In the Matter of the Guardianship of Judy R. Semrad, an Incapacitated Person v. the State of Texas
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Opinion
Opinion issued August 29, 2023
In The
Court of Appeals For The
First District of Texas ———————————— NO. 01-21-00491-CV ——————————— IN THE MATTER OF THE GUARDIANSHIP OF JUDY R. SEMRAD, AN INCAPACITATED PERSON
On Appeal from the County Court at Law No. 4 Fort Bend County, Texas Trial Court Case No. 20-CPR-034009
MEMORANDUM OPINION
Staci Semrad appeals from the county court’s final judgment closing the
guardianship of her late mother. In a dozen issues, she challenges the final judgment
and various rulings the county court made before or after the entry of judgment. For
the reasons explained below, we reverse the county court’s judgment and remand
this cause to the county court for further proceedings consistent with our opinion. BACKGROUND
In 2015, Probate Court No. 1 of Bexar County appointed David Semrad as the
permanent guardian of his wife, Judy Semrad, and as the permanent community
administrator of their community estate.
In 2019, David and Judy moved to Katy to be closer to family, and the
guardianship was transferred to Fort Bend County.
In January 2021, David died. One of David and Judy’s daughters, Staci
Semrad, applied in County Court at Law No. 4 of Fort Bend County to be appointed
successor guardian of Judy’s person and community administrator. Their other
daughter, Tavi Sellers, subsequently applied for appointment as well, resulting in a
contested guardianship proceeding.
Staci and Tavi contemporaneously executed a Rule 11 agreement regarding
the guardianship proceeding. Among other things, they agreed that:
• Staci would be appointed guardian of Judy’s person at the final hearing and would make all treatment and residential decisions in the interim;
• Tavi would be appointed guardian of Judy’s estate at the final hearing, which consisted of a retirement account, motor vehicles, and a home; and
• Tavi, as executor of David’s will, would probate his will so that the home could be sold “in the guardianship and in decedent’s estate.”
Staci and Tavi also agreed the latter would seek appointment of an attorney
ad litem to represent Judy in the contested guardianship proceeding. Tavi did so, and
the county court appointed Alicia Klosowsky as attorney ad litem.
2 In April 2021, Klosowsky moved for the appointment of a guardian ad litem
to represent Judy’s interest. The county court appointed Amber Homolka to this
position, and it directed Homolka to interview Judy, investigate the need for
guardianship, and file a written report concerning Judy’s best interest.
In May 2021, Staci twice supplemented her guardianship application. In her
supplements, she stated she had incurred expenses in caring for her mother. She also
stated she had incurred legal fees due to her need for representation in the
guardianship proceeding. Staci requested reimbursement of her expenses and the
award of her fees.
That same month, the county court held an emergency hearing at Homolka’s
request due to concerns that had been expressed about Judy’s medical care. At the
hearing, the county court heard testimony from three witnesses: Staci, Tavi, and
Homolka. Afterward, the county court discharged Homolka as guardian ad litem and
appointed her as the temporary guardian of Judy’s person. Within a week or so, the
county court also entered an order approving $2,633.75 in fees to Homolka for the
legal services she had rendered in her capacity as guardian ad litem. The court
ordered the county to pay these fees.
Judy died later in May, while the proceeding remained pending.
In early June 2021, Klosowsky applied for payment of her legal fees as
attorney ad litem in the amount of $3,637.50. The county court approved her fee
3 application and ordered this amount to be paid from Judy’s estate. In the same order,
the court discharged Klosowsky as attorney ad litem.
On June 10, Tavi nonsuited her guardianship application.
The same day that Tavi filed her nonsuit, she and Homolka earlier filed a joint
final report seeking to discharge Homolka as temporary guardian and close the
guardianship and community administration. Tavi joined the final report in her
capacity as the independent executor of David’s estate.
On June 11, the county court signed an order approving the joint final report
and decreed that Judy’s “guardianship of the person, her community administration,
and her temporary guardianship are closed.” In the same order, the court also
discharged Homolka as temporary guardian of Judy’s person. A date-time stamp on
the court’s order reflects that it was not filed until June 30.
In the interim between the signing of the order closing the guardianship
proceeding on June 11 and the filing of the order on June 30, Staci filed an
application for reimbursement on June 23. In total, she sought to be reimbursed for
$6,716.69 in expenses from Judy’s estate. This amount primarily consisted of travel
and lodging expenses incurred in caring for Judy during the pendency of the
contested guardianship proceeding. Staci attached various receipts.
Staci contemporaneously filed a separate application for the payment of
attorney’s fees she incurred in the contested guardianship proceeding. She sought
4 $17,772.81. She relied on section 1155.054 of the Texas Estates Code and sought
payment from Judy’s estate. Staci supported her fee application with an affidavit
made by her lawyer and his billing records.
Tavi moved to dismiss Staci’s applications on the ground that Judy’s death
made all guardianship-related matters moot and deprived the county court of
jurisdiction, with the exception of addressing the fees of court-appointed lawyers.
Tavi maintained that Staci’s applications for reimbursement and fees instead had to
be presented to the administrator of Judy’s probate estate.
In response, Staci argued that Tavi had nonsuited her guardianship application
and thus was a nonparty without standing to oppose the relief Staci sought. Staci
further argued that the county court presiding over the guardianship proceeding was
the only forum with the authority to entertain her applications for reimbursement
and fees, even if an award must ultimately be paid out of Judy’s probate estate.
The record does not contain rulings on Staci’s applications for reimbursement
or fees. Nor does it contain a ruling on Tavi’s motion to dismiss these applications.
In early July 2021, Staci moved for reconsideration of the county court’s order
closing the contested guardianship proceeding without considering her applications
for reimbursement and fees. Staci argued that because the court’s order was signed
June 11 but only filed June 30, she did not have the opportunity to object to either
the closure of the guardianship proceeding or the approval of the temporary
5 guardian’s final report. Tavi opposed the motion for reconsideration. Both parties
briefed the issues, primarily focusing on whether the county court had jurisdiction
to consider Staci’s applications for reimbursement and fees after Judy’s death.
The county court held a hearing on Staci’s motion for reconsideration in late
August 2021. Two days later, on August 25, the court denied her motion for
reconsideration. In doing so, the county court explained that it had only ever
appointed a temporary guardian of Judy’s person, but not a guardian as to Judy’s
Free access — add to your briefcase to read the full text and ask questions with AI
Opinion issued August 29, 2023
In The
Court of Appeals For The
First District of Texas ———————————— NO. 01-21-00491-CV ——————————— IN THE MATTER OF THE GUARDIANSHIP OF JUDY R. SEMRAD, AN INCAPACITATED PERSON
On Appeal from the County Court at Law No. 4 Fort Bend County, Texas Trial Court Case No. 20-CPR-034009
MEMORANDUM OPINION
Staci Semrad appeals from the county court’s final judgment closing the
guardianship of her late mother. In a dozen issues, she challenges the final judgment
and various rulings the county court made before or after the entry of judgment. For
the reasons explained below, we reverse the county court’s judgment and remand
this cause to the county court for further proceedings consistent with our opinion. BACKGROUND
In 2015, Probate Court No. 1 of Bexar County appointed David Semrad as the
permanent guardian of his wife, Judy Semrad, and as the permanent community
administrator of their community estate.
