IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2021 Term FILED _______________ November 18, 2021 released at 3:00 p.m. EDYTHE NASH GAISER, CLERK No. 20-0742 SUPREME COURT OF APPEALS OF WEST VIRGINIA
_______________
IN THE MATTER OF:
THE HONORABLE LOUISE E. GOLDSTON, JUDGE OF THE THIRTEENTH FAMILY COURT CIRCUIT
____________________________________________________________
JUDICIAL DISCIPLINARY PROCEEDING No. 30-2020 No. 33-2020
PUBLIC CENSURE AND FINE ____________________________________________________________
Submitted: September 15, 2021 Filed: November 18, 2021
Teresa A. Tarr, Esq. Andrew S. Nason, Esq. Brian J. Lanham, Esq. Pepper & Nason Judicial Disciplinary Counsel Charleston, West Virginia Charleston, West Virginia Attorney for Respondent Goldston Attorneys for West Virginia Judicial Investigation Commission Susan Shelton Perry, Esq. Logan, West Virginia Attorney for Amicus Curiae, Family Judicial Association
JUSTICE ARMSTEAD delivered the Opinion of the Court.
JUSTICE WOOTON dissents and reserves the right to file a separate Opinion. JUSTICE HUTCHISON deeming himself disqualified, did not participate in the decision of this case.
JUDGE JENNIFER P. DENT, sitting by temporary assignment.
ii SYLLABUS BY THE COURT
1. “The purpose of judicial disciplinary proceedings is the preservation
and enhancement of public confidence in the honor, integrity, dignity, and efficiency of the
members of the judiciary and the system of justice.” Syl. Pt. 1, in part, In re Cruickshanks,
220 W. Va. 513, 648 S.E.2d 19 (2007).
2. The West Virginia Constitution forbids a judicial officer to participate
in a search because a search is an exercise of executive power. W. Va. Const. art. 5, § 1.
3. “Under [Rule 4.5 of the West Virginia Rules of Disciplinary
Procedure], the allegations of a complaint in a judicial disciplinary proceeding must be
proved by clear and convincing evidence.” Syl. Pt. 2, in part, Matter of Ferguson, 242 W.
Va. 691, 841 S.E.2d 887 (2020) (internal quotation marks omitted).
4. “Stipulations or agreements made in open court by the parties in the
trial of a case and acted upon are binding and a judgment founded thereon will not be
reversed.” Syl. Pt. 3, in part, Matter of Starcher, 202 W. Va. 55, 501 S.E.2d 772 (1998).
5. “In a disciplinary proceeding against a judge, in which the burden of
proof is by clear and convincing evidence, where the parties enter into stipulations of fact,
the facts so stipulated will be considered to have been proven as if the party bearing the
burden of proof has produced clear and convincing evidence to prove the facts so
stipulated.” Syl. Pt. 4, Matter of Starcher, 202 W. Va. 55, 501 S.E.2d 772 (1998).
6. In determining what sanction or sanctions, if any, to impose under
Rule 4.12 of the West Virginia Rules of Judicial Disciplinary Procedure [eff. 2019], this
i Court will consider various factors, including, but not limited to, (1) whether the charges
of misconduct are directly related to the administration of justice or the public’s perception
of the administration of justice, (2) whether the circumstances underlying the charges of
misconduct are entirely personal in nature or whether they relate to the judicial officer’s
public persona, (3) whether the charges of misconduct involve violence or a callous
disregard for our system of justice, (4) whether the judicial officer has been criminally
indicted, and (5) any mitigating or compounding factors which might exist.
ii Armstead, Justice:
In this judicial disciplinary proceeding, a family court judge searched a self-
represented party’s home for marital property. When the homeowner protested, the judge
responded to the homeowner’s resistance by threatening to jail him for contempt. This
interaction was recorded, and the recording soon appeared on the internet.
The judge was reported to the West Virginia Judicial Investigation
Commission, and after investigation, the Judicial Investigation Commission charged the
judge with violating the West Virginia Code of Judicial Conduct (“Code of Judicial
Conduct”). The judge professed remorse and entered into a settlement agreement with
Judicial Disciplinary Counsel. Under the agreement, the judge admitted to both the
conduct in question and to the fact that it violated the Code of Judicial Conduct; both parties
agreed to recommend that the judge be censured and fined $5,000. The Judicial Hearing
Board, however, rejected the parties’ recommendation. The Hearing Board recommended
that the judge be admonished and fined $1,000, and—believing that a judge’s “inherent
authority” to conduct “judicial views” is “uncertain”—requested guidance from this Court.
Both Judicial Disciplinary Counsel and the judge object to the Judicial
Hearing Board’s recommendation. Seizing on the Judicial Hearing Board’s uncertainty
about “judicial views,” the judge now attempts to persuade us that her search of the
residence was lawful—even as she professes to remain bound by the settlement agreement.
1 After considering the record and the parties’ written 1 and oral arguments, we
reject the judge’s attempt to reframe her conduct. We find that she led a search of the
homeowner’s residence, not a “judicial view,” and that, in so doing, she exercised
executive powers forbidden to her under the West Virginia Constitution. We find, further,
that the judge compounded her error by the manner in which she conducted the search.
