Jackie Jamal Hines v. Wexford Health Sources, Inc.

• Court: Court of Appeals for the Eleventh Circuit
• Decided: September 9, 2019
• Docket: 18-14473
• Status: Unpublished

Opinion

Case: 18-14473 Date Filed: 09/09/2019 Page: 1 of 11

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 18-14473 Non-Argument Calendar ________________________

D.C. Docket No. 1:15-cv-22472-MGC

JACKIE JAMAL HINES,

Plaintiff-Appellant,

versus

WEXFORD HEALTH SOURCES, INC., DR. CARL BALMIR, DR. ROBERT SMITH,

Defendants-Appellees.

________________________

Appeal from the United States District Court for the Southern District of Florida ________________________

(September 9, 2019)

Before WILSON, WILLIAM PRYOR and HULL, Circuit Judges.

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Jackie Hines, a federal prisoner, appeals pro se the partial dismissal of and

partial summary judgment against his amended complaint against Wexford Health

Sources, Inc., the medical services provider at the Everglades Correctional

Institution, and two Wexford employees, Dr. Carl Balmir and Dr. Robert Smith. 42

U.S.C. § 1983. Hines alleged that the doctors were deliberately indifferent to his

medical needs when they denied him additional physical therapy and an orthopedic

examination to address the pain and loss of motion in his right arm. Hines’s

complaint included claims of vicarious liability against Wexford and a claim of

negligent infliction of emotional distress against the doctors, but Hines has

abandoned any challenge that he could have made to the dismissal of those claims.

See Waldman v. Conway, 871 F.3d 1283, 1289 (11th Cir. 2017). Hines challenges

the dismissal of his claim of medical malpractice against the doctors for omitting a

corroborating medical opinion from his notice to sue, see Fla. Stat. § 766.203, and

the summary judgment against his claim of deliberate indifference against the

doctors. We affirm the summary judgment in favor of the doctors. But because

Wexford’s failure to provide medical records waived the requirement to provide

medical corroboration, see id. § 766.204(1)-(2), we vacate the order dismissing

Hines’s claim of medical malpractice and remand for the district court to consider

whether Hines undertook a good faith investigation to ensure that he had a

reasonable claim against the doctors, see id. § 766.203(3).

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I. BACKGROUND

A year and a half before Hines arrived at Everglades Correctional Institute,

he fractured his right elbow during a jailhouse basketball game and promptly

underwent surgery followed by physical therapy. On June 13, 2013, Hines visited

the prison clinic at Everglades Correctional Institution complaining of pain and

stiffness in his arm. Nurse Practitioner Loretta Dawson gave Hines Tylenol and

instructed him to perform strengthening exercises. Hines requested to see an

orthopedist. On June 13, 2013, Nurse Practitioner Dawson filed a consultation

request to refer Hines to an orthopedist and to a physical therapist. Dr. Balmir, the

medical director at Everglades, forwarded Nurse Practitioner Dawson’s request to

Dr. Smith, the director of the utilization collegial review unit. Under the collegial

review process, Dr. Smith made treatment decisions after examining Hines’s

medical records and conferring with Dr. Balmir and Nurse Practitioner Dawson.

Dr. Smith approved Nurse Practitioner Dawson’s request to refer Hines to a

physical therapist, denied as medically unnecessary the request to refer Hines to an

orthopedist, and ordered a reevaluation if physical therapy proved ineffective.

On June 28, 2013, Prida Maylor recommended that Hines undergo eight

sessions of physical therapy and see an orthopedist. Nurse Practitioner Dawson

filed a consultation request containing Maylor’s recommendations, which Dr.

Balmir forwarded to the collegial review unit. After Dr. Smith conferred with Dr.

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Balmir and Nurse Practitioner Dawson, Dr. Smith approved eight sessions of

physical therapy, but he denied Hines a referral to an orthopedist.

After Hines attended four sessions of physical therapy, the therapist

recommended that Hines receive six additional sessions to improve his range of

motion and strength. Nurse Practitioner Dawson filed a consultation request for

additional physical therapy while Hines completed his remaining sessions. On

August 5, 2013, Dr. Smith denied the request for additional physical therapy and

ordered that Hines, who the therapist had trained to perform his exercises

independently, continue his therapy under the supervision of prison staff. On

August 8, 2013, Nurse Practitioner Dawson told Hines about the decision.

Hines was transferred to Taylor Correctional Institution on November 22,

2013, and to Liberty Correctional Institution on May 5, 2014, without incident. On

June 18, 2014, Hines had his arm x-rayed. The image showed no significant

abnormalities in Hines’s forearm or elbow.

On October 27, 2015, Hines filed pro se a complaint against Wexford, Dr.