In 2019, David and Judy moved to Katy to be closer to family, and the
guardianship was transferred to Fort Bend County.
In January 2021, David died. One of David and Judy’s daughters, Staci
Semrad, applied in County Court at Law No. 4 of Fort Bend County to be appointed
successor guardian of Judy’s person and community administrator. Their other
daughter, Tavi Sellers, subsequently applied for appointment as well, resulting in a
contested guardianship proceeding.
Staci and Tavi contemporaneously executed a Rule 11 agreement regarding
the guardianship proceeding. Among other things, they agreed that:
• Staci would be appointed guardian of Judy’s person at the final hearing and would make all treatment and residential decisions in the interim;
• Tavi would be appointed guardian of Judy’s estate at the final hearing, which consisted of a retirement account, motor vehicles, and a home; and
• Tavi, as executor of David’s will, would probate his will so that the home could be sold “in the guardianship and in decedent’s estate.”
Staci and Tavi also agreed the latter would seek appointment of an attorney
ad litem to represent Judy in the contested guardianship proceeding. Tavi did so, and
the county court appointed Alicia Klosowsky as attorney ad litem.
2 In April 2021, Klosowsky moved for the appointment of a guardian ad litem
to represent Judy’s interest. The county court appointed Amber Homolka to this
position, and it directed Homolka to interview Judy, investigate the need for
guardianship, and file a written report concerning Judy’s best interest.
In May 2021, Staci twice supplemented her guardianship application. In her
supplements, she stated she had incurred expenses in caring for her mother. She also
stated she had incurred legal fees due to her need for representation in the
guardianship proceeding. Staci requested reimbursement of her expenses and the
award of her fees.
That same month, the county court held an emergency hearing at Homolka’s
request due to concerns that had been expressed about Judy’s medical care. At the
hearing, the county court heard testimony from three witnesses: Staci, Tavi, and
Homolka. Afterward, the county court discharged Homolka as guardian ad litem and
appointed her as the temporary guardian of Judy’s person. Within a week or so, the
county court also entered an order approving $2,633.75 in fees to Homolka for the
legal services she had rendered in her capacity as guardian ad litem. The court
ordered the county to pay these fees.
Judy died later in May, while the proceeding remained pending.
In early June 2021, Klosowsky applied for payment of her legal fees as
attorney ad litem in the amount of $3,637.50. The county court approved her fee
3 application and ordered this amount to be paid from Judy’s estate. In the same order,
the court discharged Klosowsky as attorney ad litem.
On June 10, Tavi nonsuited her guardianship application.
The same day that Tavi filed her nonsuit, she and Homolka earlier filed a joint
final report seeking to discharge Homolka as temporary guardian and close the
guardianship and community administration. Tavi joined the final report in her
capacity as the independent executor of David’s estate.
On June 11, the county court signed an order approving the joint final report
and decreed that Judy’s “guardianship of the person, her community administration,
and her temporary guardianship are closed.” In the same order, the court also
discharged Homolka as temporary guardian of Judy’s person. A date-time stamp on
the court’s order reflects that it was not filed until June 30.
In the interim between the signing of the order closing the guardianship
proceeding on June 11 and the filing of the order on June 30, Staci filed an
application for reimbursement on June 23. In total, she sought to be reimbursed for
$6,716.69 in expenses from Judy’s estate. This amount primarily consisted of travel
and lodging expenses incurred in caring for Judy during the pendency of the
contested guardianship proceeding. Staci attached various receipts.
Staci contemporaneously filed a separate application for the payment of
attorney’s fees she incurred in the contested guardianship proceeding. She sought
4 $17,772.81. She relied on section 1155.054 of the Texas Estates Code and sought
payment from Judy’s estate. Staci supported her fee application with an affidavit
made by her lawyer and his billing records.
Tavi moved to dismiss Staci’s applications on the ground that Judy’s death
made all guardianship-related matters moot and deprived the county court of
jurisdiction, with the exception of addressing the fees of court-appointed lawyers.
Tavi maintained that Staci’s applications for reimbursement and fees instead had to
be presented to the administrator of Judy’s probate estate.
In response, Staci argued that Tavi had nonsuited her guardianship application
and thus was a nonparty without standing to oppose the relief Staci sought. Staci
further argued that the county court presiding over the guardianship proceeding was
the only forum with the authority to entertain her applications for reimbursement
and fees, even if an award must ultimately be paid out of Judy’s probate estate.
The record does not contain rulings on Staci’s applications for reimbursement
or fees. Nor does it contain a ruling on Tavi’s motion to dismiss these applications.
In early July 2021, Staci moved for reconsideration of the county court’s order
closing the contested guardianship proceeding without considering her applications
for reimbursement and fees. Staci argued that because the court’s order was signed
June 11 but only filed June 30, she did not have the opportunity to object to either
the closure of the guardianship proceeding or the approval of the temporary
5 guardian’s final report. Tavi opposed the motion for reconsideration. Both parties
briefed the issues, primarily focusing on whether the county court had jurisdiction
to consider Staci’s applications for reimbursement and fees after Judy’s death.
The county court held a hearing on Staci’s motion for reconsideration in late
August 2021. Two days later, on August 25, the court denied her motion for
reconsideration. In doing so, the county court explained that it had only ever
appointed a temporary guardian of Judy’s person, but not a guardian as to Judy’s
estate (or successor community administrator), after David’s death. Though the court
was not explicit on this point, it seems to have agreed with Tavi’s position that the
county court lacked jurisdiction to consider Staci’s applications, given that Judy had
died after David, which resulted in there being no ward or ward’s estate.
On September 1, the county court awarded Homolka $2,293.90 for legal
services rendered in her capacity as temporary guardian. The court specified that the
award was “to be paid by the ward’s estate.” Though the county court had already
discharged Homolka as temporary guardian in its June 11 order, the court’s
September 1 order also stated it was discharging her.
Staci then filed her notice of appeal roughly one week later.
DISCUSSION
Staci, who is pro se on appeal, challenges several of the county court’s rulings.
She does so in twelve separate issues, many of which are essentially intertwined.
6 Refusal to Consider Reimbursement and Fee Applications
In her fourth and fifth issues, Staci contends the county court erred both in
rendering a final judgment without first considering her applications for
reimbursement and attorney’s fees and in denying her motion for reconsideration.
Staci maintains that the county court’s final judgment—its decision closing
the guardianship proceeding—and its refusal to reconsider that decision and reopen
the guardianship proceeding are erroneous because the county court failed to heed
controlling precedent. In particular, she argues the county court erroneously
concluded it lacked subject-matter jurisdiction to hear her applications due to Judy’s
death. Staci posits that whether she is entitled to reimbursement of expenses or
attorney’s fees remains a justiciable controversy even after the death of the ward.
Standard of Review
In general, we review a motion for reconsideration, which in this instance is
the equivalent of a motion for new trial, for an abuse of discretion. See, e.g., Mullins
v. Martinez R.O.W., LLC, 498 S.W.3d 700, 705 (Tex. App.—Houston [1st Dist.]
2016, no pet.) (reviewing trial court’s rulings on motion to reconsider summary
judgment and motion for new trial for abuse of discretion). A trial court abuses its
discretion when, among other things, its decision is contrary to law. Epstein v.