Accordingly, we disagree with the Judicial Hearing Board and publicly censure the judge
for her serious misconduct. In addition, we order the judge to pay a total fine of $1,000.
I. FACTUAL AND PROCEDURAL BACKGROUND
The Honorable Louise E. Goldston is a family court judge who presides in
Raleigh, Summers, and Wyoming Counties. She has served since 1994, 2 and until now,
she has never been disciplined for judicial misconduct.
Judge Goldston admits that she had a 20-year practice of going to parties’
homes “to either determine if certain disputed marital property was present and/or to
supervise the transfer of disputed property.” In almost every instance, these searches were
requested by counsel and were performed without objection. In most cases, the search
followed counsel’s request immediately, indeed while the hearing was taking place.
1 We acknowledge the contribution of the Family Judicial Association, which filed a brief in this case as amicus curiae. We value the Family Judicial Association’s participation and have considered the Family Judicial Association’s brief in conjunction with the parties’ arguments. 2 Judge Goldston began her career as a “family law master.” In 2001, the Legislature made several changes to the law governing family court proceedings, including changing the title of “family law master” to “family court judge.” W. Va. Code § 51-2A- 23(c) (2001). 2 The search that led to this disciplinary matter happened on March 4, 2020, in
the context of a contempt hearing. One of the parties, an ex-wife, claimed that her former
husband had damaged items of property and had refused to turn over other items of
sentimental value that she was entitled to receive.
For this proceeding the ex-wife was represented by counsel. The ex-husband
was not represented by counsel. During the ex-wife’s testimony, Judge Goldston asked
the ex-husband for his address. Upon learning his address, Judge Goldston stopped the
hearing, sua sponte, and ordered the parties to meet her in ten minutes at the ex-husband’s
house. Judge Goldston admits that she failed to tell the ex-husband why the parties were
going to his home and that she gave the ex-husband no opportunity to object.
Judge Goldston’s intent became clear, however, when everyone arrived at
the residence. The ex-husband voiced his objections, requesting that Judge Goldston
recuse herself because she had placed herself in a “witness capacity.” Judge Goldston
denied his request as not timely filed.
After the ex-husband stated that he needed a search warrant to allow Judge
Goldston to enter his house, Judge Goldston told the ex-husband that he was either going
to let her in the house or her bailiff, who had accompanied her to the house, was going to
arrest the ex-husband. Judge Goldston also asked the ex-husband if he was recording her
attempt to enter his home and when he confirmed that he was, she directed that he stop
recording and told him (and apparently his girlfriend who was also attempting to record
their conversation) to turn off their phones. Judge Goldston also indicated that if they did
3 not turn off their phones and stop recording she would take the ex-husband, or perhaps
both he and his girlfriend, to jail. Although the conversation between Judge Goldston and
the ex-husband was not transcribed, the recording of the conversation appears to include
Judge Goldston stating: “I am the judge trying to effect equitable distribution. We’re
having a hearing. Now, you let me in that house or he [the bailiff] is going to arrest you
for being in direct contempt of court.”
Faced with these threats, the ex-husband relented, and Judge Goldston
agrees that the ex-husband felt he had no choice to do otherwise. Judge Goldston brought
with her into the house the bailiff, the ex-wife, and the ex-wife’s attorney and personally
supervised the search for and recovery of items. Several items were located and recovered,
including photographs, yearbooks, DVDs, recipes, and a chainsaw. While the home was
being searched, a dispute emerged about an umbrella stand. After a brief colloquy with
the ex-husband, the judge awarded the stand to the ex-wife, who removed it from the home
with the other items.
Judge Goldston, herself, made no arrangement to record what went on inside
the home (or outside the home). Indeed, when she found out afterward that her bailiff had
made his own cell-phone recording of the search inside the home, she believed that making
the recording was improper and told him not to do it again.
After the search, the parties reconvened in the courtroom. On the record,
Judge Goldston listed the items that had been recovered and some items that remained to
4 be exchanged. However, no written order was entered regarding either the search of the
home or the items recovered.
Though Judge Goldston may have stopped the ex-husband (and a bystander)
from recording what went on outside the home, she did not order the recordings destroyed.
Audio and video footage of what took place was uploaded to the internet. Some online
comments were deeply critical of the judge and her conduct.
Judicial Disciplinary Counsel became aware of these matters, and on March
11, 2020, Judicial Disciplinary Counsel filed a complaint with the Judicial Investigation
Commission. 3 Judge Goldston responded to the complaint on March 18, 2020. In her
letter, she explained that, during the March 4, 2020 hearing, the ex-wife showed that the
ex-husband had left the ex-wife’s property outside in the rain, causing it to be damaged,
and, further, that the ex-husband admitted that certain items awarded to the ex-wife
remained in the house. Judge Goldston went on to explain that
[a]t that point, because of the alleged damage to the other items, I felt it imperative to secure those remaining items before they were either damaged or ruined. It was at that time that I informed the parties we would meet at the residence to effectuate the return of the remaining items. The situation was volatile[,] and I didn’t want either party to decide between themselves or place the burden on a Law Enforcement Officer of determining what was the [ex-wife]’s and what was not.
(Emphasis added.)
