James E. Rogers v. State of Indiana

60 N.E.3d 256, 2016 Ind. App. LEXIS 220, 2016 WL 3615236
CourtIndiana Court of Appeals
DecidedJuly 6, 2016
Docket49A02-1508-CR-1033
StatusPublished
Cited by2 cases

This text of 60 N.E.3d 256 (James E. Rogers v. State of Indiana) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James E. Rogers v. State of Indiana, 60 N.E.3d 256, 2016 Ind. App. LEXIS 220, 2016 WL 3615236 (Ind. Ct. App. 2016).

Opinion

KIRSCH, Judge.

[1] During the pre-trial discovery phase of this criminal action, counsel for defendant James E. Rogers (“Rogers”) took the audio-taped statement of a woman named Amy Wallace (‘Wallace”), and, during the questioning by Roger’s counsel, Wallace’s counsel directed Wallace not to answer four questions on the basis of counselor/client privilege. Rogers filed a motion to compel, seeking an order that Wallace be ordered to answer the questions, and the trial court denied the motion after a hearing. Rogers filed this interlocutory appeal and raises four issues that we con- *258 solídate and restate as: whether the trial court abused its discretion when it denied Rogers’s motion to compel on the basis that the information sought was privileged under Indiana Code section 25-23.6-6-1.

[2] We reverse and remand.

Facts and Procedural History

[3] In August 2014, the State charged Rogers with two counts of Class A felony child molesting, one count of Class C felony intimidation, two counts of Class D felony child solicitation, and one count of Class D felony battery resulting in bodily injury. 1 The charges stemmed from allegations made by B.L., Rogers’s then-eight-year-old niece, after she was at Rogers’s house for a sleepover with her younger sisters and cousins. The allegations generally were that during the night Rogers woke up B.L,, forcibly grabbed her by the-arm and removed her from the family room to the bathroom, forced B.L. to manually stimulate him, attempted to force her to fellate him, and threatened her with a knife. Rogers “steadfastly maintain[s]” that the allegations are “completely false.” Appellant’s Br. at 2, 4.

[4] Shepherd Community, Inc. d/b/a Shepherd Community Center (“Shepherd”) is a faith-based, non-profit community center located on the near-eastside of Indianapolis that works with neighborhood youth and their families to break the cycle of poverty by providing programs and services to meet “the spiritual, physical, emotional, and academic needs of its neighbors.” Appellant’s App. at 131. Shepherd is partnered with an academy known as the Horizon Christian School, which provides pre-k through fourth grade education.

[5] At some point in time prior to the present allegations against Rogers, the alleged victim, B.L., had been a student at Horizon Christian School. While preparing Rogers’s defense and investigating the case, Rogers’s counsel learned that individuals on the staff at Shepherd, including its pastor and chief executive officer Reverend Jay Height, had concerns that B.L.’s mother (“Mother”), at some prior time, may have been prostituting B.L. in exchange for receipt of drugs for Mother’s own use. Rogers’s counsel also learned there may have been one or more Department of Child Services (“DCS”) reports filed against B.L. or her parents that involved B.L.’s interaction with another child or children, either at home or at school. Given that B.L.’s accusations against Rogers reflected knowledge of sexual matters not ordinarily known to a child of her age, and because the alleged prior sexual interactions with others may have affected B.L.’s sexual knowledge, Rogers sought to further investigate those prior situations.

[6] As is relevant here, Rogers took the audio-recorded deposition 2 of one of Shepherd’s staff members, Wallace, who had provided social services support to B.L. and her family. Present for the deposition, in addition to Wallace, were 1) counsel for Rogers, 2) the prosecutor on behalf of the State, and 3) attorney Philip Zimmerly (“Zimmerly”) on behalf of Shep *259 herd and Wallace. Among other things, Rogers sought information from Wallace regarding her knowledge of B.L.’s-prior exposure to or involvement in matters of a sexual nature. Zimmerly objected and instructed Wallace not to answer the following four questions based on the counsel- or/client privilege found in Indiana Code section 25-23.6-6-1:

(1) Did your counseling relationship with B.L, and her family involve anything other than [Mother’s] injury? 3
(2) What did Jay Height tell you that he heard about any sexual or otherwise inappropriate behavior between B.L. and other children?
(3) What conversations did you have with other staff members at Horizon Christian School regarding their or your concerns about B.L.’s behavior prior to your employment at Shepherd that were related to previous [DCS] reports?
(4) Provide the names of parents who filed [DCS] reports on B.L. and/or her parents or siblings.

Appellant’s App. at 155-56.

[7] Rogers filed a Motion for Order Compelling Deponent to Answer Deposition Questions (“Motion to Compel”). Thereafter, Wallace’s counsel filed a Non-Party Deponent’s Opposition to Motion to Compel, and the State also filed a response, opposing Rogers’s Motion to Compel. In May 2Ó15, the trial court held a hearing on the matter, at which counsel presented argument. The trial court advised the parties that, in order to make a decision, it desired to receive further testimony, either live or by affidavit, about such matters as: how Shepherd “is set up,” Wallace’s position at Shepherd and her relationship with B.L., and whether Wallace consults with other staff members. Tr. at 30. Therefore, additional proceedings on the Motion to Compel were held in June 2015. Id. at 37.

[8] At that hearing, Wallace testified and identified her position at Shepherd as “Family Ministries Team Leader.” Id. at 38. Wallace holds a Bachelor’s Degree in Social Work, but is not a licensed social worker. She testified that her primary responsibilities as Family Ministries Team Leader are to oversee the case management of various programs, such as home visits to teach parenting skills and food distribution through food pantries. She described, “The majority of what I do is the case management social work end of it,” but added that she does “some counseling with the families and children.” Id. at 40.

[9] When asked to further describe what she did in terms of counseling, Wallace stated that she provides direction to families and gives them options on how to address issues that arise, meeting with clients both in a one-on-one setting and in family settings. Wallace indicated that she considers those meetings confidential, but explained that, on occasion, she might share information with a Shepherd staff member if he or she “was directly involved” and had “a need to ... know.” Id. at 41. For instance, depending on the particular situation, Wallace might share information with a teacher at the Horizon Christian School. If faced with a situation where she had questions, about whether it was appropriate to share information, Wallace testified that she would seek the instruction of her direct supervisor, Andrew Green (“Green”), who is a licensed social worker.

*260 60 NORTH EASTERN REPORTER, 3d SERIES

[10] As for her relationship with B.L.

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60 N.E.3d 256, 2016 Ind. App. LEXIS 220, 2016 WL 3615236, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-e-rogers-v-state-of-indiana-indctapp-2016.