Hutchison, 175 S.W.3d 805, 807 (Tex. App.—Houston [1st Dist.] 2004, pet. denied);
see also Harold v. Carrick, No. 01-12-00175-CV, 2013 WL 4828744, at *1 (Tex.
7 App.—Houston [1st Dist.] Sept. 10, 2013, pet. denied) (mem. op.) (reciting that trial
court abuses discretion when its ruling is contrary to caselaw). When a ruling turns
on a question of law, we review that question de novo. Epstein, 175 S.W.3d at 807.
Whether a ward’s death moots a controversy and thereby deprives the trial court of
subject-matter jurisdiction to hear the controversy is a question of law. See David
Powers Homes v. M.L. Rendleman Co., 355 S.W.3d 327, 333–34 (Tex. App.—
Houston [1st Dist.] 2011, no pet.) (stating mootness implicates subject-matter
jurisdiction, the existence of which is legal question that courts review de novo).
Analysis
As the county court’s subject-matter jurisdiction is a threshold issue, we must
take it up first. See In re Guardianship of Fairley, 650 S.W.3d 372, 380–82 (Tex.
2022) (resolving jurisdictional issues first, including whether ward’s death ended
guardianship as well as trial court’s subject-matter jurisdiction as to guardianship).
Texas law allows for the creation of a guardianship of the person or an estate
or both. Id. at 380–81. Together, Staci and Tavi applied for guardianship of their
mother Judy’s person and estate. Judy died before their applications were resolved.
At the time of Judy’s death, the county court had only appointed a temporary
guardian, Homolka, as to Judy’s person. There was no guardian of Judy’s estate.
(Previously, before his death, Staci and Tavi’s father, David, had been the guardian
8 of Judy’s person and had administered their joint property in his capacity as
community administrator.)
When a ward, like Judy, dies, a guardianship of the person necessarily ends.
Id. at 381. Pending disputes about the guardianship of the person itself, such as
whether Staci or Tavi should be appointed as guardian of Judy’s person, become
moot, thereby depriving a trial court of the subject-matter jurisdiction to resolve
them. See Easterline v. Bean, 49 S.W.2d 427, 428–31 (Tex. 1932) (holding when
ward subject to guardianship dies, probate court loses jurisdiction save for settling
and closing guardianship and guardian can no longer act on behalf of dead ward);
see, e.g., In re Guardianship of Venegas, 615 S.W.3d 374, 375–76 (Tex. App.—El
Paso 2020, no pet.) (concluding appeal was mooted by death of ward because sole
disputes concerned whether trial court abused discretion in finding ward was totally
incapacitated and granting application seeking guardianship of ward’s person); but
cf. In re Guardianship of Fairley, 650 S.W.3d at 381 (noting that Estates Code
authorizes guardian of person to take certain, specified actions even after ward dies).
However, the trial court does not immediately lose subject-matter jurisdiction
with respect to the underlying guardianship proceeding upon the death of the ward.
Rather, upon the death of the ward, the trial court continues to have subject-matter
jurisdiction over the guardianship proceeding until the trial court settles and closes
the guardianship and discharges any appointed guardians. In re Guardianship of
9 Fairley, 650 S.W.3d at 381. Other disputes relating to the guardianship, such as those
involving any attorney’s fees ostensibly recoverable within the proceeding remain
in controversy and must be addressed as part of settling and closing the guardianship.
E.g., Zipp v. Wuemling, 218 S.W.3d 71, 74 (Tex. 2007) (per curiam) (holding that
whether former guardian had been properly removed and had legally cognizable
interest in fees and costs remained justiciable controversy even after ward died);
Whatley v. Walker, 302 S.W.3d 314, 320 n.10 (Tex. App.—Houston [14th Dist.]
2009, pet. denied) (noting that death of ward mooted appeal of order appointing
guardian but that dispute as to who should settle estate remained live controversy).
These jurisdictional principles are embodied in the Estates Code, which
provides that a guardianship proceeding begins with the filing of a guardianship
application and ends when “the guardianship is settled and closed.” TEX. EST. CODE
§ 1022.002(d); see In re Guardianship of Fairley, 650 S.W.3d at 381 (relying on
section 1022.002(d) for purposes of deciding when trial court’s jurisdiction ends).
The Estates Code requires the trial court to settle and close a guardianship
proceeding upon the death of the ward. See EST. §§ 1202.001(b)(1), 1204.001(a),
(b)(1) (providing guardianship and guardianship of estate shall be settled and closed
when ward dies). But the Code envisions that a guardian and the court may need to
take various actions before a guardianship proceeding can be settled and closed. See,
e.g., id. § 1204.051 (authorizing guardian, with court approval, to make funeral
10 arrangements and pay funeral expenses and all other debts before guardianship of
person or estate of ward is closed upon ward’s death); id. at § 1204.101 (directing
guardian of estate to present to court verified account for final settlement when
guardianship of estate is required to be settled and closed); id. at § 1204.108(a)–(b)
(instructing guardian of person to deliver all of deceased ward’s property in guardian
of person’s possession to personal representative of deceased ward’s estate or other
person entitled to property and to file affidavit regarding disposition of such property
on settlement of guardianship of estate).
Judy died on May 23, 2021. Tavi filed a suggestion of death notifying the
county court two days later. On June 10, Tavi and Homolka jointly moved to
discharge Homolka as temporary guardian of Judy’s person and close the
proceeding. The next day, the county court signed the order discharging Homolka
and closing the guardianship of Judy’s person. But this order was not filed in the
county court’s records until June 30, and Staci represents that she did not receive
notice of the order beforehand. About a week before June 30, Staci had applied for
reimbursement of certain expenses and an award of attorney’s fees. These
applications were consistent with her supplemental pleadings, filed earlier in May,
in which she sought recovery of these expenses and fees from Judy’s estate. But due
to the sequence of events, the county court never addressed Staci’s applications for
reimbursement and fees before it signed the order closing the guardianship
11 proceeding on June 11, and when Staci sought reconsideration of that order
afterward, the county court agreed with Tavi that it lacked subject-matter jurisdiction
to consider Staci’s applications due to Judy’s death.
On appeal, Staci argues she is entitled to reimbursement under section
1155.101 of the Estates Code, which provides that a “guardian is entitled to
reimbursement from the guardianship estate for all necessary and reasonable
expenses incurred in performing any duty as a guardian.” EST. § 1155.101. Though
Staci was not appointed as Judy’s guardian, Staci and Tavi did sign a Rule 11
agreement—filed with the county court on January 11, 2021—providing that Staci
would be appointed guardian of Judy’s person at the final hearing and would make
all decisions concerning their mother’s treatment and residence in the interim. This
arrangement under which Staci made all decisions concerning Judy’s treatment and
residence did not come to an end until the May 2021 emergency hearing, after which
Homolka was appointed temporary guardian as to Judy’s person. Under these
circumstances, the language of section 1155.101 arguably excludes reimbursement,
as it applies solely to guardians. But there is authority for reimbursing persons who
undertake the responsibilities of a guardian of the person when no guardian of the
person exists and discharge these responsibilities in good faith with the knowledge
of the court. Pemberton v. Leatherwood, 218 S.W.2d 500, 506–07 (Tex. App.—
12 Eastland 1949, writ ref’d n.r.e.). Thus, it is possible on the record before us that Staci
may be entitled to reimbursement of some expenses.