3 Judicial Disciplinary Counsel’s filing was designated Complaint No. 30- 2020. A week later, the ex-husband filed a second complaint regarding the same incident and regarding other incidents that are not relevant to the matter before the Court. This filing was designated Complaint No. 33-2020. 5 On July 22, 2020, Judge Goldston provided a sworn statement to Judicial
Disciplinary Counsel. In her statement, Judge Goldston likened the search to a “jury view,”
explaining that she was both “judge and jury,” yet she claimed that she “never took any
testimony.” Though she agreed that such proceedings were a “continuation” of the court
matter and should have been recorded, she admitted that she had not done so and that her
failure to record these searches had “always been a concern[.]” She also agreed that in
“some cases, probably” she was “enforcing an order, a contempt order[.]” Nevertheless,
she could not remember a single time when she had found someone in contempt before she
went to the home “because [she] wasn’t sure if they were in contempt.” Ultimately, her
guiding rationale seems to have been that going to a party’s home, searching for items of
personal property, and seizing them was “necessary to preserve the marital assets” from
destruction, particularly irreplaceable items of “sentimental” value. “I guess it comes down
to me thinking if we don’t go, they’re not going to get it back.” With respect to the March
4, 2020 search, she explained:
And so what made me do it was I just thought, well, if we go now and get the stuff, he admits that is there, then that— those assets are preserved. She can’t claim he ruined them. He can’t claim she ruined them, and I guess judicial economy was that was the easiest and quickest way to get to retrieve those assets.
Judge Goldston agreed that the task of enforcing her orders is an “executive
branch” function, and she knew that she could dispatch law enforcement to search for and
6 seize property that a party retained in violation of her order. She simply believed that this
method was ineffective:
I have been told by every sheriff that I’ve worked with over the 26 years that that’s not something they do [i.e., sending law enforcement, or a party accompanied by law enforcement, to look for property], that they’re not going for more than 15 minutes to anything, to do anything.
In this particular instance, she explained, “I knew that law enforcement wouldn’t know
what to do with the [umbrella] stand. I just—wrongly or rightly, I thought it was important
for me to be there and make sure that stuff was safely gathered and not damaged.”
On September 18, 2020, the Judicial Investigation Commission issued a
formal statement of charges. The statement of charges described Judge Goldston’s
longstanding “practice of visiting homes of litigants” and the events that occurred on March
4, 2020. Significantly, the statement of charges alleged that Judge Goldston “could provide
no statute, rule, or case that gave her the authority to conduct home visits”; “acknowledged
that there was nothing in the contempt powers that gave her the authority to conduct a home
visit”; and “confessed that she never held anyone in contempt prior to going to the home[.]”
The statement of charges further alleged that Judge Goldston “confessed . . . that she failed
to enter any order subsequent to the visit reflecting what had happened at the residence”;
“admitted that she never had any clear or written procedures for conducting a home visit”;
and “acknowledged that she never took a court reporter to the scene.” Finally, the
statement of charges alleged Judge Goldston “agreed that the practice could make her a
potential witness to a future proceeding which could then result in her disqualification”;
7 and “admitted to improperly putting herself in the role of litigant [i.e., a litigant who had
the burden of proof in a contempt proceeding].”
On September 30, 2020, Judge Goldston signed an agreement with Judicial
Disciplinary Counsel. Pursuant to the agreement, she admitted the allegations of fact set
forth in the formal statement of charges. She further admitted that, by engaging in such
conduct, she had violated the following Rules of the Code of Judicial Conduct:
(a) Rule 1.1, which states that “[a] judge shall comply with the law, including
the West Virginia Code of Judicial Conduct”;
(b) Rule 1.2, which states that “[a] judge shall act at all times in a manner
that promotes public confidence in the independence, integrity, and impartiality of the
judiciary, and shall avoid impropriety and the appearance of impropriety”;
(c) Rule 1.3, which states that “[a] judge shall not abuse the prestige of
judicial office to advance the personal or economic interests of the judge or others, or allow
others to do so”;
(d) Rule 2.2, which states that “[a] judge shall uphold and apply the law, and
shall perform all duties of judicial office fairly and impartially”;
(e) Rule 2.4(A), which states that “[a] judge shall not be swayed by public
clamor or fear of criticism”;
(f) Rule 2.4(B), which states that “[a] judge shall not permit family, social,
political, financial, or other interests or relationships to influence the judge’s judicial
conduct or judgment”; and
8 (g) Rule 2.5, which states that “[a] judge shall perform judicial and
administrative duties, competently and diligently . . . [and] shall cooperate with other
judges and court officials in the administration of court business.”
In addition, Judge Goldston agreed to join Judicial Disciplinary Counsel’s
recommendation that she be censured and fined $5,000. 4 Both sides agreed, however, that
“the decision to accept the recommendation concerning discipline rests solely within the
purview of the Judicial Hearing Board and the State Supreme Court.”
Judge Goldston appeared before the Judicial Hearing Board on January 15,
2021, and ratified the agreement under oath. One Judicial Hearing Board member, 5
however, expressed doubt about the charges, suggesting that a power to conduct “views”
falls within the family court’s inherent powers or its express statutory authority to seize
4 The agreement also required Judge Goldston to pay costs resulting from the investigation and prosecution of the complaints against her, but the agreement further stipulated that Judicial Disciplinary Counsel and the Judicial Investigation Commission had not incurred any costs.