Balmir, and Dr. Smith, which Hines later amended. 42 U.S.C. § 1983. Hines

complained that Dr. Smith exhibited deliberate indifference to his medical needs

by rejecting Nurse Practitioner Dawson’s request for an orthopedist and for

physical therapy. Hines also complained that Dr. Balmir acted with deliberate

indifference by rejecting the physical therapist’s recommendation for additional

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physical therapy. In addition, Hines complained that Wexford was vicariously

liable for its employees’ alleged violations of his rights and that each doctor was

liable for medical malpractice and for the negligent infliction of emotional distress

in violation of Florida law. Hines attached to his complaint his prison grievances,

his requests in 2011 for medical records, a form allowing Wexford to release his

medical records, and his notice to sue Wexford and its employees for medical

malpractice.

A magistrate judge recommended dismissing all of Hines’s claims except

those against the doctors for deliberate indifference. See 28 U.S.C. § 1915(e)(2).

The magistrate judge concluded that Wexford was not a person or entity capable of

being sued under the federal civil rights statute. The magistrate judge also

concluded that Hines failed to state a claim for negligent infliction of emotional

distress because he did not allege that another person incurred an injury that caused

his psychological trauma. See Fernander v. Bonis, 947 So. 2d 584, 590 (Fla. Dist.

Ct. App. 2007). The magistrate judge recommended the dismissal of Hines’s claim

of medical malpractice based on his noncompliance with a pre-suit screening

requirement that he attach a corroborating medical opinion to his notice to sue. See

Fla. Stat. §§ 766.104, 766.203, 766.206.

Hines objected to the dismissal of his claim of medical malpractice. He

argued that he had no obligation to provide a corroborating medical opinion

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because Wexford failed to provide medical records that he requested. See id.

§ 766.204(1)-(2).

The district court found the magistrate judge’s report “clear, cogent, and

compelling.” The district court adopted the report after it considered Hines’s

“complaint and objections, the relevant legal authority and . . . made a de novo

review of the record.”

The doctors filed a motion for summary judgment and supporting affidavits.

Dr. Smith averred that he used his medical judgment and experience when

considering the consultation requests, that Nurse Practitioner Dawson concurred in

his decisions, that he decided an orthopedist was medically unnecessary unless one

was requested by Hines’s clinician or Hines’s condition worsened, and that Hines

filed no consultation requests after completing physical therapy. Dr. Balmir

averred that he performed administrative tasks related to prisoner medical care and

that the site clinician and the collegial review unit made all decisions involving

prisoners’ medical treatment.

The district court entered summary judgment in favor of the doctors. The

district court ruled that Dr. Smith made a medical judgment when denying the

request to refer Hines to an orthopedist and that the doctor was entitled to reject the

recommendations of “medical professionals that held inferior degrees.” The district

court discredited Hines’s allegations that he had been warned his arm would be

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permanently impaired unless he saw an orthopedist and received additional

sessions of physical therapy based on Maylor’s and the physical therapist’s written

recommendations. The district court also ruled that the undisputed evidence

established Dr. Balmir was not “personally involved in making medical decisions

relative to [Hines’s] plan of care and course of treatment [or created policies

affecting prisoners’ care and treatment] as required to establish a claim of

deliberate indifference.”

II. STANDARD OF REVIEW

One standard of review governs this appeal. We review de novo a sua sponte

dismissal. Dimanche v. Brown, 783 F.3d 1204, 1214 (11th Cir. 2015). We also

review de novo a summary judgment. Nam Dang by & through Vina Dang v.

Sheriff, Seminole Cty. Fla., 871 F.3d 1272, 1278 (11th Cir. 2017).

III. DISCUSSION

Hines raises two arguments on appeal. First, Hines argues that his claims

against the doctors for medical malpractice should not have been dismissed based

on his failure to comply with pre-suit screening requirements. See Fla. Stat.

§ 766.204. Second, Hines argues that his claims of deliberate indifference should

survive summary judgment because Dr. Smith refused him additional medical care

and because Dr. Balmir “directed subordinates to act unlawfully or knowingly

failed to intervene in any unlawful conduct.”

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A. The District Court Erred By Dismissing Hines’s Claims Against Doctors Balmir and Smith for Medical Malpractice.

In Florida, a claimant seeking to recover for medical negligence must

substantiate his claim before filing his lawsuit. Fla. Stat. § 766.203. The claimant

must conduct “a reasonable investigation as permitted by the circumstances to

determine that there are grounds for a good faith belief that there has been

negligence in [his] care or treatment . . . .” Id. § 766.104(1); see id. § 766.203(2).

The claimant also must obtain an affidavit from a medical expert establishing that

“reasonable grounds [exist] to support the claim of medical negligence.” Id.; see id.

§ 766.104(1) (“good faith may be shown to exist if the claimant . . . has received a

written opinion . . . of an expert . . . that there appears to be evidence of medical

negligence”). And the claimant must attach the corroborating medical opinion to

his notice of intent to sue. Id. § 766.203(2).

