Irizarry v. City of New York

79 Misc. 2d 346, 357 N.Y.S.2d 756, 1974 N.Y. Misc. LEXIS 1663
Civil Court of the City of New York·Decided May 29, 1974·Published·Cited by 14 cases

Opinion

William Mebtens, J.

In this action for malicious prosecution, the parties have requested the court to make preliminary rulings before the selection of the jury so that they might be guided in impaneling the jury. It is proper that the issues in question be determined in advance of the jury selection.

In substance, the first question deals with the issue of just cause for the criminal prosecution out of which this civil litigation arises. The plaintiff contends that prior determinations in the Criminal Court of the City of New York adverse to the city’s position in this case collaterally estop the City of New York from relitigating the issues determined by Judge Kleiman (see People v. Irizarry, 64 Misc 2d 49) in the criminal proceeding. The defendant City of New York contends that the doctrine of collateral estoppel does n.ot apply in this civil action, because it was not a formal party to the criminal proceeding, and thus that it may try de novo in this court the very same issues which were litigated in the criminal court, namely, the determination of the invalidity of the search warrant; the determination of the illegality of the evidence obtained on the basis of that search warrant; and the determination of an absence of just cause for the prosecution. The second question posed by the defendant in this case is whether evidence illegally obtained may nevertheless be admissible in this civil litigation.

The parties have not presented to the court and the court’s own research has not revealed any case specifically dealing with the application of the principle of collateral estoppel ¡based upon a determination made by the Criminal Court of the City of New York in a subsequent civil action for malicious prosecution brought by the accused against the City of New York whose police officers brought about the criminal prosecution. The court finds, however, that the Court of Appeals in recent cases has established clear guidelines for the application of the doctrine of collateral estoppel (Commissioners of State Ins. Fund v. Low, 3 N Y 2d 590; Schwartz v. Public Administrator, 24 N Y 2d 65; Vavolizza v. Krieger, 33 N Y 2d 351). In Commissioners of State Ins. Fund v. Low (supra, p. 595) Judge Desmond [348] pointed out the distinction between the principles of res judicata and of collateral estoppel and stated the predicates for the application of the doctrine of collateral estoppel in the following language: “ Strictly speaking, the defense here is not res judicata but collateral estoppel. That doctrine is elusive and difficult to apply case by case but it is essentially a rule of justice and fairness. It involves not one but two rules of public policy. The first is that a question once tried out should not be relitigated between the same parties or their privies. The other public policy involved in collateral estoppel and res judicata, however, is that these doctrines must not 'be allowed to operate to deprive a party of an actual opportunity to be heard (see General Aniline & Film Corp. v. Bayer Co., 305 N. Y. 479, 483; Matter of New York State Labor Relations Bd. v. Holland Laundry, 294 N. Y. 480, 493, et seq.; Polasky, Collateral Estoppel — Effects of Prior Litigation, 39 Iowa L. Rev. 217, 218).”

In the subsequent case of Schwarts v. Public Administrator (supra) the Court of Appeals reversed Glaser v. Huette (232 App. Div. 119, affd. 256 N. Y. 686) and held that a determination in favor of a passenger in an action against two drivers gave rise to collateral estoppel to prevent the relitigation of the issue of negligence between the two drivers in a new action brought by the one driver against the other.

In the majority opinion for the court, Judge Keating stated (pp. 69, 70 and 71): “ Glasser has been replaced by the sound principle that, where it can be fairly said that a party has had a full opportunity to litigate a particular issue, he cannot reasonably demand a second one. * * * We have * * * already discarded, as irrelevant to a proper consideration of the issues in this area, the fact that there may or may not have been any significant jural relationship between the party seeking to invoke the doctrine and the prior victor. * * * New York Law has now reached the point where there are but two necessary requirements for the invocation of the doctrine of collateral estoppel. There must be an identity of issue which has necessarily been decided in the prior action and is decisive of the present action, and, second, there must have been a full and fair opportunity to contest the decision now said to be controlling.”

These recent decisions in New York are in accord with the general principles expressed in the Restatement of Judgments (■§ 83). The Restatement defines privity as a word which expresses the idea that as to certain matters and in certain circumstances persons who are not parties to an action, but who are [349] connected with it in their interests are affected by the judgment with reference to interests involved in the action as if they were parties. The word “ privy ” includes those who control an action although not parties to it; those whose interests are represented by a party to the action; and successors in interest to those having derivative claims.

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Irizarry v. City of New York, 79 Misc. 2d 346, 357 N.Y.S.2d 756, 1974 N.Y. Misc. LEXIS 1663 (N.Y. Super. Ct. 1974).

79 Misc. 2d 346 (Irizarry v. City of New York) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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