In its brief to this Court, Judicial Disciplinary Counsel contends that the 5
member’s comments and subsequent actions “are an extreme example of bias” and that the member should have disqualified himself from this matter. The Judicial Hearing Board member, however, is not presently before this Court; therefore, we decline to address this argument. 9 property 6 and supervise the production of evidence. 7 Judicial Disciplinary Counsel
responded that the question was “whether [Judge Goldston] followed an appropriate
procedure or not.” Judge Goldston’s counsel appeared to agree, stating, “[T]he procedures
and the due process is the problem that she is admitting to.”
The Judicial Hearing Board requested post-hearing briefs, which were filed,
and on March 15, 2021, the Judicial Hearing Board issued its recommended decision. The
Judicial Hearing Board adopted the parties’ stipulations but chose to recommend that Judge
Goldston “be admonished and fined $1,000 as an appropriate sanction for her stipulated
violations of the Code of Judicial Conduct.” In support of this recommendation, the
Judicial Hearing Board invoked Judge Goldston’s “unblemished disciplinary record and
cooperation[,]” and “the absence of any aggravating factors” and the “extensive record”
Judge Goldston made “after the incident as to what had occurred at the complainant’s
residence.” 8 The Judicial Hearing Board further cited the fact that another judge, in an
6 See W. Va. Code § 51-2A-9(b) (eff. 2012) (“A family court judge may enforce compliance with his or her lawful orders with remedial or coercive sanctions designed to compensate a complainant for losses sustained and to coerce obedience for the benefit of the complainant. . . . Sanctions may include, but are not limited to, seizure or impoundment of property to secure compliance with a prior order.”). 7 See W. Va. Code § 51-2A-7(a) (eff. 2013) (“[T]he family court judge has the authority to . . . (4) Compel and supervise the production of evidence . . . .”). 8 Because no written order was entered regarding the search, we assume that the Hearing Board is referring to what Judge Goldston put on the record when the parties returned to the courtroom. 10 unrelated disciplinary action, 9 had been admonished for accompanying law enforcement
to a litigant’s residence to execute a warrant of seizure, but acknowledged the uncertainty
regarding “the scope of a judicial officer’s inherent authority relative to judicial views[,]”
and the need for “guidance to judicial officers from the Supreme Court of Appeals through
rule-making or otherwise regarding the proper scope of conducting judicial views[.]”
Both Judicial Disciplinary Counsel and Judge Goldston filed objections to
the Judicial Hearing Board’s recommended decision. Despite her admissions under oath,
Judge Goldston now argues that “[i]t is inexplicable . . . how she could be fined or
sanctioned for violating ethical canons when the Hearing Board itself found that the law is
unclear regarding [her] inherent authority to conduct a judicial view.” Nevertheless, she
claims that she “is not seeking to abrogate her agreement.”
II. STANDARD OF REVIEW
The standard of review in this matter flows from our “inherent rule-making
power” to “promulgate and amend rules prescribing a judicial code of ethics” and “to
censure or temporarily suspend any justice, judge[,] or magistrate having the judicial power
of the state . . . for any violation of any such code of ethics[.]” W. Va. Const. art. VIII, §
8. 10 This power to sanction is “exclusive.” Syl. Pt. 5, in part, State ex rel. Workman v.
Carmichael, 241 W. Va. 105, 819 S.E.2d 251 (2018). Therefore, our review is “plenary”
9 See In the Matter of Aboulhosn, JIC Complaint No. 91-2013. 10 Family court judges were created and placed under our “general supervisory control” in 2000. W. Va. Const. art. VIII, § 16. 11 and “independent.” Matter of Starcher, 202 W. Va. 55, 60, 501 S.E.2d 772, 777 (1998).
The standard of proof is clear and convincing evidence. Syl. Pt. 2, Matter of Ferguson,
242 W. Va. 691, 841 S.E.2d 887 (2020).
Our constitutional power to sanction necessarily includes the power to select
the particular form of lawful discipline that we will impose. Accordingly, we have “the
right to accept or reject the disciplinary sanction recommended by the [Judicial Hearing]
Board.” Matter of Crislip, 182 W. Va. 637, 638, 391 S.E.2d 84, 85 (1990). In all such
cases, our goal and “[t]he purpose of judicial disciplinary proceedings is the preservation
and enhancement of public confidence in the honor, integrity, dignity, and efficiency of the
members of the judiciary and the system of justice.” Syl. Pt. 1, in part, In re Cruickshanks,
With these principles in mind, we will consider Judge Goldston’s alleged
violations of the Code of Judicial Conduct and what discipline, if any, is appropriate.
III. ANALYSIS
Judicial Disciplinary Counsel argues that Judge Goldston is bound by the
findings of fact and conclusions of law set forth in her agreement, namely that Judge
Goldston’s “view” of the home was unlawful, unconstitutional, and unethical; and that the
Court should impose the censure and fine that the parties agreed to recommend.
For her part, Judge Goldston agrees that she remains bound by her prior
statements of fact, yet she contends that “what constitutes a violation, and the effect of a
violation, w[ere] always to be reviewed by the [Judicial Hearing Board] and this Court.”