A claimant who is denied medical records is excused from providing a

corroborating medical opinion. The custodian of medical records must supply

copies of those records “at a reasonable charge within 10 business days of [the

claimant’s] request” even if “a medical bill is still owing.” Id. § 766.204(1). A

“[f]ailure to provide copies of such medical records . . . constitute[s] evidence of

. . . [non]compl[iance] with good faith discovery requirements and . . . waive[s] the

requirement of written medical corroboration by the requesting party.” Id.

§ 766.204(2). 8 Case: 18-14473 Date Filed: 09/09/2019 Page: 9 of 11

In any event, an action for medical negligence is vulnerable to dismissal

unless it “rests on a reasonable basis.” Martin Mem. Med. Ctr, Inc. v. Herber, 984

So. 2d 661, 663 (Fla. Dist. Ct. App. 2008) (citing Fla. Stat. § 766.206). The waiver

does not “dispense[] with the requirement of a good faith investigation . . . .” Id. at

664. To survive a motion to dismiss, the claimant must prove that he “conducted a

good faith investigation and has a reasonable claim without a corroborating

affidavit . . . .” Id.; see Fla. Stat. § 766.206(2).

The district court erred by sua sponte dismissing Hines’s claim of medical

malpractice against the doctors. See 28 U.S.C. § 1915(e). The district court

overlooked Hines’s allegation, which we must accept as true, see Dimanche, 783

F.3d at 1214, that Wexford failed to provide medical records. The district court

also failed to consider whether the pre-suit screening rules relieved Hines of his

obligation to provide a corroborating medical opinion after being denied his

medical records. See Fla. Stat. § 766.204(2). And the district court prematurely

dismissed Hines’s claim without evaluating his investigation and the basis for his

claim in the absence of a corroborating opinion. See Martin Mem., 984 So. 2d at

664. We vacate the order that dismissed Hines’s claim of medical malpractice and

remand with instructions for the district court to determine whether Hines

conducted a reasonable investigation and had “grounds for a good faith belief that

there ha[d] been negligence in [his] care or treatment,” Fla. Stat. § 766.104(1).

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B. The District Court Did Not Err By Entering Summary Judgment in Favor of the Doctors and Against Hines’s Claims of Deliberate Indifference.

The doctors do not dispute that the Hines had an objectively serious medical

need, so our decision turns on whether they acted with deliberate indifference to

that need. Hines had to prove that the doctors were “aware of facts from which the

inference could be drawn that a substantial risk of serious harm exist[ed]” by

refusing to refer him to an orthopedist and by denying him additional physical

therapy and that they knew their chosen treatment was unsound. See Farmer v.

Brennan, 511 U.S. 825, 837 (1994). To prove deliberate indifference, Hines had to

prove the doctors provided “grossly inadequate care,” decided to use “an easier but

less efficacious course of treatment,” or provided “medical care so cursory that it

amounted to no treatment at all.” See Melton v. Abston, 841 F.3d 1207, 1223 (11th

Cir. 2016).

Hines failed to establish that Dr. Smith acted with deliberate indifference to

his medical needs. The doctor’s decision to deny Hines an orthopedic examination

and additional sessions of physical therapy does not reflect that Hines received

“medical care . . . so cursory as to amount to no treatment at all.” See Nam Dang,

871 F.3d at 1280 (quoting Mandel v. Doe, 888 F.2d 783, 789 (11th Cir. 1989)).

Nor was the treatment that Hines received “so grossly incompetent, inadequate, or

excessive as to shock the conscience or to be intolerable to fundamental fairness.”

See id. (quoting Rogers v. Evans, 792 F.2d 1052, 1058 (11th Cir. 1986)). Hines 10 Case: 18-14473 Date Filed: 09/09/2019 Page: 11 of 11

received physical therapy. The physical therapist stated that Hines would “benefit

from 6 more visits for PT services,” but Dr. Smith’s contrary conclusion was a

matter of medical judgment, which does not rise to the level of deliberate

indifference. See Waldrop v. Evans, 871 F.2d 1030, 1033 (11th Cir. 1989)

(requiring more than “a simple difference in medical opinion” for deliberate

indifference). And Hines’s treatment proved effective. Hines requested no

additional treatment after completing his physical therapy. What’s more, an x-ray

later taken of Hines’s arm showed no significant abnormalities.

No basis exists to support the claim against Dr. Balmir for deliberate

indifference. Dr. Balmir made no decisions involving Hines’s treatment, so for

supervisory liability to exist, Hines had to establish a causal connection between

Dr. Balmir’s inaction and the alleged violation of Hines’s constitutional rights. See

Keith v. DeKalb Cty., Ga., 749 F.3d 1034, 1047 (11th Cir. 2014). Because, as

stated above, Dr. Smith did not violate Hines’s rights, there can be no supervisory

liability.

IV. CONCLUSION

We AFFIRM the summary judgment in favor of the doctors and against

Hines’s claim of deliberate indifference, but we VACATE the order that dismissed

Hines’s claim of medical malpractice against the doctors and REMAND for

further proceedings.