1433, 152 L.Ed.2d 378 (2002). The state filed a petition for a writ of certiorari in the United States Supreme Court. On April 1, 2002, the Supreme Court granted certiorari, vacated our judgment, and remanded the case to us for further consideration in light of Mickens v. Taylor, 535 U.S. 162, 122 S.Ct. 1237, 152 L.Ed.2d 291 (2002) (Mickens), filed five days earlier. We now affirm the judgment of the district court.

I.

Jurisdiction was proper in the district court pursuant to 28 U.S.C. § 2254. Jurisdiction is proper in this court pursuant to 28 U.S.C. §§ 2106, 2253.

*976 II.

The following summary of the background is based upon the record on appeal (hereinafter “Record”). On May 24, 1994, Koste was indicted under Missouri state law on five counts of sodomy with a child under the age of fourteen. Each count involved the same child and referred to the same period of time in which the offense was alleged to have occurred. An assistant public defender, Robert Lundt, entered an appearance on Koste’s behalf. Lundt had represented Koste in a prior, separate state court criminal case.

On October 24,1994, Koste filed a pro se “Motion to Dismiss Counsel” alleging that he was receiving ineffective assistance from Lundt. See Record at 147-50. Koste also filed a pro se “Motion for Pretrial Mental Exam” asking the state trial court to “order a mental evaluation for a determination on a multiple personality disorder and any other psychological defect as a result of abuse or trauma.” Id. at 151. 3

Lundt continued to represent Koste for approximately five months, during which Lundt filed motions to suppress and a witness endorsement on Koste’s behalf. Meanwhile, Koste’s trial was continued on several occasions at the requests of both defense counsel and the prosecutor.

On March 27, 1995, the state trial court granted Lundt permission to withdraw as Koste’s attorney, and Terri Johnson, another assistant public defender, entered an appearance on behalf of Koste. Lundt and Johnson worked together in the same public defender’s office. Koste’s trial was postponed several more times, with the last continuance setting a trial date of November 13,1995.

On November 13, 1995, a jury was selected for Koste’s trial, and court was adjourned until the next morning. On the morning of November 14, 1995, Koste filed a pro se “Motion of Conflict of Interest.” See id. at 175-76. In this pro se motion, Koste alleged that he was being denied effective assistance of counsel because “[a] conflict has been created between movant and his attorney, due to a motion to vacate, set aside or correct judgment and sentence in Cause Number 921-1150 against attorney’s said office.” Id. at 175. Koste was referring to a claim of ineffective assistance of counsel which he had asserted in a motion for post-conviction relief challenging his conviction in the pri- or case for which Lundt had been his attorney.

Also on the morning of November 14, 1995, Johnson notified the state trial court that Koste wished to change his plea of not guilty to a plea of guilty pursuant to a plea agreement. The state trial court thereupon conducted a change-of-plea hearing at which Koste pled guilty to each of the five counts in the indictment. During the hearing, the state trial court questioned Koste regarding the voluntariness of his guilty plea and found that Koste had entered his guilty plea freely and voluntarily. See id. at 45 (Transcript of Oral Proceedings (“Transcript”) at 4). The prosecutor summarized the facts which would have been proven if the matter had proceeded to trial, and Koste admitted that he committed the acts alleged. See id. at 46-48 (Transcript at 5-7). Consistent with the plea agreement, the state trial court sentenced Koste to five concurrent 30-year terms of imprisonment without parole, each to run concurrently with a life sentence that he was already serving on his prior conviction. Id. at 51-52 (Transcript at 10-11) and 43 (Transcript at 2).

The following exchanges then took place between the state trial court and Koste and the state trial court and Johnson:

*977 THE COURT: Your attorney in this matter is Ms. Terri Johnson. Did your attorney represent you throughout this proceeding?
[ROSTE]: She did represent me, Your Honor.
THE COURT: Have you had sufficient time to discuss your case with your attorney prior to pleading guilty?
[ROSTE]: I don’t feel so, Your Hon- or.
THE COURT: Okay, the Court herein finds that — I stayed here last night myself to afford you an opportunity to spend two or three hours with your lawyer; that I had brought you to Court early so you could be with your lawyer.
Your lawyer indicated to me in your presence that she visited you at jail once. You were returned from the penitentiary, is that right?
[ROSTE]: One time for five minutes, Your Honor.
THE COURT: Okay.

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James Koste v. Dave Dormire, 345 F.3d 974 (8th Cir. 2003).

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