Inquiry Concerning Broadman

48 Cal. 4th CJP Supp. 67, 1999 Cal. Comm. Jud. Perform. LEXIS 2
CourtState of California Commission On Judicial Performance
DecidedFebruary 26, 1999
DocketNo. 145
StatusPublished

This text of 48 Cal. 4th CJP Supp. 67 (Inquiry Concerning Broadman) is published on Counsel Stack Legal Research, covering State of California Commission On Judicial Performance primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Inquiry Concerning Broadman, 48 Cal. 4th CJP Supp. 67, 1999 Cal. Comm. Jud. Perform. LEXIS 2 (Cal. 1999).

Opinion

[CJP Supp. 69]*CJP Supp. 69Opinion

BONNER, Chairperson.

This disciplinary matter concerns Judge Howard R. Broadman, a judge of the Tulare County Superior Court.

APPEARANCES

Trial Counsel for the Commission on Judicial Performance are Jack Coyle, William E. Smith and Valerie Marchant. Counsel for Judge Broadman are James E. Friedhofer, Douglas R. Reynolds and Eric D. Weitz of Lewis, D’Amato, Brisbois & Bisgaard.

PROCEDURAL HISTORY

Judge Broadman became a municipal court judge in 1986 and was appointed to the superior court in 1988. The events which are the subject of this matter took place between August 1996 and July 1997.

Formal proceedings in this matter were commenced with the filing on January 22, 1998, of a notice of formal proceedings which set forth four counts. On February 4, 1998, Judge Broadman filed a verified answer denying the allegations in the notice of formal proceedings.

As provided for by rule 121(b) of the Rules of the Commission on Judicial Performance (Commission), the Supreme Court appointed three special masters to conduct an evidentiary hearing and to prepare a written report. The evidentiary hearing was held on September 28, 29, and 30, 1998, before Justice Rodney Davis, presiding, of the Court of Appeal, Third Appellate District, Judge Paul H. Alvarado of the San Francisco County Superior Court, and Judge Irma J. Brown of the Compton Municipal Court, Los Angeles County. On December 14, 1998, the special masters filed their report.

On December 29, 1998, the office of trial counsel filed an opening brief to the Commission and on December 30, 1998, Judge Broadman filed a brief of objections to the report of the special masters. Following further briefing the matter was orally argued before the Commission on February 10, 1999. Ten members of the Commission participated.1

FINDINGS AND CONCLUSIONS

The notice of formal proceedings set forth four counts of alleged misconduct. The first count alleged that on June 24, 1997, Judge Broadman, during a meeting with the presiding and assistant presiding judges, threatened to report [CJP Supp. 70]*CJP Supp. 70the presiding judge to the Commission. The special masters found that this allegation was not supported by clear and convincing evidence. Trial counsel have not filed any objections. The Commission, having reviewed the record, concurs with the special masters’ conclusion and dismisses the first count.

Judge Broadman has filed objections to the special masters’ findings and conclusions on count two and trial counsel has filed objections to the special masters’ findings and conclusions on counts three and four.

1. Count Two—The Court Trial in King v. Wood

As noted by the special masters, with the exception of the question of whether Judge Broadman interfered with King’s right to appeal, the facts are undisputed.

On January 29, 1996, Genice King filed a complaint to quiet title in a house. She alleged that the owner had agreed to convey the property to her. On April 16, 1996, Ms. King was sworn, presented copies of a proof of service and secured a default judgment quieting title. On May 7, 1996, Judge Broadman signed a default judgment prepared by Ms. King.

On May 31, 1996, Judge Broadman granted a motion to set aside the default order based, in part, upon a showing that the proof of service on the owner of the house purported to show service two days after his death.

On November 21, 1996, the case was assigned to Judge Broadman for trial. The masters summarized the evidence of what happened as follows:

“When Broadman took the bench to preside over the trial, attorney Jim Johnson was at the counsel table with his client, defendant Sandra Wood. The plaintiff, Genice King, was also seated at counsel table with her daughter. This was Johnson’s first trial.
“Broadman had before him a trial brief prepared by attorney Johnson. That brief alleged the evidence would show that Genice King has no legal interest in the property; that she has no equitable interest grounded in an investment of either her time and/or $10,000 in improvements; and that the alleged contract for sale violates the statute of frauds.
“Broadman called the case for trial and asked the parties to tell him what the case was about. After King spoke, Johnson gave a version of what he had prepared as an opening statement and then his client made a statement. Broadman then alternated asking the parties questions about the case. No one was placed under oath. Genice King and Wood both recall Broadman telling [CJP Supp. 71]*CJP Supp. 71them he was proceeding ‘off the record.’ King testified Broadman was referring to the receipt of documents. Wood did not clarify what she believed Broadman was referring to when he told them that.
“During Broadman’s questioning of King, she handed him some documents which he examined. After questioning King and Johnson’s client, Broadman asked if either of them had anything else to add. He then told them that he was taking the case under submission and asked Johnson to prepare a statement of decision and judgment.
“At the time of trial, Johnson expected to participate in a traditional trial. He was prepared to cross-examine King, call his client to the stand, and call rebuttal witnesses. Broadman did not state that he was going to follow an alternative procedure; nor did he state that the parties could have a traditional trial if they wanted one. Johnson was not sure what Broadman did. He assumed it was some form of judgment without the standard trial procedures.

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“On December 3, 1996, Broadman signed a statement of decision and judgment prepared by attorney Johnson. This document asserts, in pertinent part, that the matter came on for trial on November 21; that Broadman reviewed and considered the documents submitted and arguments of both parties; and that Genice King had no legal or equitable interest in the property.”

The masters found clear and convincing evidence that Judge Broadman engaged in misconduct in denying the parties their right to procedural due process.2 They noted that the fundamental due process right to a hearing generally embraces the right to present evidence and to confront and cross-examine adverse witnesses. They determined that “on his own initiative, Judge Broadman elected to adjudicate the lawsuit through a procedure that did not afford the parties the opportunity to present evidence or confront and cross-examine witnesses,” and that in doing so Judge Broadman “chose to consciously deny the parties procedural due process for what we infer to be a misplaced effort to conserve judicial resources.”

In support of their conclusion that Judge Broadman engaged in misconduct, the masters explain: “Broadman did not inform the parties that trial would proceed in an alternative order. He informally questioned each party, examined documents Genice King brought with her, and then summarily [CJP Supp. 72]*CJP Supp. 72concluded the hearing without giving the parties an opportunity to present evidence or confront and cross-examine witnesses.

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Related

Gubler v. Commission on Judicial Performance
688 P.2d 551 (California Supreme Court, 1984)
Broadman v. Commission on Judical Performance
959 P.2d 715 (California Supreme Court, 1998)
Adams v. Commission on Judicial Performance
897 P.2d 544 (California Supreme Court, 1995)
Furey v. Commission on Judicial Performance
743 P.2d 919 (California Supreme Court, 1987)

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Bluebook (online)
48 Cal. 4th CJP Supp. 67, 1999 Cal. Comm. Jud. Perform. LEXIS 2, Counsel Stack Legal Research, https://law.counselstack.com/opinion/inquiry-concerning-broadman-caljp-1999.