12 Accordingly, she contends that the parties remain free to “argue questions of law[.]” She
denies that the Judicial Investigation Commission ever charged her with, or that she has
ever confessed to, any constitutional violations. On the contrary, she contends that
“[s]ubsequent research . . . revealed a body of law that supports” her actions. In particular,
she claims that she had “inherent authority to conduct an onsite visit” and that “view[ing]
the division of property” allowed the ex-husband to “purge his contempt.” She contends
that, “[u]nlike the execution of a search warrant, the view was conducted with judicial
oversight. Therefore, it was not per se unreasonable.” Ultimately, Judge Goldston believes
that her conduct was lawful and that, if she is mistaken, her mistake was error, not an ethical
violation. She urges the Court to “clarify the law and either affirm the ruling of the [Judicial
Hearing Board] or as the final arbiter conclude that there [wa]s no wrongdoing[.]”
A. Judge Goldston Searched the Ex-Husband’s Home.
We begin with a threshold question: Did Judge Goldston view the ex-
husband’s home, or did she search it? We find that she searched it. A “view” is “the act
or proceeding by which a tribunal goes to observe an object that cannot be produced in
court because it is immovable or inconvenient to remove.” View, BLACK’S LAW
DICTIONARY (11th ed. 2019) (emphasis added); accord Barron v. United States, 818 A.2d
987, 990 (D.C. 2003) (“A jury view is proper when ‘an object in question cannot be
produced in court because it is immovable or inconvenient’ and, therefore, it is necessary
for the fact-finder ‘to go to the object in its place and there observe it.’ Dailey v. District
of Columbia, 554 A.2d 339, 340–41 (D.C.1989) (quoting IV WIGMORE ON EVIDENCE
13 § 1162 at 362 (1972 & 1988 Supp.)).”); State v. Pauline, 100 Haw. 356, 374, 60 P.3d 306,
324 (2002) overruled on other grounds as stated in State v. Abdon, 134 Haw. 114, 334
P.3d 777 (Ct. App. 2014), as corrected (Oct. 27, 2014), aff’d, 137 Haw. 19, 364 P.3d 917
(2016) (“The very definition of a view favors treating it as evidence. Black’s Law
Dictionary defines a ‘view’ as ‘the act or proceeding by which [a] tribunal goes to an object
which cannot be produced in court because it is immovable or inconvenient to remove, and
there observes it.’ Black’s Law Dictionary 1568 (6th ed.1990).”); § 219. Views, 2
MCCORMICK ON EVID. § 219 (8th ed.) (“Courts have sensibly recognized that if a thing
cannot be brought to the observer, the observer must go to the thing. Venturing forth to
observe places or objects that are material to litigation but which cannot feasibly be
brought, or satisfactorily reproduced, within the courtroom, is termed a ‘view.’”); see, e.g.,
State v. Thomas, 179 W. Va. 811, 374 S.E.2d 719 (1988) (view of parking lot); Bennett v.
Walton, 170 W. Va. 283, 294 S.E.2d 85 (1982) (view of roadway); State Rd. Comm’n v.
Bowling, 152 W. Va. 688, 166 S.E.2d 119 (1969) (view of land acquired for highway);
Moore, Kelly & Reddish, Inc. v. Shannondale, Inc., 152 W. Va. 549, 165 S.E.2d 113 (1968)
(view of swimming pool).
We agree that the ex-husband’s home was “immovable” and certainly
“inconvenient” to produce in court. View, BLACK’S LAW DICTIONARY (11th ed. 2019).
However, Judge Goldston did not go to the property to observe the ex-husband’s house;
she went there to locate and seize certain of its contents—pictures, DVDs, and other items
of personal property. These items of personal property were not “immovable or
14 inconvenient to remove” from the home. Ibid. In fact, the ex-wife removed many of these
items during the so-called “view.” Accordingly, we find that Judge Goldston’s actions at
the residence were not a view. 11
On the contrary, the record is clear that Judge Goldston went to the property
to locate things, not simply to observe them. Her own words support this conclusion.
When the ex-husband demanded a list of what she was seeking, she appeared to reply,
“[y]ou have a list of everything [unintelligible] attached to the order.” When the ex-
husband professed not to “know where some of it’s at[,]” she replied, “Well, we’re gonna
find it.” (Emphasis added.)
