Jacobs v. Schiffer

47 F. Supp. 2d 16, 16 I.E.R. Cas. (BNA) 36, 1999 U.S. Dist. LEXIS 6215, 1999 WL 261058
CourtDistrict Court, District of Columbia
DecidedApril 16, 1999
DocketCiv.A. 97-506(TPJ)
StatusPublished
Cited by1 cases

This text of 47 F. Supp. 2d 16 (Jacobs v. Schiffer) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jacobs v. Schiffer, 47 F. Supp. 2d 16, 16 I.E.R. Cas. (BNA) 36, 1999 U.S. Dist. LEXIS 6215, 1999 WL 261058 (D.D.C. 1999).

Opinion

MEMORANDUM AND ORDER

JACKSON, District Judge.

I.

Plaintiff Daniel Jacobs is a journeyman trial lawyer at the Environment and Natu *18 ral Resources Division (“the Division”), Environmental Enforcement Section (“the Section”), of the U.S. Department of Justice (“the DOJ”). Defendant Lois Schiffer is the assistant attorney general in charge of the Division and of Mr. Jacobs. In the course of his duties Mr. Jacobs developed qualms about the propriety of certain strategies and tactics that he saw the Section employ in cases to which he was assigned, and he reported his misgivings to his supervisors- — ultimately, to Ms. Schif-fer. Coincidentally or not, at around this time Jacobs’ superiors lowered his performance rating and transferred him against his wishes.

In consequence Jacobs consulted a private attorney. He would like the attorney to advise him whether the conduct that he reported within the DOJ constituted wrongdoing, whether his superiors improperly retaliated against him, and what public disclosures he might lawfully make under the Whistleblower Protection Act, 5 U.S.C. § 2302(b)(8). The attorney has understandably concluded that he cannot answer such questions until Mr. Jacobs provides details about the conduct he observed, the reports that he made to his superiors, and their responses. The attorney has also asked to see the internal DOJ documents that Jacobs says support his version of events.

As matters presently stand, although Jacobs has possession of copies of the relevant documents, the attorney has not looked at them, nor has he allowed Mr. Jacobs to impart any FOIA-exempt 1 (hereinafter “nonpublic”) information to him orally. The attorney has inquired of Ms. Schiffer whether she would object if Mr. Jacobs disclosed the necessary information to him. In two different letters, Ms. Schiffer has replied in substance that any disclosure Mr. Jacobs proposes to make of any nonpublic information that he has acquired in his capacity as a government lawyer is controlled by departmental rules and regulations, as well as by statute. Neither his purpose in disclosing the information nor the identity of the recipient alters the requirements precedent to its authorized disclosure. In order to obtain the DOJs’ acquiescence, Mr. Jacobs first must make a formal request, identifying exactly what he proposes to reveal. The DOJ will then decide whether or not to authorize its disclosure.

Mr. Jacobs believes that Ms. Schiffer’s response implies a threat to subject him to disciplinary action if he reveals any nonpublic information, even to his attorney, without prior authorization. While neither of the letters on which Mr. Jacobs bases his apprehensions mentions in so many words the possibility of disciplinary action as a consequence of unauthorized disclosure, 2 Ms. Schiffer has, throughout this litigation, maintained her authority to discipline Mr. Jacobs if his conduct warrants, including a breach of confidentiality. 3

*19 Mr. Jacobs states three causes of action in his amended complaint. First, he claims that Ms. Schiffer’s pre-disclosure clearance requirement violates the First Amendment in that it unjustifiably suppresses speech that relates to matters of significant public concern. Second, he claims that the pre-disclosure requirement violates the First Amendment in that it unjustifiably curtails his freedom to associate with his current attorney and any public-interest lawyers who might agree to advise him on a pro bono basis. Finally, Mr. Jacobs claims that the requirement violates the Fifth Amendment in that it unjustifiably restricts his access to the courts by hindering his ability to receive legal advice. 4

The case is presently before the Court on cross-motions for summary judgment. The Court must therefore render judgment at this stage “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact....” Fed.R.Civ.P. 56(c). The parties agree that there is no genuine issue as to any material fact, although, each having made ex parte submissions for in camera consideration by the Court, both are unaware of certain facts that bear upon the Court’s decision.

II.

Ms. Schiffer contends that she personally has imposed no restriction on Mr. Jacobs’ speech. In support of this contention, she cites various statutes and regulations that, as she reads them, prohibit government employees from unilaterally disclosing nonpublic information to anyone without authorization and make no exceptions for communications to a private attorney for the purpose of securing personal legal advice. 5 Here Ms. Schiffer overreaches, however, for while her position vis-a-vis Jacobs apparently applies to all of the nonpublic information he possesses, regardless of its type or the use to which he would put it, the statutes and regulations themselves limit their scope either to certain types of nonpublic information 6 or certain uses. 7 *20 Even in the aggregate, these rules do not achieve the absolute embargo that Ms. Schiffer imposes by insisting upon clearing in advance everything that Jacobs would impart to his lawyer. In fact, it is clear on this record that Mr. Jacobs could show his attorney some, if not all, of the documents that he would like to disclose without violating any statute or regulation. 8

In addition to the statutory and administrative prohibitions against the release of nonpublic information generally, however, Ms. Schiffer invokes the professional rules governing attorney conduct. As an attorney, she argues, Jacobs is bound as well by ethical constraints not applicable to lay government employees. According to the D.C.Rules of Professional Conduct, “a lawyer shall not knowingly ... [r]eveal a confidence or secret of the lawyer’s client.” D.C.Rules of Professional Conduct Rule 1.6(a). 9 Most of the material that Mr. Jacobs would like to impart to his attorney contains confidential and/or secret information that Jacobs obtained in the course of representing his agency client, the Environmental Protection Agency (“EPA”). The question thus posed is whether a government lawyer “reveals” his client’s confidences and secrets when he discloses them in confidence to his personal attorney to enable the personal attorney to advise the government lawyer of the latter’s rights and obligations, personally and professionally, and as a potential whistleblower.

In urging the Court to answer this question in the affirmative, Ms.

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Related

Jacobs, Daniel S. v. Schiffer, Lois J.
204 F.3d 259 (D.C. Circuit, 2000)

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Bluebook (online)
47 F. Supp. 2d 16, 16 I.E.R. Cas. (BNA) 36, 1999 U.S. Dist. LEXIS 6215, 1999 WL 261058, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jacobs-v-schiffer-dcd-1999.