On appeal, Staci also argues she is entitled to attorney’s fees under section
1155.054 of the Estates Code, which provides that a trial court that creates a
guardianship “may authorize the payment of reasonable and necessary attorney’s
fees, as determined by the court, in amounts the court considers equitable and just”
from the ward’s estate to an attorney who represented an applicant, whether or not
the applicant is appointed as guardian, so long as “the court finds that the applicant
acted in good faith and for just cause in the filing and prosecution of the application.”
EST. § 1155.054(a)–(c). Here, the county court appointed a temporary guardian, and
thus created a guardianship. See id. § 1002.012(a)(3) (defining “guardian” to include
any “temporary guardian”). This makes the attorney’s fee provision applicable. See
id. § 1155.054(a) (providing for possibility of fee award when court creates
guardianship); In re Guardianship of Burley, 499 S.W.3d 196, 199–200 (Tex.
App.—Houston [14th Dist.] 2016, pet. denied) (noting that section 1155.054 allows
award of fees when court creates guardianship, provided applicant acted in good
faith and for just cause); see also Est. § 1251.102 (providing that provisions relating
to guardianship of persons and estates “apply to the temporary guardianship of the
persons and estates of incapacitated persons, to the extent the provisions may be
13 made applicable”). Thus, it is possible on the record before us that Staci could
recover some attorney’s fees.
The county court did not lose jurisdiction to decide Staci’s applications for
reimbursement and attorney’s fees when the ward—her mother, Judy—died. In this
respect, our Supreme Court’s decision in Zipp is controlling. In that case, the Court
held that a dispute about whether fees were cognizable survived the ward’s death.
Zipp, 218 S.W.3d at 74; see also McIntyre v. McIntyre, No. 14-18-00609-CV, 2019
WL 4511323, at *1–2 (Tex. App.—Houston [14th Dist.] Sept. 19, 2019, no pet.)
(mem. op.) (relying on Zipp for proposition that dispute about attorney’s fees
remained justiciable controversy and did not become moot upon death of ward); In
re Guardianship of Peterson, Nos. 01-15-00567-CV & 01-15-00586-CV, 2016 WL
4487511, at *5 (Tex. App.—Houston [1st Dist.] Aug. 25, 2016, no pet.) (mem. op.)
(relying on Zipp in part in holding that probate court did not err in entering judgment
on mediated settlement agreement parties to guardianship proceeding executed
before proposed ward’s death to resolve various guardianship-related disputes).
In the county court, Tavi argued in part that this case differs from ones like
Zipp, inasmuch as the county court had only appointed a temporary guardian of the
person but not a guardian of the estate before Judy died. Because the guardianship
of Judy’s person ended on her death and there never was a guardianship of Judy’s
estate, Tavi maintained that there was no guardianship estate to settle and close upon
14 Judy’s death or a guardianship estate from which Staci could be reimbursed or
recover her attorney’s fees in this proceeding. See EST. §§ 1155.054(a)–(b),
1155.101 (providing trial court generally should award applicant’s attorney’s fees
from “ward’s estate” and reimburse guardian’s expenses from “guardianship
estate”).
We disagree with Tavi to the extent she maintains that these circumstances
make a jurisdictional difference that precludes reimbursement or a fee award. Here,
“estate” and “guardianship estate” are statutorily defined terms. These terms are
defined by the Estates Code simply as “a ward’s or deceased ward’s property.” Id.
§ 1002.010. Hence, when the Code provides for “reimbursement from the
guardianship estate for all necessary and reasonable expenses incurred in
performing any duty as a guardian” and the award of reasonable and necessary
attorney’s fees from “the ward’s estate,” id. §§ 1155.054(a), 1155.101 (emphases
added), the Code is merely specifying that any sums awarded shall be recouped from
the “ward’s or deceased ward’s property.” Id. § 1002.010; see also In re
Guardianship of Whitt, 407 S.W.3d 495, 499 (Tex. App.—Houston [14th Dist.]
2013, no pet.) (indicating that under Probate Code’s previously applicable and
materially alike provisions, which are now superseded by provisions of Estates
Code, “ward’s estate” exists whenever guardian is appointed); In re Guardianship
of Bayne, 171 S.W.3d 232, 236 (Tex. App.—Dallas 2005, pet. denied) (rejecting
15 contentions that “ward’s estate” ceases to exist when ward dies and that one must
therefore apply to executor or administrator of decedent’s estate for payment instead
of guardian). The Estates Code does not limit the ability of parties to seek
reimbursement of guardianship duty expenses or recovery of attorney’s fees for
guardianship applications to proceedings in which the trial court has appointed a
guardian of the ward’s estate. In addition to being inconsistent with the Estate Code’s
definitions of “estate” and “guardianship estate,” Tavi’s proposed interpretation of
the Code is inconsistent with the attorney’s fee provision itself, which authorizes a
“court that creates a guardianship” for a ward to award attorney’s fees for
guardianship applications, without limiting this authorization to guardianships of the
estate. Id. § 1155.054(a); see also id. at § 1002.012(b) (providing that, unless
expressly provided otherwise, term “guardian” includes “guardian of the person”
and “guardian of the estate”). Indeed, subject to court approval, an appointed
guardian may pay debts “out of the deceased ward’s estate” before “a guardianship
of the person or estate of a ward is closed on the ward’s death” in settling and closing
the guardianship proceeding. Id. § 1204.051 (emphasis added).
To be clear, we do not hold that Staci is entitled to reimbursement or
attorney’s fees. The recovery of both turns on the outcome of factual inquiries the
county court never made due to its erroneous conclusion that it lacked subject-matter
jurisdiction to consider Staci’s applications. Any right to reimbursement requires a
16 showing that Staci served as a de facto guardian of her mother’s person for some
period of time and discharged her responsibilities in good faith. Pemberton, 218
S.W.2d at 506–07. Similarly, any right to fees depends on a showing that Staci filed
and prosecuted her guardianship application in good faith and for just cause. EST.
§ 1155.054(c). These factual issues are not developed in the record on appeal. In
addition, the fee statute at issue is discretionary, not mandatory, and requires a
showing that the fees in question were both reasonable and necessary. See id.
§ 1155.054(a) (specifying that court that creates guardianship “may authorize the
payment of reasonable and necessary attorney’s fees”); Goode v. McGuire, No. 01-
20-00028-CV, 2021 WL 4432534, at *9 (Tex. App.—Houston [1st Dist.] Sept. 28,
2021, no pet.) (mem. op.) (holding section 1155.054(a) gives court that has created
guardianship “discretion to award attorney’s fees” to applicant). So the statute does
not necessarily require a fee award even when good faith and just cause are shown.
We hold only that the county court erred in concluding it lacked subject-matter
jurisdiction to consider Staci’s applications and instead should have considered her
applications. Therefore, we sustain Staci’s fourth and fifth issues to the extent she
argues the county court erred in denying her motion for reconsideration by
disregarding controlling precedent on the issue of subject-matter jurisdiction. On
remand, we direct the county court to grant Staci’s motion for reconsideration,
reopen the guardianship proceeding for the purpose of hearing her applications for
17 reimbursement of expenses and attorney’s fees, and make a decision based on her
applications as to whether she is entitled to reimbursement and/or attorney’s fees.
