Izzarelli v. R.J. Reynolds Tobacco Co.

Supreme Court of Connecticut·Decided May 3, 2016·No. SC19232 Concurrence·Published

Opinion

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IZZARELLI v. R.J. REYNOLDS TOBACCO COMPANY—CONCURRENCE

ZARELLA, J., with whom ESPINOSA, J., joins, concurring . I agree with the majority’s answer to the certified question but not its analysis because I believe we should replace the dual design defect standards announced in Potter v. Chicago Pneumatic Tool Co., 241 Conn. 199, 219–23, 694 A.2d 1319 (1997), with the more modern standard for design defect claims set forth in the Restatement (Third) of Torts, Products Liability.

This case presents our first occasion to directly consider our design defect standards since Potter was decided nearly twenty years ago. Potter formulated our standards at a time when design defect law was in transition. Courts had acknowledged that the ordinary consumer expectations test, derived from comment (i) to § 402A of the Restatement (Second) of Torts, was ill-suited for judging product design cases because it did not provide sufficient guidance to juries and was often used to deny recovery to plaintiffs for product related injuries. See, e.g., 1 D. Owen & M. Davis, Products Liability (4th Ed. 2014) § 8:4, pp. 714–16. In its place, courts overwhelmingly turned to the risk-utility test, an alternative to the ordinary consumer expectations test, which allows a jury to assess a product design by weighing factors relating to its risks and benefits against those of possible design alternatives. Id., §§ 8:6 through 8:7, pp. 722–26.

Sensitive to criticisms of the ordinary test, Potter created the ‘‘modified’’ consumer expectations test by incorporating risk-utility factors into the existing consumer expectations test. Potter v. Chicago Pneumatic Tool Co., supra, 241 Conn. 220, 222; see id., 221. In formulating its standards, however, Potter rejected the approach of a draft form of the Restatement (Third) of Torts, Products Liability, which required, as an essential part of its risk-utility test, that a plaintiff present evidence of a reasonable alternative design. See id., 214–19, 221. Such evidence allows for a jury to assess the manufacturer ’s chosen design by comparing it against the costs and benefits of adopting a safer alternative. See 1 D. Owen & M. Davis, supra, § 8:10, p. 739. In Potter, the court expressed concern that requiring this proof might harm a plaintiff by placing too many evidentiary hurdles along the path to recovery by, for example, forcing the plaintiff to present expert testimony in every case. See Potter v. Chicago Pneumatic Tool Co., supra, 217–19.

Both of Potter’s tests were ill-conceived, however, and they remain problematic today, even with the majority’s clarification of when each test should be applied. The problems with Potter’s standards are not limited to their lack of clarity. More fundamentally, its rejection of a reasonable alternative design requirement leaves a jury applying its standards without any objective basis against which to assess the product design at issue.

Since Potter was decided, a consensus has emerged among courts and commentators that, in design defect cases, proof of some safer and reasonable alternative design is generally necessary to provide the jury with an objective basis for assessing whether a manufacturer’s chosen design is defective. See 1 D. Owen & M. Davis, supra, § 8:10, p. 739 (‘‘[C]ost-benefit analysis of an alternative design lies at the heart of design defectiveness. . . . [D]esign defectiveness is usually best resolved by risk-utility analysis, the purpose of which is to determine whether the risk of injury might have been reduced or avoided if the manufacturer had used a feasible alternative design.’’ [Footnotes omitted; internal quotation marks omitted.]). Proof of a reasonable alternative design allows the jury to compare the manufacturer’s design against safer alternatives to decide whether the manufacturer could reasonably have made a safer product . See, e.g., id.

Reflecting this consensus, the Restatement (Third) requires proof of a reasonable alternative design. See Restatement (Third), Torts, Products Liability § 2 (b), p. 14 (1998). Notably, however, the Restatement (Third), which was adopted shortly after Potter was decided, resolves Potter’s stated concerns by incorporating appropriate exceptions to the reasonable alternative design requirement and by making clear that expert testimony is not required in all cases to satisfy this obligation. See id., § 2, comment (e), pp. 21–22; id., § 3, p. 111; id., § 4 (a), p. 120.

In light of these developments favoring the use of a pure risk-utility balancing standard based on proof of a reasonable alternative design, I believe that we should take this rare opportunity to reconsider our design defect standards rather than simply clarifying and reaffirming them, as the majority does today.1 On the basis of my review of the Restatement (Third), I am persuaded that we should now adopt the approach set forth therein as an accurate statement of our law controlling design defect claims. The Restatement (Third) has resolved the concerns identified in Potter and provides a clearer and fairer method for resolving design claims. Because the Restatement (Third) does not rely on the standards contained in § 402A of the Restatement (Second) of Torts, and does not provide an absolute bar to an action against a cigarette manufacturer for defective design, I join in the majority’s answer to the certified question, although not its analysis.

I

JUDGING DESIGN DEFECTS: RISK-UTILITY BALANCING AND REASONABLE

ALTERNATIVE DESIGN

EVIDENCE

A

Restatement (Third)’s Design Defect Test Consistent with our product liability law, the Restatement (Third) recognizes three distinct categories of product defect claims: manufacturing defects, design defects, and marketing defects, also called a failure to warn. Restatement (Third), supra, § 2 (a), (b) and (c), p. 14; see also Hurley v. Heart Physicians, P.C., 278 Conn. 305, 315, 898 A.2d 777 (2006) (‘‘[a] product may be defective due to a flaw in the manufacturing process, a design defect or because of inadequate warnings or instructions’’ [internal quotation marks omitted ]). Recognizing that each of these categories of defects presents different circumstances, the Restatement (Third) adopts separate liability standards for each category. See Restatement (Third), supra, § 2 (a), (b) and (c), p. 14. The present case implicates our standards for the second category, design defects. See id., § 2 (b), p. 14.

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