Iowa Supreme Court Board of Professional Ethics & Conduct v. Apland

577 N.W.2d 50, 1998 Iowa Sup. LEXIS 88, 1998 WL 188232
CourtSupreme Court of Iowa
DecidedApril 22, 1998
Docket97-2297
StatusPublished
Cited by76 cases

This text of 577 N.W.2d 50 (Iowa Supreme Court Board of Professional Ethics & Conduct v. Apland) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Iowa Supreme Court Board of Professional Ethics & Conduct v. Apland, 577 N.W.2d 50, 1998 Iowa Sup. LEXIS 88, 1998 WL 188232 (iowa 1998).

Opinion

LAVORATO, Justice.

This attorney disciplinary proceeding arises out of G. Richard Apland’s representation of Dennis Vonnahme who was charged with operating while intoxicated (OWI). The Iowa Supreme Court Board of Professional Ethics and Conduct alleged Apland committed numerous ethical violations. The Grievance Commission concluded Apland committed only one of those violations and recommended a public reprimand. Although we conclude Apland committed more ethical violations than the commission found, we nevertheless agree with the commission’s recommendation of a public reprimand.

Apland has not appealed from the commission’s recommendation under Iowa Supreme Court Rule 118.11. Nevertheless, we review the record de novo. Iowa Sup.Ct. R. 118.10. We give respectful consideration to the commission’s recommendations. We, however, ultimately decide what discipline is appropriate under the unique facts of each ease. Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Beckman, 557 N.W.2d 94, 95 (Iowa 1996).

The board must prove its allegations of lawyer misconduct by a convincing preponderance of the evidence. Id. This burden of proof is greater than in a civil case but less than in a criminal case. Id.

I. Facts.

In April 1994, Vonnahme’s wife contacted Apland to represent her husband on an OWI charge. Mrs. Vonnahme made the contact because Mr. Vonnahme is an over-the-road truck driver and was on the road at the time. Apland agreed to represent Mr. Vonnahme for a flat $5000 fee. Mrs. Vonnahme delivered the entire fee in cash to Apland. Rather than deposit the fee, Apland merely put the cash in what he described as a “portfo *53 lio.” Apland agreed to pay all expenses out of the fee.

Several days later, Mr. Vonnahme and Ap-land met and discussed what Apland was to do. Vonnahme made it clear that he wanted Apland to pursue the OWI charge vigorously, through trial and appeal, if necessary. Ap-land was also to take steps to protect Von-nahme’s driver’s license. In addition, there was some talk of pursuing a civil rights action against the city of Boone in connection with Vonnahme’s arrest for the OWI charge. (Mrs. Vonnahme had worked as a dispatcher at one time for the city’s police department, and the couple thought there was a conspiracy among law enforcement officers to harass them.) There was also some talk about a workers’ compensation claim and a tax matter. The precise contours of the arrangement are difficult to tie down because Apland and Vonnahme never signed a fee agreement and Apland kept virtually no record of the arrangement.

Apland began working on Vonnahme’s case. He did legal research, had various conferences in person and on the phone with the Vonnahmes, deposed four people involved in the OWI case, made several out-of-town trips for interviews and investigations, and argued Vonnahme’s case in a telephone hearing with the Iowa Department of Transportation (DOT) in an attempt to save Vonnahme’s driver’s license.

Apland’s early work focused on an initially fertile ground for defense involving the arresting officer’s jurisdiction. The grounds later proved barren when we handed down a decision deciding the issue unfavorably in an unrelated case.

Apland found success in the DOT hearing. He was able to convince the DOT to grant Vonnahme a work permit. This allowed Vonnahme to continue his over-the-road trucking, despite the facts of the OWI charge and a corresponding 180-day driver’s license suspension.

Vonnahme’s resolve to press the OWI charge through trial later flagged. Although Apland was fully prepared to try the OWI case, Vonnahme wanted to plead guilty. (Apparently an acquaintance’s conviction under similar circumstances convinced Von-nahme he would lose.) Apland proceeded to negotiate a favorable plea agreement with the prosecutor: a deferred judgment, one year’s probation, and ten hours of community service.

Vonnahme’s interest in the civil rights claim also flagged once Apland determined the suit was baseless. As to the workers’ compensation claim and the tax matter, Ap-land testified he told Vonnahme in the beginning that he had no expertise in these matters and would refer him to another attorney.

About six months following the guilty plea, Vonnahme demanded a return of a part of the fee. Apland testified at the commission hearing he believed the $5000 was a “flat fee” for taking Vonnahme’s OWI case through trial. Vonnahme testified Apland told him his “fee would be $1000,” and then it would be “$2500 if we went to a jury trial and five grand to appeal to the Supreme Court.” Because the ease did not “go to trial,” Von-nahme believed he was owed something.

Vonnahme then asked for an accounting to determine what that “something” was. In response, Apland told Vonnahme that if he were to charge Vonnahme his hourly rate, the fees would range from $5200 to $6000 based on $150 per hour and his estimate of thirty-five to forty hours spent working on the case. In addition, Apland explained that he had already paid for the four depositions he had taken in the case. Vonnahme, however, stated he was owed at least $3000.

Later, Apland did return $2000 of the fee to Vonnahme. The payment was by way of three checks: one check for $1000, and two checks for $500 each.

Unhappy, Vonnahme complained to the Polk County Bar Grievance Commission. This entity sought information from Apland, who never responded. Vonnahme later testified in these proceedings that Apland offered to return another $1000 if Vonnahme would tell the Polk County Bar Grievance Commission the complaint had been a “mistake.”

II. Proceedings.

Later, after the matter came to the attention of the board, it instituted these proceedings. The board charged Apland with

*54 1. failing to put the fee in a client’s trust account in violation of DR 9-102(A) (lawyer shall place client’s funds in client trust account);
2. failing to promptly and fully refund the unearned portion of the fee in violation of DR 9-102(B)(4) (lawyer shall promptly pay client as requested by client all funds belonging to client);
3. misappropriating the client’s funds in violation of DR 1-102(A)(3) (lawyer shall not engage in conduct involving moral turpitude), (4) (lawyer shall not engage in conduct involving dishonesty, fraud, deceit, or misrepresentation), (5) (lawyer shall not engage in conduct that is prejudicial to the administration of justice), (6) (lawyer shall not engage in any other conduct adversely reflecting on the fitness to practice law);
4. charging the client an excessive fee in violation of DR 2-106(A) (lawyer shall not charge client excessive fee);
5. failing to provide the client with an accounting of the fee in violation of DR 9-102(B)(3) (lawyer shall render accounting to client concerning client’s funds);
6.

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Bluebook (online)
577 N.W.2d 50, 1998 Iowa Sup. LEXIS 88, 1998 WL 188232, Counsel Stack Legal Research, https://law.counselstack.com/opinion/iowa-supreme-court-board-of-professional-ethics-conduct-v-apland-iowa-1998.