Temporary Guardian’s Attorney’s Fees
In her ninth issue, Staci argues the county court erred in awarding Homolka
her fees as temporary guardian on September 1, 2021, as the court’s plenary power
had expired. In her tenth issue, Staci argues that the county court erred in awarding
these fees because Homolka’s request was not verified or supported by affidavit.
Whether a trial court acted after its plenary power expired is a question of
subject-matter jurisdiction, which we review de novo. In re Est. of Brazda, 582
S.W.3d 717, 731 (Tex. App.—Houston [1st Dist.] 2019, no pet.); Schroeder v. LND
Mgmt., 446 S.W.3d 94, 97 (Tex. App.—Houston [1st Dist.] 2014, no pet.).
Assuming that the trial court makes a fee award while it retains the plenary
power to do so, we generally review the trial court’s approval of attorney’s fees
incurred by a guardian for an abuse of discretion. Epstein, 175 S.W.3d at 807.
The county court closed the guardianship proceeding on June 11, 2021, when
it signed its written order doing so. See Crampton v. Comm’n for Lawyer Disc., No.
01-20-00249-CV, 2022 WL 961557, at *16 (Tex. App.—Houston [1st Dist.] Mar.
31, 2022, no pet.) (mem. op.) (stating that when trial court signs judgment without
18 first making oral pronouncement in open court, act of signing constitutes rendition
of judgment). Staci timely moved for reconsideration on July 7, 2021, which the
county court denied on August 25, 2021, the seventy-fifth day after it rendered
judgment. See TEX. R. CIV. P. 329b(c) (allowing trial court 75 days after signing of
judgment to decide timely motions for new trial); see also Adams v. Ross, No. 01-
15-00315-CV, 2016 WL 4128335, at *2 (Tex. App.—Houston [1st Dist.] Aug. 2,
2016, no pet.) (mem. op.) (stating that motion for reconsideration seeking
modification or reversal of judgment is treated as motion for new trial). Under these
circumstances, the county court’s plenary power did not expire for another 30 days
after denying reconsideration, on September 24, 2021. See TEX. R. CIV. P. 329b(e)
(providing trial court has plenary power until 30 days after all timely new-trial
motions are overruled); In re Dickason, 987 S.W.2d 570, 571 & n.3 (Tex. 1998) (per
curiam) (relying on Rule 329b(e) for proposition that trial court has plenary power
for 30 days after it overrules timely new-trial motion).
The county court signed its written order awarding Homolka attorney’s fees
in the amount of $2,293.90 for her work as temporary guardian on September 1,
2021. Thus, contrary to Staci’s position, the county court made this fee award before
its plenary power expired. See, e.g., Price Constr. v. Castillo, 147 S.W.3d 431, 440
& n.2 (Tex. App.—San Antonio 2004, pet. denied) (supp. op. on en banc
reconsideration) (holding trial court retained plenary power for 30 days after denial
19 of new-trial motion and thus had jurisdiction to modify its judgment to award ad
litem fees within this time). We overrule Staci’s ninth issue concerning the county
court’s plenary power.
As to Staci’s complaint that Homolka’s fee request was not verified or
supported by affidavit, the record is limited. The county court’s September 1 order
recites that Homolka made “an application for the payment” of her attorney’s fees.
However, the record merely contains a proposed order awarding these attorney’s
fees filed by Homolka and invoices detailing her work as temporary guardian.
Homolka filed these documents with the court on June 8.
The county court then signed its final judgment closing the guardianship
proceeding three days later, on June 11, without awarding these fees. As previously
noted, the court did not award Homolka her fees as temporary guardian until
September 1.
In the interim, in her motion for reconsideration of the court’s order closing
the guardianship proceeding, Staci objected to Homolka’s then-pending fee request
on the basis that it was made “without filing an application or any affidavit
supporting her claimed fees” and was based on “unverified invoices.” Despite not
having considered this objection, the county court denied reconsideration.
Given the record before us, we sustain Staci’s tenth issue because the county
court erred in not considering Staci’s objection that Homolka’s request for attorney’s
20 fees as to her service as temporary guardian is unverified and thus cannot support an
award. Thus, on remand, we direct the county court to hear and decide this objection
to Homolka’s request for these attorney’s fees. To the extent that Staci’s objection
has merit but the deficiency, if any, in Homolka’s application for fees can be cured,
the county court may, in the exercise of its discretion, allow Homolka to do so.
Discharge of the Temporary Guardian
In her first issue, Staci argues in part that the county court’s premature closure
of the guardianship proceeding deprived her of the opportunity to object to the
discharge of Homolka as temporary guardian. In her sixth issue, Staci argues that
the county court erred in discharging Homolka as temporary guardian because
Homolka failed to provide information about the disposition of the ward’s property
required by sections 1204.108(a)–(b) and 1204.151 of the Estates Code. Staci argues
that she has an interest in a proper accounting as she is a descendant of the ward.
Below, she raised these complaints in her motion for reconsideration of the county
court’s order discharging the temporary guardian and closing the proceeding.
We generally review a trial court’s rulings in guardianship proceedings for an
abuse of discretion. See In re Guardianship of Bayne, 171 S.W.3d at 235 (saying so
as to “court’s rulings on guardianship and probate applications” in general); see also
In re Guardianship of Erickson, 208 S.W.3d 737, 743 (Tex. App.—Texarkana 2006,
21 no pet.) (stating that court reviews removal of guardian for abuse of discretion). And,
as previously noted, we likewise review a trial court’s denial of reconsideration for
an abuse of discretion. Mullins, 498 S.W.3d at 705. A trial court has no discretion to
disregard statutory directives. See Turrubiartes v. Olvera, 539 S.W.3d 524, 528
(Tex. App.—Houston [1st Dist.] 2018, pet. denied) (stating that trial court “has no
discretion to misconstrue the law or misapply the law to the facts” and thus abuses
its discretion “when it fails to analyze or apply the law correctly” to facts at hand).
We reject Staci’s complaints about the discharge of the temporary guardian
and the temporary guardian’s final accounting because the provisions on which Staci
relies solely apply when the trial court has appointed a guardian of the estate. As
Staci concedes, however, “no guardian of the estate was appointed” for her mother.
When a guardianship of the estate must be settled, the guardian of the estate
must present to the court a verified account for final settlement. EST. §§ 1204.101–
.102. When the guardian of the estate does so, the court clerk must issue citation
notifying certain persons of the time and place that the court will consider the final
account, so that these persons may contest the account. See id. § 1204.105.
A guardian of the person also has certain accounting obligations, but these
obligations solely apply when a guardianship of the estate must be settled. See id.
§ 1204.108 (“Delivery of Ward’s Property in Possession of Guardian of the Person
22 on Settlement of Guardianship of the Estate”) (emphasis added). When this is the
case, the guardian of the person must deliver the property of a deceased ward to the
personal representative of the deceased ward’s estate or other person entitled to the
property. Id. § 1204.108(a). And, if none of the ward’s property is in the guardian of
the person’s possession or control, then the guardian of the person must no later than
60 days after the date on which the guardianship must be settled file an affidavit
identifying to whom the ward’s property was delivered. Id. § 1204.108(b); see also
id. § 1204.109 (providing that court must order any part of estate in guardian’s
possession to be delivered to personal representative of deceased ward’s estate or
any other person entitled to estate when guardianship estate is finally settled); id.
