James Brown v. Electronic Arts, Inc.

724 F.3d 1235, 41 Media L. Rep. (BNA) 2276, 107 U.S.P.Q. 2d (BNA) 1688, 2013 WL 3927736, 2013 U.S. App. LEXIS 15647
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 31, 2013
Docket09-56675
StatusPublished
Cited by105 cases

This text of 724 F.3d 1235 (James Brown v. Electronic Arts, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Brown v. Electronic Arts, Inc., 724 F.3d 1235, 41 Media L. Rep. (BNA) 2276, 107 U.S.P.Q. 2d (BNA) 1688, 2013 WL 3927736, 2013 U.S. App. LEXIS 15647 (9th Cir. 2013).

Opinion

OPINION

BYBEE, Circuit Judge:

Plaintiff — Appellant James “Jim” Brown alleges that Defendant — Appellee Electronic Arts, Inc. (“EA”) has violated § 43(a) of the Lanham Act, 15 U.S.C. *1239 § 1125(a), through the use of Brown’s likeness in EA’s Madden NFL series of football video games. In relevant part, § 43(a) provides for a civil cause of action against:

[a]ny person who, on or in connection with any goods or services, or any container for goods, uses in commerce any word, term, name, symbol, or device, or any combination thereof, or any false designation of origin, false or misleading description of fact, or false or misleading representation of fact, which ... is likely to cause confusion, or to cause mistake, or to deceive as to the affiliation, connection, or association of such person with another person, or as to the origin, sponsorship, or approval of his or her goods, services, or commercial activities by another person[.]

15 U.S.C. § 1125(a)(1). Although claims under § 43(a) generally relate to the use of trademarks or trade dress to cause consumer confusion over affiliation or endorsement, we have held that claims can also be brought under § 43(a) relating to the use of a public figure’s persona, likeness, or other uniquely distinguishing characteristic to cause such confusion. 1

Section 43(a) protects the public’s interest in being free from consumer confusion about affiliations and endorsements, but this protection is limited by the First Amendment, particularly if the product involved is an expressive work. Recognizing the need to balance the public’s First Amendment interest in free ex•pression against the public’s interest in being free from consumer confusion about affiliation and endorsement, the Second Circuit created the “Rogers test” in Rogers v. Grimaldi, 875 F.2d 994 (2d Cir.1989). Under the Rogers test, § 43(a) will not be applied to expressive works “unless the [use of the trademark or other identifying material] has no artistic relevance to the underlying work whatsoever, or, if it has some artistic relevance, unless the [use of trademark or other identifying material] explicitly misleads as to the source or the content of the work.” Id. at 999. We adopted the Rogers test in Mattel, Inc. v. MCA Records, Inc., 296 F.3d 894 (9th Cir.2002).

Applying the Rogers test, the district court in this case granted EA’s motion to dismiss Brown’s Lanham Act claim, finding that Brown had not alleged facts that satisfied either condition that allow a § 43(a) claim to succeed under the Rogers test. Brown v. Elec. Arts, Inc., No. 2:09-cv-01598, 2009 WL 8763151, at *3-5, 2009 U.S. Dist. LEXIS 131387, at *8-15 (C.D.Cal. Sept. 23, 2009). Brown appealed, challenging the applicability of the Rogers test, the district court’s analysis under the Rogers test, and the suitability of his case for resolution without additional factfinding. We affirm the district court’s decision.

I

Jim Brown is widely regarded as one of the best professional football players of all *1240 time. He starred for the Cleveland-Browns from 1957 to 1965 and was inducted into the National Football League (“NFL”) Hall of Fame after his retirement. After his NFL career, Brown also achieved success as an entertainer and public servant. There is no question that he is a public figure whose persona can be deployed for economic benefit.

EA is a manufacturer, distributor and seller of video games and has produced the Madden NFL series of football video games since 1989. The Madden NFL series allows users of the games to control avatars representing professional football players as those avatars participate in simulated NFL games. In addition to these simulated games, Madden NFL also enables users to participate in other aspects of a simulated NFL by, for example, creating and managing a franchise. Each version of Madden NFL includes the current year’s NFL teams with the teams’ current rosters. Each avatar on a current team is designed to mirror a real current NFL player, including the player’s name, jersey number, physical attributes, and physical skills. Some versions of the game also include historical and all-time teams. Unlike for players on the current NFL teams, no names are used for the players on the historical and all-time teams, but these players are recognizable due to the accuracy of their team affiliations, playing positions, ages, heights, weights, ability levels, and other attributes. Although EA enters into licensing agreements with the NFL and NFL Players Association (“NFLPA”) for its use of the names and likenesses of current NFL players, Brown, as a former player, is not covered by those agreements and has never entered into any other agreement allowing EA to use his likeness in Madden NFL. Brown asserts that EA has used his likeness in several versions of the game dating back at least to 2001 but that he has never been compensated.

Brown brought suit in the United States District Court for the Central District of California, claiming that EA’s use of his likeness in the Madden NFL games violated § 43(a) of the Lanham Act. Brown also brought claims under California law for invasion of privacy and unfair and unlawful business practices. EA filed a motion to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, and the district court applied the Rogers test and dismissed Brown’s Lanham Act claim. Brown, 2009 WL 8763151, at *3-5, 2009 U.S. Dist. LEXIS 131387, at *9-15. The district court declined to exercise supplemental jurisdiction over the state-law claims. Id. at *5-6, 2009 U.S. Dist. LEXIS 131387, at *15-16. Brown filed a timely appeal of the dismissal of his Lanham Act claim. 2 We have jurisdiction pursuant to 28 U.S.C. § 1291. We review the district court’s dismissal de novo. Kahle v. Gonzales, 487 F.3d 697, 699 (9th Cir.2007).

II

The legal issues raised by this case are not novel, but their lack of novelty should *1241 not be mistaken for lack of difficulty. Significant judicial resources, including the resources of this court, have been expended trying to find the appropriate balance between trademark and similar rights, on the one hand, and First Amendment rights, on the other.

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724 F.3d 1235, 41 Media L. Rep. (BNA) 2276, 107 U.S.P.Q. 2d (BNA) 1688, 2013 WL 3927736, 2013 U.S. App. LEXIS 15647, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-brown-v-electronic-arts-inc-ca9-2013.