Industrial Truck Ass'n v. Henry

125 F.3d 1305, 1997 WL 594619
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 29, 1997
DocketNo. 95-56405
StatusPublished
Cited by33 cases

This text of 125 F.3d 1305 (Industrial Truck Ass'n v. Henry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Industrial Truck Ass'n v. Henry, 125 F.3d 1305, 1997 WL 594619 (9th Cir. 1997).

Opinion

TASHIMA, Circuit Judge:

This case presents a narrow but complex question of preemption. California has promulgated occupational safety regulations as part of its implementation of Proposition 65, the Safe Drinking Water and Toxic Enforcement Act, Cal. Health & Safety Code, §§ 25249.5-25249.13 (“Proposition 65”). We must decide whether California may enforce these regulations against manufacturers of industrial trucks under the authority of that portion of the state regulations which the state did not incorporate into the state plan it submitted to the federal Occupational Health and Safety Administration (“OSHA”). We hold that the parts of the state regulations not submitted to OSHA, insofar as they apply to industrial trucks, are preempted under the Occupational Safety and Heath Act of 1970, 29 U.S.C. §§ 651-678, and by OSHA’s Hazard Communication Standard, 29 C.F.R. § 1910.1200.

I. BACKGROUND

A. The Hazard Communication Standard and California’s State Plan.

The Occupational Safety and Health Act authorizes the Secretary of Labor to promulgate federal occupational safety and health standards. 29 U.S.C. § 655.1 Pursuant to this authority, OSHA promulgated the Hazard Communication Standard to protect workers from hazardous chemicals in the workplace. The Hazard Communication Standard applies to all sectors of the economy. It establishes rules for both the identification and evaluation of hazardous chemicals. 29 C.F.R. § 1910.1200(d). It also seeks to inform and educate employees about these chemicals by requiring employers to conduct employee training and to disseminate information in the workplace. See 29 C.F.R. § 1910.1200(b), (e)-(h).

Although the Occupational Safety and Health Act authorizes OSHA to promulgate uniform federal standards like the Hazard Communication Standard, it also permits [1307]*1307states to assume and maintain regulatory responsibility for areas in which OSHA has promulgated a federal standard. To do so, a state must submit to OSHA a “state plan” with proposed state standards. 29 U.S.C. § 667(b). If the state plan is approved by OSHA, the standards in the state plan displace applicable federal standards. Id. The Occupational Safety and Health Act and the regulations promulgated thereunder provide for implementation, oversight, and modification of these state plans. See 29 U.S.C. § 667(c)-(h); 29 C.F.R. §§ 1902, 1952.1-1952.11, 1958-1956. Currently, over 20 states and territories, including California, have approved plans. See 29 C.F.R. § 1952.

California’s state plan (the “State Plan”) was first approved by OSHA in 1973 and has since been amended and modified several times with OSHA’s approval. See 29 C.F.R. § 1952.175. The State Plan is administered by the California Department of Industrial Relations, 29 C.F.R. § 1952.175(b); Cal. Lab. Code §§ 50.7, 6302(a), and it is required to make the State Plan consistent with state laws governing occupational safety and health. Cal. Lab.Code § 50.7. Occupational safety and health standards in the State Plan are promulgated by the California Occupational Safety and Health Standards Board (Cal-OSH Standards Board), an agency within the Department of Industrial Relations. Id. §§ 140,142.3.

B. Proposition 65.

In 1986, California voters approved Proposition 65. It requires the State to publish and maintain a list of chemicals known to cause cancer, birth defects or other reproductive harm. Cal. Health & Safety Code § 25249.8. It also prohibits any person doing business in the State from intentionally exposing individuals to these chemicals without a clear and reasonable warning prior to exposure. Id. § 25249.6. Civil actions enforcing Proposition 65 may be initiated by the California Attorney General, district attorneys, eity attorneys, or by citizen suits. Id. § 25249.7.

California’s Office of Environmental Health Hazard Assessment (“OEHHA”) promulgated regulations that provide the specific warning methods required by Proposition 65. Cal.Code Regs., tit. 22, §§ 12000 et. seq. (“OEHHA Regs.”).2 An “occupational exposure,” which is an exposure “in the workplace of the employer causing the exposure to any employee,” requires either warning labels attached to products or warning signs in the workplace. Id. § 12601(c). A third acceptable form of warning is “a warning to the exposed employee about the chemical in question which fully complies with all information, training, and labeling requirements” of the federal Hazard Communication Standard or California’s Hazard Communication Standard. Id. § 12601(e)(1)(C). The OE-HHA Regs, went into effect in 1988 and 1989.

In 1990, several labor and environmental groups sought a writ of mandamus from the California Court of Appeal ordering the Cal-OSH Standards Board to incorporate the provisions of Proposition 65 into the State Plan and to submit the amended State Plan to OSHA for approval. California Labor Fed’n v. California Occupational Safety and Health Standards Bd., 221 Cal.App.3d 1547, 271 Cal.Rptr. 310 (1990). At the time, the State Plan provided for “warnings in accordance with the HCS but [made] no reference to Proposition 65.” Id. at 1558, 271 Cal.Rptr. at 317. The labor and environmental groups were concerned that if Proposition 65 were not incorporated into the State Plan, Proposition 65’s provisions relating to occupational safety and health would be preempted by the Hazard Communication Standard. Id. at 1550, 1553-54, 271 Cal.Rptr. at 312, 314.3

The Court of Appeal granted the writ. Id. at 1556-59, 271 Cal.Rptr. at 316-18. It held that Proposition 65 governed occupational safety and health. The Court of [1308]*1308Appeal further held that the State Plan’s current incorporation of the Hazard Communication Standard did not make the inclusion of Proposition 65 superfluous because the two regulatory schemes were not identical. Id. at 1558, 271 Cal.Rptr. at 317. The court directed the Cal-OSH Standards Board to include Proposition 65’s worker safety provisions in the State Plan. Id. at 1559, 271 Cal.Rptr. at 318.

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Bluebook (online)
125 F.3d 1305, 1997 WL 594619, Counsel Stack Legal Research, https://law.counselstack.com/opinion/industrial-truck-assn-v-henry-ca9-1997.