§ 1204.151 (providing that court shall enter order discharging guardian “if, on final
settlement of the estate, none of the estate remains in the guardian’s possession”).
The Texas Estates Code does not have any corresponding accounting
provisions applicable to a guardian of the person when, as in this case, there has not
also been a guardianship of the estate. Presumably, the Code lacks such accounting
provisions because it generally does not contemplate that a ward’s property will
come into the possession or control of a guardian in the absence of a guardianship
of the estate. Compare id. § 1151.051 (setting forth general powers and duties of
guardian of person, which do not include possession and management of ward’s
property), with id. § 1151.101 (setting forth general powers and duties of guardian
23 of estate, which do include possession and management of ward’s property).
In this particular case, Homolka was the temporary guardian of Judy’s person
for a mere 20 days, as the county court appointed her as temporary guardian at the
emergency hearing in May and Judy died 20 days later. Staci has not alleged that
any of Judy’s property came into Homolka’s possession or control during this brief
tenure or that Homolka retains any of Judy’s property. Nor does the record suggest
that Homolka took possession or control of any property when she was guardian.
And Staci has not identified any ground for objecting to the discharge of Homolka
as temporary guardian apart from the purported failure to make a proper accounting.
Given the law and the record before us, we overrule Staci’s first and sixth
issues regarding the discharge of Homolka and her final accounting to the court.
Guardian ad Litem’s Report and File
In her seventh issue, Staci contends that the county court erred by effectively
sealing the guardian ad litem’s report, thereby withholding its contents from public
view. Staci claims that she discovered that the report contains unspecified “false
statements” about her after the county court belatedly shared the report with the
parties. She argues that these falsehoods harmed her because they were the basis on
which Homolka was appointed temporary guardian of Judy’s person, displacing
Staci as the decisionmaker concerning her mother’s medical care. Staci further
argues that she was harmed by these false statements because they jeopardized her
24 application to be appointed as the guardian of her mother’s person. Staci requests
that we instruct the county court to correct the false statements and then include the
guardian ad litem’s report in the clerk’s file, making it available to the public.
In her twelfth issue, Staci contends that the county court also erred by denying
her post-judgment discovery requests for access to the guardian ad litem’s case file
and any correspondence between the county court and the guardian ad litem. Staci
maintains that these documents, like the guardian ad litem report itself, are court
records and thus cannot be sealed or withheld from public view and examination.
We review a trial court’s rulings as to whether documents are court records,
whether to seal court records, and whether documents are subject to discovery for
an abuse of discretion. Gen. Tire, Inc. v. Kepple, 970 S.W.2d 520, 526 (Tex. 1998).
But if the trial court makes an error of law, we can only reverse if the error probably
caused the rendition of an improper judgment or probably prevented the appellant
from properly presenting her appellate issues to us. See TEX. R. APP. P. 44.1(a).
Assuming for argument’s sake that the county court abused its discretion for
the reasons advocated by Staci, a subject on which we offer no opinion, her
complaints are moot, and any error is thus harmless and not a basis for reversal.
When a trial court appoints a guardian ad litem in a guardianship proceeding,
25 the guardian ad litem represents the interests of the incapacitated person. EST.
§ 1054.051. The guardian ad litem is “an officer of the court” who is obligated to
“protect the incapacitated person whose interests the guardian has been appointed to
represent in a manner that will enable the court to determine the action that will be
in that person’s best interests.” Id. § 1054.054(a)–(b). To fulfill this obligation, the
guardian ad litem must “investigate whether a guardianship is necessary for the
proposed ward” and “evaluate alternatives to guardianship and supports and services
available to the proposed ward that would avoid the need for appointment of a
guardian.” Id. § 1054.054(c). The “information gathered by the guardian ad litem”
in the course of this investigation and evaluation “is subject to examination by the
court.” Id. § 1054.54(d). Though a report is neither required by nor mentioned in the
Estates Code, a guardian ad litem customarily files “a report with the court outlining
what has been done and describing the conclusions reached.” Thomas M.
Featherstone, Jr. et al., 3 TEX. PRAC. GUIDE: PROBATE § 17.117 (2022–23).
Here, the county court appointed Homolka as guardian ad litem on April 20,
2021. In its order doing so, the county court directed Homolka “to file a written
report with the Court concerning the best interest” of Judy. On May 3, 2021, at
Homolka’s request, the county court held an emergency hearing regarding concerns
expressed about Judy’s medical care. At the end of the hearing or on the following
day, the county court discharged Homolka as guardian ad litem and appointed her
26 as temporary guardian of Judy’s person. Thus, Homolka served as guardian ad litem
for about two weeks in total. The county court did not appoint anyone else as a
guardian ad litem after it discharged Homolka from this position and appointed her
as temporary guardian of Judy’s person.
Despite the brevity of her tenure as guardian ad litem, Homolka prepared a
report of some kind, but she either did not file it with the clerk’s office or else did so
but the report was withheld from the file. The record shows that the county court
referred to the report as “filed” but ordered it to “retain non public status.” The basis
for the county court’s decision to do so is not apparent from the record.
Nonetheless, even if the county court erred in restricting access to the report
and likewise erred in not ordering the guardian ad litem to produce her case file, the
harms that Staci invokes relate to the guardianship of her mother’s person. Staci
complains that due to the guardian ad litem’s advocacy, she was displaced as the
person responsible for making medical decisions for her mother. Staci further
complains that the guardian ad litem’s advocacy jeopardized her application to be
appointed as the guardian of her mother’s person. But these complaints, which
concern who should have been or ultimately would be responsible for Judy’s care,
became moot when Judy died. See Easterline, 49 S.W.2d at 428–31 (holding when
ward dies, probate court loses jurisdiction save for settling and closing guardianship
and guardian can no longer act on behalf of dead ward); In re Guardianship of
27 Venegas, 615 S.W.3d at 375–76 (concluding appeal was mooted by death of ward
because sole disputes concerned whether trial court erred in finding ward was
incapacitated and in granting application seeking guardianship of ward’s person).
We may not reverse the county court’s judgment on the basis of an error of
law unless the error “probably caused the rendition of an improper judgment” or
“probably prevented the appellant from properly presenting” her appeal. TEX. R.
APP. P. 44.1(a). Given her mother’s death and the corresponding mootness of all
issues relating to her mother’s guardianship, the ostensible errors relating to the
guardian ad litem’s report and guardian ad litem’s case file did not cause the
rendition of an improper judgment or prevent Staci from properly presenting her
appeal in this court. Therefore, we overrule Staci’s seventh and twelfth issues.
Audio-Visual Recording of Emergency Hearing
In her eleventh issue, Staci contends the county court erred in denying her
request for an electronic copy of the emergency hearing, removing the audio-visual
recording from the county court’s website after she inquired about obtaining a copy,
and disallowing the court reporter from making a transcript of the hearing. Staci
maintains that these decisions violate her right to access the record and prevented
her from obtaining a record of the hearing, which is necessary for her appeal.