Looking for things is a “search” by any sensible definition of the term. As
the United States Supreme Court stated in Terry v. Ohio, 392 U.S. 1, 16 (1968), “it is
nothing less than sheer torture of the English language to suggest that a careful exploration
of the outer surfaces of a person’s clothing all over his or her body in an attempt to find
weapons is not a ‘search’” (emphasis added). Accord Kyllo v. United States, 533 U.S. 27,
32 n.1 (2001) (“When the Fourth Amendment was adopted, as now, to ‘search’ meant ‘[t]o
look over or through for the purpose of finding something; to explore; to examine by
inspection; as, to search the house for a book; to search the wood for a thief.’ N. Webster,
11 Because we find that Judge Goldston’s conduct at the residence was a search, not a view, we refuse to decide whether a family court judge, or other judicial officer, has the inherent or other authority to conduct a true view under different circumstances. We are not in the business of “making advisory decrees or resolving academic disputes.” Syl. Pt. 1, in part, State ex. rel. Perdue v. McCuskey, 242 W. Va. 474, 836 S.E.2d 441 (2019) (quoting Syl. Pt. 2, in part, Harshbarger v. Gainer, 184 W. Va. 656, 403 S.E.2d 399 (1991)). 15 An American Dictionary of the English Language 66 (1828) (reprint 6th ed.1989).”); Doe
v. Heck, 327 F.3d 492, 510 (7th Cir. 2003), as amended on denial of reh’g (May 15, 2003)
(“[T]he defendants went to the school for the specific purpose of gathering information, an
activity that most certainly constitutes a search under the Fourth Amendment.” (emphasis
added)); § 2.1(a) Definition of “searches” and “seizures,” 1 SEARCH & SEIZURE § 2.1(a)
(6th ed.) (“Under the traditional approach, the term ‘search’ is said to imply ‘some
exploratory investigation, or an invasion and quest, a looking for or seeking out.’” (quoting
C.J.S., Searches and Seizures § 1 (1952)).
Searches are an activity of the executive department. State ex rel. Parma
Cmty. Gen. Hosp. v. O’Donnell, 2013-Ohio-2923, ¶ 7 (stating that “searches are executive
in nature.”). “Indeed, searches are so quintessentially executive in nature that even a judge
who participates in one acts ‘not * * * as a judicial officer, but as an adjunct law
enforcement officer.’” State ex rel. Hensley v. Nowak, 52 Ohio St. 3d 98, 99, 556 N.E.2d
171, 173 (1990) (per curiam) (quoting Lo-Ji Sales, Inc. v. New York, 442 U.S. 319, 327
(1979)) (holding that a writ of prohibition would not issue to restrain administrative
searches because they are neither judicial nor quasi-judicial acts).
To say that searches are an executive activity is to announce no new principle
of law. The United States Supreme Court assumed as much in 1979 when it rejected a
conviction resulting from a search led by a town justice. According to the Supreme Court,
the town justice in question “allowed himself to become a member, if not the leader, of the
search party which was essentially a police operation.” Lo-Ji Sales, Inc. at 327 (emphasis
16 added). The Supreme Court found that, in doing so, the town justice “was not acting as a
judicial officer but as an adjunct law enforcement officer[,]” ibid., and that “[i]t [wa]s
difficult to discern when he was acting as a ‘neutral and detached’ judicial officer and when
he was one with the police and prosecutors in the executive seizure,” id. at 328 (emphasis
added). Other courts, often following Lo-Ji Sales, routinely assume that searching is a law
enforcement activity. United States v. Barnes, 895 F.3d 1194, 1202 (9th Cir. 2018) (noting
that “Lo-Ji Sales was an extreme case where the judicial officer allowed himself to become
a member, if not the leader, of the search party which was essentially a police operation.”
(internal quotation marks removed)); United States v. Clyburn, 806 F. Supp. 1247, 1252
(D.S.C. 1992), aff’d, 24 F.3d 613 (4th Cir. 1994) (noting that, “[i]n Lo Ji Sales, the Court
held that the judge who issued the warrant did not manifest that neutrality and detachment
demanded of a judicial officer because the judge took an active law enforcement type role
in conducting the search” (internal quotation marks removed)).
Under our system of government, judges may not exercise executive powers.
The West Virginia Constitution declares that “[t]he legislative, executive and judicial
departments shall be separate and distinct[.]” W. Va. Const. art. V, § 1 (emphasis added).
The Constitution further specifies, in unmistakable terms, that no department “shall
exercise the powers properly belonging to either of the others” and forbids “any person [to]
exercise the powers of more than one of them at the same time[.]” Ibid. 12 In light of these
Article V, Section 1 provides a single exception for justices of the peace, 12
who may serve in the Legislature. Ibid. “Justices of the peace” are now called “magistrates.” W. Va. Code § 50-1-17 (eff. 1976). 17 clear prohibitions, we hold that the West Virginia Constitution forbids a judicial officer to
participate in a search because a search is an exercise of executive power. W. Va. Const.
art. 5, § 1. Because Judge Goldston plainly engaged in such a search, we find that the so-
called “view” was improper.
B. Judge Goldston Violated the Code of Judicial Conduct.
Having resolved the threshold question, we turn to the question of whether
Judge Goldston violated the Code of Judicial Conduct. “Under [Rule 4.5 of the West
Virginia Rules of Disciplinary Procedure], the allegations of a complaint in a judicial
disciplinary proceeding must be proved by clear and convincing evidence.” Ferguson, 242
W. Va. at ___, 841 S.E.2d at 888, syl. pt. 2, in part (internal quotation marks removed).
However, we note that Judge Goldston has admitted, under oath, the allegations of fact set
forth in the formal statement of charges. Under oath, she has further admitted that those
facts are clear and convincing evidence that she violated Rules 1.1, 1.2, 1.3, 2.2. 2.4(A),
2.4(B), and 2.5 of the Code of Judicial Conduct and that she did, in fact, violate those rules.
