James Dean Clark v. James R. Ricketts

958 F.2d 851, 92 Daily Journal DAR 3114, 1992 U.S. App. LEXIS 3656
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 9, 1992
Docket87-2560
StatusPublished
Cited by68 cases

This text of 958 F.2d 851 (James Dean Clark v. James R. Ricketts) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Dean Clark v. James R. Ricketts, 958 F.2d 851, 92 Daily Journal DAR 3114, 1992 U.S. App. LEXIS 3656 (9th Cir. 1992).

Opinion

ORDER

The opinion in this case, decided August 9, 1991 and published at 942 F.2d 567 (9th Cir.1991), is amended by deleting footnote 6 at page 576 and substituting in its place the following footnote 6:

With the foregoing amendment, the panel as constituted above has unanimously voted to deny the petition for rehearing and to reject the suggestion for a rehearing en banc.

The full court has been advised of the suggestion for an en banc rehearing and a majority of the active judges of the court has voted to reject the suggestion for rehearing en banc. Fed.R.App.P. 35(b).

The petition for rehearing is DENIED, and the suggestion for a rehearing en banc is REJECTED.

OPINION

DAVID R. THOMPSON, Circuit Judge:

FACTS

An Arizona jury convicted appellant James Dean Clark of four counts of first-degree murder. One of the four murder victims was fatally stabbed. Another was shot to death. A couple, Mr. and Mrs. Thumm, were shot and killed. The couple’s credit cards and rings, a saddle, their car and several guns were stolen. Clark was apprehended, charged with the murders, tried and convicted. Following his convictions, a separate non-jury sentencing hearing was held by the trial judge pursuant to *854 Ariz.Rev.Stat. 13-902. 1 The sentencing judge found three aggravating factors present in the case:

(1) Clark created a grave risk of death to Mrs. Thumm after he first shot Mr. Thumm in the hallway of their home, Ariz. Rev.Stat. § 13-902(F)(3);

(2) Clark murdered the Thumms with the expectation of receiving some pecuniary gain — credit cards, jewelry and an automobile, Ariz.Rev.Stat. § 13-902(F)(5); and

(3) Clark committed the offenses in an especially cruel and depraved manner, Ariz. Rev.Stat. § 13-902(F)(6).

In mitigation, Clark asserted that he was only twenty years old at the time of the crimes, had a poor home life during his formative years, lacked any adult criminal record, suffered emotional problems stemming from his antisocial personality, and had been cooperative with the police. The sentencing judge found the mitigating factors not sufficiently substantial to warrant leniency and sentenced Clark to death on each of the four counts.

A. Procedural History

Clark filed a direct appeal with the Arizona Supreme Court. That court found that the first aggravating circumstance was not present because Mrs. Thumm was actually in another room at the time Mr. Thumm was killed; therefore, she was not within the “zone of danger” contemplated by section 13-902(F)(3). State v. Clark, 126 Ariz. 428, 616 P.2d 888, 895-96, cert. denied, 449 U.S. 1067, 101 S.Ct. 796, 66 L.Ed.2d 612 (1980). The court further determined that none of the murders had been committed in an especially cruel manner because there was no evidence that any of the victims had suffered any pain. Id. at 896. The court upheld the trial judge’s findings that the murders were committed for pecuniary gain and in a depraved manner. After independently reviewing all the evidence, the court concluded that the aggravating circumstances had been established and that the mitigating circumstances were not sufficiently substantial to call for leniency. Id. at 897. The court also determined that Clark’s sixth amendment right to confront witnesses had not been violated when the prosecution called a John Doe witness to testify against him. Id. at 891-93.

After pursuing his state court remedies, Clark filed a petition for a writ of habeas corpus in the United States District Court for the District of Arizona pursuant to 28 U.S.C. § 2254. His petition was denied by summary judgment and this appeal followed.

B. Issues on Appeal

We consider four issues on appeal:

1. Whether Clark’s sixth amendment right of confrontation was violated when the state trial court precluded him from eliciting, during cross-examination, the name and address of a government John Doe witness.

2. Whether Clark should have been permitted to return to state court to pursue unexhausted fifth and sixth amendment claims stemming from a probation officer’s failure to apprise Clark of his Miranda rights and his right to counsel prior to conducting a presentence interview.

3. Whether the sentencing court adequately considered mitigation evidence.

4. Whether the Arizona death penalty statute under which Clark was sentenced to death, Ariz.Rev.Stat. § 13-902, is constitutional.

ANALYSIS

1. Sixth Amendment Right of Confrontation

Clark argues his sixth amendment right of confrontation was violated when he was not permitted to elicit, on cross-examination, the name and address of the government’s John Doe witness. Clark’s argument is unpersuasive. Prior to trial, the government disclosed John Doe’s true *855 name and felony record to Clark. The defense had every opportunity to discover material which might be used to impeach Doe’s credibility. Although Clark was not provided with John Doe’s address, nor was he permitted to elicit this information on cross-examination, these circumstances, contrary to Clark’s contention, did not violate his right of confrontation under Smith v. Illinois, 390 U.S. 129, 88 S.Ct. 748, 19 L.Ed.2d 956 (1968).

In Smith v. Illinois, the accused did not have an opportunity to discover the true name or address of the principal witness against him. The Court stated:

[W]hen the credibility of a witness is in issue, the very starting point in “exposing falsehood and bringing out the truth” through cross-examination must necessarily be to ask the witness who he is and where he lives. The witness’ name and address open countless avenues of in-court examination and out-of-court investigation. To forbid this most rudimentary inquiry at the threshold is effectively to emasculate the right of cross-examination itself.

Id. at 131, 88 S.Ct. at 750 (footnote omitted).

In the present case, Clark knew John Doe’s true name and his felony record well in advance of trial. This information provided Clark with the “avenues of in-court examination and out-of-court investigation” which the accused was denied in Smith v.

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958 F.2d 851, 92 Daily Journal DAR 3114, 1992 U.S. App. LEXIS 3656, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-dean-clark-v-james-r-ricketts-ca9-1992.