28 Standard of Review
A trial court abuses its discretion when it unlawfully interferes with a party’s
right to obtain a record of the proceedings. See Lesikar v. Anthony, 750 S.W.2d 338,
339–40 (Tex. App.—Houston [1st Dist.] 1988, orig. proceeding) (per curiam)
(holding trial court abused discretion by directing court reporter to turn over notes,
records, transcripts, and copies to court to prevent party from obtaining hearing
transcript). We therefore review a court’s rulings that affect a party’s ability to obtain
a transcription of a hearing or other proceeding for an abuse of discretion. See id.
The county court held the May 2021 emergency hearing by Zoom. Though
three witnesses testified at the hearing, the court reporter represented that no record
was made of the hearing. The court reporter indicated that no party had requested
that the hearing be conducted on the record. Nothing in the record contradicts the
court reporter. Thus, the only recording of the hearing that exists is the one made of
the Zoom proceeding itself. This recording apparently was available for viewing on
the county court’s or clerk’s website for a period of time, but it has since been
removed, and Staci asserts that the county court or court reporter has denied her
request for a copy of the Zoom recording of the emergency hearing.
An appellate procedural rule provides that “unless excused by agreement of
the parties,” a court reporter must “attend court sessions and make a full record of
29 the proceedings.” TEX. R. APP. P. 13.1(a). But this rule is contradicted by a statute
that provides a court reporter need only do so on request. TEX. GOV’T CODE
§ 52.046(a). Our court and others have held that the statute prevails over the rule.
See Nicholson v. Fifth Third Bank, 226 S.W.3d 581, 583 (Tex. App.—Houston [1st
Dist.] 2007, no pet.) (citing prior decisions for proposition that First Court and other
courts have held that rule conflicts with statute and statute prevails over rule); see
also Callejas v. Fed. Nat’l Mortg. Ass’n, No. 01-10-00932-CV, 2011 WL 2923759,
at *1 (Tex. App.—Houston [1st Dist.] July 21, 2011, pet. dism’d w.o.j.) (mem. op.)
(stating party must request record of hearing be made to obtain reporter’s record).
Here, the record does not show that Staci or anyone else requested that the
court reporter attend and report the emergency hearing. On the contrary, the court
reporter has indicated that she did not do so because no one requested she do so.
Thus, there is no record of the emergency hearing that Staci has a right to request,
and she cannot claim the court or court reporter erred in failing to prepare one. See,
e.g., Smith v. Madera Residential–Rock Creek Apts., No. 01-21-00443-CV, 2022
WL 17835217, at *3 (Tex. App.—Houston [1st Dist.] Dec. 22, 2022, no pet.) (mem.
op.) (holding party could not show error in failure to make trial record given that
record did not show he requested record or objected to absence of court reporter).
The existence of an audio-visual recording of the Zoom hearing does not alter
this result. The record on appeal consists of the clerk’s record and reporter’s record,
30 the latter of which is generated by the court reporter. TEX. R. APP. P. 34.1, 34.6(a).
We are not permitted to consider materials outside of the clerk’s and reporter’s
records. See Tex. Windstorm Ins. Ass’n v. Jones, 512 S.W.3d 545, 552 (Tex. App.—
Houston [1st Dist.] 2016, no pet.) (citing Rule 34.1 for proposition that evidence not
contained in appellate record is not properly before us on appeal). Hence, unless a
hearing held by Zoom is reported by the court reporter, it generally cannot be made
part of the appellate record and we cannot consider an unreported hearing on appeal.
Holding hearings by Zoom is a relatively recent development. Texas courts
began doing so as a precautionary measure during the Covid-19 pandemic. They
have since continued to do so as a matter of administrative convenience. The
recording generated when a hearing is held by Zoom is not a substitute for a proper
reporter’s record. When a court reporter prepares a transcript of a hearing, the
reporter certifies the transcript is a true and correct transcription of the proceeding.
See TEX. R. APP. P. 35.3(b) (providing that reporter is responsible for preparing and
certifying reporter’s record upon request and payment after notice of appeal filed).
It is not possible for a court reporter to certify the accuracy and completeness of a
transcript of a proceeding that no court reporter personally attended and reported.
Our appellate procedural rules do anticipate that a proceeding may sometimes
be electronically recorded in lieu of stenographic reporting. TEX. R. APP. P.
34.6(a)(2). In such instances, these electronic recordings may be made part of the
31 reporter’s record via “certified copies of all tapes or other audio-storage devices on
which the proceedings were recorded.” Id. But this rule likewise envisions the
attendance and participation of a court recorder capable of certifying that the
recordings are true and correct ones. See id.; RULE 2, RULES GOVERNING THE
PROCEDURE FOR MAKING A RECORD OF COURT PROCEEDINGS BY ELECTRONIC
RECORDING, reprinted in TEXAS RULES OF COURT: STATE 347 (2023) (setting forth
duties of court recorders, which include assuring recording system is functioning so
that transcribable recording is made, making detailed log of proceedings while
recording, and preparing or obtaining certified copy of recording); see also TEX. R.
APP. P. 13.2 (mirroring aforementioned Rule 2 in part and specifying in particular
that court recorder must ensure recording system functions properly throughout
proceeding and that complete, clear, and transcribable recording is made). Therefore,
a hearing held by Zoom that is not recorded by a court recorder cannot qualify for
inclusion in the reporter’s record under these electronic-recording provisions even if
the hearing was otherwise recorded by Zoom or some other associated software.
Moreover, the Texas Supreme Court has only authorized the use of electronic
recording in certain courts, and the courts of Fort Bend County are not included in
this authorization. See RULES GOVERNING THE PROCEDURE FOR MAKING A RECORD
OF COURT PROCEEDINGS BY ELECTRONIC RECORDING, reprinted in TEXAS RULES OF
COURT: STATE 347 (2023); see also Ex parte Occhipenti, 796 S.W.2d 805, 806–07
32 (Tex. App.—Houston [1st Dist.] 1990, orig. proceeding) (concluding that court of
appeals could not consider recordings of hearings because Texas Supreme Court had
not authorized courts of county in question to electronically record proceedings).
On this record, we hold the county court did not unlawfully interfere with
Staci’s right to obtain a reporter’s record of the emergency hearing and therefore did
not abuse its discretion by not making available a copy of the audio-visual recording
generated by Zoom or associated software. Staci neither requested that the court
reporter attend and report this emergency hearing nor objected to the court reporter’s
failure to attend the hearing, and Staci cannot use the audio-visual recording
generated by Zoom or associated software as a substitute for a proper reporter’s
record of the hearing on appeal. Accordingly, we overrule Staci’s eleventh issue.
Tavi’s Continued Participation After Nonsuit
In her third issue, Staci argues the county court erred in overruling her
objection to Tavi’s continued participation in the case, including filing documents
and opposing relief Staci sought, after Tavi had nonsuited her guardianship
application. Staci maintains that the county court effectively allowed Tavi to
withdraw her nonsuit for the sole purpose of impeding Staci’s right to be heard on
matters, including Staci’s applications for reimbursement and attorney’s fees. Staci
argues that she was harmed by Tavi’s continued participation because Tavi’s
opposition to the aforementioned applications increased Staci’s attorney’s fees.