We have held that “[s]tipulations or agreements made in open court by the
parties in the trial of a case and acted upon are binding and a judgment founded thereon
will not be reversed.” Syl. Pt. 3, in part, Matter of Starcher, 202 W. Va. 55, 501 S.E.2d
772 (1998). We have further held that
[i]n a disciplinary proceeding against a judge, in which the burden of proof is by clear and convincing evidence, where the parties enter into stipulations of fact, the facts so stipulated will be considered to have been proven as if the party bearing the burden of proof has produced clear and convincing evidence to prove the facts so stipulated.
18 Id. at 56-57, 501 S.E.2d at 773-74, syl. pt. 4. Based on our review of the record in this
matter, we agree that the above-mentioned violations have been proven by clear and
convincing evidence, and we see no reason, in the context of our plenary review, to reject
or qualify Judge Goldston’s admissions. Law. Disciplinary Bd. v. Sidiropolis, 241 W. Va.
777, 785, 828 S.E.2d 839, 847 (2019) (“Because the relevant facts underlying this
disciplinary proceeding are not disputed and Mr. Sidiropolis has voluntarily stipulated to
his violation of Rule 8.4(b), we focus our analysis of this matter on the proper sanctions to
be imposed.”).
C. Judge Goldston’s Misconduct Warrants Censure and a Fine.
The question now becomes what sanction or sanctions, if any, we should
impose. Rule 4.12 of the West Virginia Rules of Judicial Disciplinary Procedure [eff.
2019] authorizes us to “impose any one or more of the following sanctions for a violation
of the Code of Judicial Conduct: (1) admonishment; (2) reprimand; (3) censure; (4)
suspension without pay for up to one year; (5) a fine of up to $5,000; or (6) involuntary
retirement” (emphasis added); 13 see also Syl. Pt. 5, in part, In re Toler, 218 W. Va. 653,
625 S.E.2d 731 (2005) (holding that “it is clearly within this Court’s power and discretion
to impose multiple sanctions . . . for separate and distinct violations”). Rule 4.12 further
explains that “[a]n admonishment constitutes advice or caution to a judge to refrain from
Involuntary retirement may only be imposed in the case of “a judge . . . of 13
advancing years and attendant physical or mental incapacity . . . who is eligible to receive retirement benefits under the judges’ retirement system or public employees retirement system.” Ibid. 19 engaging in similar conduct which is deemed to constitute a violation of the Code of
Judicial Conduct”; “[a] censure constitutes formal condemnation” for such a violation. W.
Va. R. Jud. Disc. P. 4.12 (emphasis added).
We have held that
in determining whether to suspend a judicial officer with or without pay, [we] should consider various factors, including, but not limited to, (1) whether the charges of misconduct are directly related to the administration of justice or the public’s perception of the administration of justice, (2) whether the circumstances underlying the charges of misconduct are entirely personal in nature or whether they relate to the judicial officer’s public persona, (3) whether the charges of misconduct involve violence or a callous disregard for our system of justice, (4) whether the judicial officer has been criminally indicted, and (5) any mitigating or compounding factors which might exist.
Syl. Pt. 3, in part, In re Cruickshanks, 220 W. Va. 513, 648 S.E.2d 19 (2007) (emphasis
added). Though Cruickshanks speaks in terms of suspension, we believe that Cruickshanks
provides an appropriate guide that may be applied whenever we contemplate imposing
sanctions under Rule 4.12. Accordingly, we hold that in determining what sanction or
sanctions, if any, to impose under Rule 4.12 of the West Virginia Rules of Judicial
Disciplinary Procedure [eff. 2019], this Court will consider various factors, including, but
not limited to, (1) whether the charges of misconduct are directly related to the
administration of justice or the public’s perception of the administration of justice, (2)
whether the circumstances underlying the charges of misconduct are entirely personal in
nature or whether they relate to the judicial officer’s public persona, (3) whether the
charges of misconduct involve violence or a callous disregard for our system of justice, (4)
20 whether the judicial officer has been criminally indicted, and (5) any mitigating or
compounding factors which might exist.
In this case, the parties have agreed to recommend a censure and a $5,000
fine. The Judicial Hearing Board recommended an admonishment and a $1,000 fine.
Neither recommendation binds us. Rather, applying Cruickshanks as a guide, we note the
following.
First, Judge Goldston’s misconduct was directly related to the administration
of justice. She forced her way into the ex-husband’s home—over his reasonable
objections—by threatening to jail him for contempt. She said, “I am the judge trying to
effect equitable distribution. We’re having a hearing. Now, you let me in that house or he
[the bailiff] is going to arrest you for being in direct contempt of court.”
Second, Judge Goldston’s misconduct was carried out in her public persona
and seriously undermined the public’s perception of the administration of justice. Public
comments show that many who viewed her conduct on the internet were justly and deeply
offended. Without question, Judge Goldston’s conduct cast doubt in the minds of the
citizens who viewed the recording of the incident as to whether the parties were being
treated with justice and fairness.
