Israel Alicea Rosado v. Ramon Garcia Santiago

562 F.2d 114, 1977 U.S. App. LEXIS 11601
Court of Appeals for the First Circuit·Decided September 13, 1977·No. 76-1429·Published·Cited by 283 cases

Opinion

LEVIN H. CAMPBELL, Circuit Judge.

Plaintiff-appellee Alicea Rosado has been employed by the Commonwealth of Puerto Rico for nearly twenty years. From 1965 to 1975 he was District Director of the Barranquitas Office of the Department of Social Services and was classified as a Social Worker V. The Commonwealth began participating in the federal food stamp program in 1974 and Barranquitas was selected as one of the first distribution sites. Administrative difficulties beset the program from the outset and in May 1975 Alicea was summoned by his regional supervisor, Mr. Jesus Jiminez, to explain the situation. At Jiminez’ request Alicea subsequently submitted a letter detailing his criticisms of how the program was being administered locally and in San Juan. The letter suggested that “irregularities” (in Spanish, “irregularidades”) existed in the program which were resulting in a backlog in the processing of applications and creating a danger of overpayments and underpayments. The letter also suggested a number of possible remedies, including doubling the number of social workers. Copies of the letter were sent to Alicea’s superiors, including the Secretary of Social Services in San Juan, the appellant Ramon Garcia Santiago.

After receiving the letter, the Secretary summoned Alicea and his supervisors to a meeting which took place June 20, 1975. According to the Secretary and one of the supervisors who testified at trial, Alicea was unable to explain what “irregularities” attended the food stamp program beyond pointing to routine administrative problems. When cautioned to be more careful in his choice of terms in the future, Alicea reportedly grew angry and shouted disrespectfully at the Secretary. Alicea’s version of the meeting has the Secretary angry from the outset, purportedly in a fit of pique at Alicea’s mild criticisms of his agency. According to Alicea, the Secretary berated him at length, accusing him of trying to sabotage his administration.

About a month after the meeting Alicea, who was on sick leave, received a letter from the Secretary informing him that he was being transferred to Bayamon to handle adoption matters effective August 1, 1975. Alicea wrote immediately to the Secretary requesting an explanation but never received a reply. Although his illness ended shortly after receiving the letter, Alicea never reported to Bayamon. A month after he was scheduled to begin work at Bayamon, Alicea filed the present action in the district court. He alleged that the transfer violated his first and fourteenth amendment rights and prayed for an injunction and damages. In February 1976, six months after the effective date of Alicea’s transfer, the district court determined that the Secretary’s action violated Alicea’s first amendment rights. The court found that the only reason for the transfer was that plaintiff wrote the letter. It went on to find,

“There was need of extra personnel in Bayamon but Barranquitas did not have enough personnel either. If transfer of social workers to Bayamon was necessary, there were others who were qualified, but there was no one in the Barranquitas office qualified under Personnel regulations to fill the post of District Director. As of the date of the trial no *117 one has been permanently assigned to the Barranquitas office as District Director.
“The transfer was a demotion, and by reason of Plaintiff’s circumstances, is in effect a discharge. .
“ . . . Not only was the transfer a demotion and/or a discharge, it was also punitive. It was ordered solely for the purpose of reprimanding Plaintiff.”

The court ordered Alicea reinstated at Barranquitas, with his seniority rights, etc., intact. The court conducted further proceedings in May 1976 on the issue of damages. It found it to be “unworthy of belief” that one in the position of responsibility held by the Secretary “would have acted upon the information he had in the manner he did”, and that “in demoting and/or discharging” the plaintiff, he “did so deliberately and maliciously to punish the Plaintiff for exercising his constitutionally protected right of freedom of expression”. Because appellant acted “purposely and with malice in depriving the Plaintiff of his federally protected rights”, the court ruled, citing Scheuer v. Rhodes, 416 U.S. 232, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974), that any qualified immunity was negated. The court awarded damages of $7,479 to compensate Alicea for wages lost “as a result of the action taken against him.” The court also awarded $10,000 for “moral damages and mental distress”, and another $10,000 for punitive and exemplary damages. And finally it awarded attorney’s fees in the amount of $3,000.

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Israel Alicea Rosado v. Ramon Garcia Santiago, 562 F.2d 114, 1977 U.S. App. LEXIS 11601 (1st Cir. 1977).

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