Third, Judge Goldston’s misconduct displayed a callous disregard for our
system of justice. Even setting aside the inappropriateness of the search, Judge Goldston
went about the search in a highhanded and procedurally flawed manner. Instead of
receiving both sides’ testimony and evidence and rendering a decision, she interrupted the
21 ex-wife’s testimony and directed the parties to meet her at the ex-husband’s residence,
affording the ex-husband no explanation and no opportunity to object until she arrived at
the scene. Though she claimed she was “having a hearing[,]” she made no attempt of any
kind to contemporaneously record what transpired. Indeed, she forbade others to make a
recording, at risk of incarceration. Failing to record what transpired made her a potential
witness. Most significantly, though she seems to have been well-aware of the lawful
procedures at her disposal to enforce her order, 14 she chose not to use them because she
deemed them ineffective.
Fourth, weighing in her favor, Judge Goldston’s actions do not entail any
criminal action for which she has been indicted.
Fifth, as mitigating factors, we note that Judge Goldston has been forthright
about her conduct and that, in her twenty-seven years on the bench, this is the first time she
has been disciplined. In addition, we find that Judge Goldston has shown some degree of
remorse for her conduct.
Weighing the factors set forth in Cruickshanks, we find that the seriousness
of Judge Goldston’s conduct, coupled with the manner in which such conduct was carried
out, has undermined the public’s confidence in the administration of justice and justifies
imposition of a censure in this matter. As set forth in Rule 4.12 of the West Virginia Rules
14 See, e.g., W. Va. Code § 48-1-304(b) (eff. 2001) (authorizing a family court to incarcerate a person who “fails or refuses to purge himself [or herself] of contempt”); W. Va. Code § 51-2A-9(b) (eff. 2012) (authorizing a family court judge to impose “remedial or coercive sanctions” including “seizure or impoundment of property”). 22 of Judicial Disciplinary Procedure, an admonishment, as recommended by the Judicial
Hearing Board, merely constitutes “advice or caution” to refrain from further violations,
while a censure constitutes “formal condemnation” for such conduct. We find that the
nature of the conduct clearly warrants such condemnation by this Court.
As we have stated herein, Judge Goldston’s conduct constituted a search,
rather than a mere view, of the ex-husband’s home. The parties appeared in court for a
hearing before Judge Goldston. Undoubtedly, the ex-husband could not have anticipated
that the hearing would proceed to an unannounced invasion of the sanctity and privacy of
his home. Regardless of whether the ex-husband had failed to provide belongings he was
previously directed to provide, Judge Goldston failed to use the appropriate tools available
to her under the law to address such failure because she felt such procedures were
ineffective. Instead, she, along with her bailiff, the ex-wife, and the ex-wife’s attorney,
proceeded to enter the ex-husband’s home, over his strenuous objections, directed that he
stop recording the incident, and began searching for items on the list of items he was to
produce. Such an invasion of the ex-husband’s home was an egregious abuse of process.
Moreover, Judge Goldston clearly left her role as an impartial judicial officer
and participated in an executive function when she entered the ex-husband’s home to
oversee the search. As we have previously held:
A Judge is not expected to and should not summarily step from his judicial function and become an investigator, prosecutor, arresting officer, or instigator of legal actions, for when he does, he lessens the public confidence in the impartiality of his office. It is important that the Judge not only actually maintain integrity and impartiality, but that he must
23 also give the appearance of such. No Judge should take unto himself activities or functions which are delegated to other branches of the government.
W. Va. Jud. Inquiry Comm’n v. Dostert, 165 W. Va. 233, 237, 271 S.E.2d 427, 429–30
(1980) (quoting West Virginia Judicial Review Board findings).
Finally, we find that the parties’ previous stipulations in this matter, while
not binding on our decision, are nonetheless relevant to our determination. Judge Goldston
clearly agreed with the Judicial Disciplinary Counsel’s recommendation that she be
censured and fined $5,000. Admittedly, however, such agreement was made with the
acknowledgment that “the decision to accept the recommendation concerning discipline
rests solely within the purview of the Judicial Hearing Board and the State Supreme Court.”
Ultimately, the decision as to the proper sanction to be imposed rests with
this Court, and we may “accept or reject the disciplinary sanction” recommended by the
Judicial Hearing Board. Crislip, 182 W. Va. at 638, 391 S.E.2d at 85. We find that the
facts of this case warrant a censure, as was stipulated by the parties, and to the extent that
the Judicial Hearing Board determined otherwise, we reject such recommendation. An
admonishment is insufficient to address the seriousness of Judge Goldston’s conduct and
the impact such violations have on the public’s confidence in the judiciary.
However, further exercising our authority to accept or reject the
recommendation of the Judicial Hearing Board, we accept the Board’s recommendation
that Judge Goldston be fined $1,000. We believe that the imposition of a censure, rather
than an admonishment, adequately recognizes the seriousness of Judge Goldston’s
24 conduct. Such sanction, coupled with the $1,000 fine, will fulfill the disciplinary goals of
preserving and enhancing the public’s confidence in the “honor, integrity, dignity, and
efficiency of the members of the judiciary and the system of justice.” Cruickshanks, 220
W. Va. at 514, 648 S.E.2d at 20, syl. pt. 1, in part.
Based upon the facts and circumstances of this case, and taking into account
the mitigating factors present, as well as the parties’ previous stipulations in this matter,
we impose a censure and a fine of $1,000.
IV. CONCLUSION
For the foregoing reasons, the Court orders that Judge Goldston is censured
and ordered to pay a fine of $1,000.
Censure and fine ordered.