33 Standard of Review
When a party nonsuits her claims and there are no claims pending against her,
she becomes a nonparty. See, e.g., White v. Pei, 452 S.W.3d 527, 534 n.5 (Tex.
App.—Houston [14th Dist.] 2014, no pet.) (noting two persons had nonsuited their
claims and were no longer parties). Whether a nonparty may continue to participate
in the suit under these circumstances is a question of standing, which we review de
novo. See Phillips v. Phillips, 244 S.W.3d 433, 435 (Tex. App.—Houston [1st Dist.]
2007, no pet.) (reviewing de novo issue asserting nonparty could not file motion to
show authority because he lacked standing, which implicates court’s jurisdiction).
On June 10, 2021, Tavi nonsuited her guardianship application, which had
been mooted by her mother’s death. That same day, Tavi also joined Homolka in
filing a joint final report requesting that the guardianship proceeding be closed. The
date-time stamps affixed to these documents by the clerk’s office show that Tavi and
Homolka filed the joint final report four minutes before Tavi nonsuited her
guardianship application. Thus, to the extent Staci complains that Tavi was a
nonparty when she joined Homolka in filing the joint final report, the record does
not support this complaint.
The next day, on June 11, 2021, the county court signed its order closing the
proceeding. But this order was not filed with the clerk’s office until June 30, 2021.
34 Unaware of the county court’s as yet unfiled order, Staci filed her applications
for reimbursement of expenses and attorney’s fees on June 23, 2021. The following
day, Tavi filed a response in opposition, in which she requested that the county court
dismiss both of Staci’s applications for lack of subject-matter jurisdiction. Similarly,
when Staci on July 7, 2021, moved for reconsideration of the county court’s June 11
order closing the guardianship proceeding, Tavi filed a response in opposition three
weeks afterward. Thus, there is no question that Tavi was a nonparty when she filed
these responses opposing the relief that Staci sought from the court.
In general, a nonparty lacks standing to engage in motion practice in the trial
court. See, e.g., Phillips, 244 S.W.3d at 434–35 (holding appellant’s former lawyer,
who represented her at trial, was nonparty who lacked standing to file motion to
show authority directed at lawyer who represented her after trial); Whatley, 302
S.W.3d at 327–28 (holding person who lacked justiciable interest in guardianship
proceeding did not have standing to file motion to recuse trial judge); In re Pringle,
862 S.W.2d 722, 724 (Tex. App.—Tyler 1993, no writ) (holding that nonparties
lacked standing to file motion to modify conservatorship); S. Cty. Mut. Ins. Co. v.
Powell, 736 S.W.2d 745, 748 (Tex. App.—Houston [14th Dist.] 1987, orig.
proceeding) (holding only parties have standing to file new-trial motion). Likewise,
a nonparty generally cannot bring an appeal due to lack of standing. See BASF Fina
Petrochemicals Ltd. P’ship v. H.B. Zachry Co., 168 S.W.3d 867, 870 (Tex. App.—
35 Houston [1st Dist.] 2004, pet. denied) (recognizing law is settled that only parties
can appeal from trial court’s judgment); see, e.g., In re Shockley, 123 S.W.3d 642,
647–48 (Tex. App.—El Paso 2003, no pet.) (holding father who nonsuited paternity
claim in trial court lacked standing to appeal from judgment); Kelly v. Lee, 736
S.W.2d 750, 750 (Tex. App.—Houston [14th Dist.] 1987, no writ) (holding nonparty
lacked standing to ask trial court to set aside judgment or appeal from that judgment).
In the preceding cases, the nonparties in question all sought affirmative relief
from the court. The case before us differs in that Tavi did not seek affirmative relief
from the county court after nonsuiting her guardianship application. Instead, Tavi
merely opposed Staci’s efforts to recover expenses and fees from the ward’s estate
and to reopen the guardianship proceeding. But we have not been able to find any
authority suggesting it is proper for one who has become a nonparty by nonsuit to
continue participating in the suit in any fashion, including for the limited purpose of
filing responses or participating in hearings to oppose the relief sought by a party,
and it seems counterintuitive that a nonparty like Tavi should be able to do so.
Assuming without deciding that the county court erred in overruling Staci’s
objection to Tavi’s continued participation in the suit after her nonsuit, we hold any
error is harmless and thus not a ground for reversal. The principal dispute between
Staci and Tavi after the latter’s nonsuit concerned whether the county court had
jurisdiction to entertain Staci’s applications for reimbursement and fees. A trial
36 court’s subject-matter jurisdiction is a fundamental prerequisite to hearing claims,
such that a court may not ignore the possibility it lacks jurisdiction. See James v.
Underwood, 438 S.W.3d 704, 713 (Tex. App.—Houston [1st Dist.] 2014, no pet.)
(per curiam) (observing that whether trial court has subject-matter jurisdiction is
threshold issue that court can address on its own motion at any time). A case can
become moot at any point, and a court must take into account intervening events that
may render a case moot and thereby deprive the court of jurisdiction. In re Marriage
of Comstock, 639 S.W.3d 118, 127 (Tex. App.—Houston [1st Dist.] 2021, no pet.).
Thus, while the county court erred in concluding it lacked subject-matter jurisdiction
to hear Staci’s applications, the court had to decide whether and to what extent
Judy’s death mooted the guardianship proceeding irrespective of whether Tavi raised
this jurisdictional issue or had the right to raise it after she became a nonparty.
We cannot reverse the county court’s judgment based on an error of law unless
we conclude the error probably caused the rendition of an improper judgment or
probably prevented Staci from properly presenting her appeal to us. TEX. R. APP. P.
44.1(a). The county court’s overruling of Staci’s objection to Tavi’s continued
participation in the suit after nonsuit did not result in either type of error, given the
court’s duty to address its own subject-matter jurisdiction after Judy’s death. Any
increase in fees resulting from the jurisdictional dispute between Staci and Tavi also
does not satisfy the applicable standard for harm, in that these increased fees bear no
37 relation to the county court’s judgment or the presentation of the issues on appeal.
Because the complained of error did not harm Staci, we overrule her eleventh issue.
Judicial Misconduct Due to Bias or Partiality
In her eighth issue, Staci contends the county court’s judgment should be
reversed on the basis that the county court repeatedly exhibited bias or partiality
against her. She posits that the following actions of the county court demonstrate its
bias: signing the order closing the guardianship proceeding on June 11, 2021, but
failing to file it until June 30, 2021, allowing the temporary guardian to seek her
attorney’s fees and awarding them but refusing to hear Staci’s applications for
reimbursement of expenses and attorney’s fees, allowing Tavi to continue
participating in the suit after she nonsuited her guardianship application, and denying
Staci’s requests for copies of the Zoom audio-visual recording of the May 3, 2021
emergency hearing and documents, including the guardian ad litem’s case file.
To reverse a judgment due to judicial misconduct resulting from bias or
partiality, we must find the trial court actually committed some judicial impropriety
and the impropriety probably resulted in prejudice. Haynes v. Union Pac. R.R. Co.,
598 S.W.3d 335, 350 (Tex. App.—Houston [1st Dist.] 2020, pet. dism’d); In re
Douglas, 333 S.W.3d 273, 295 (Tex. App.—Houston [1st Dist.] 2010, pet. denied).
38 Analysis
Staci implicitly maintains the county court’s bias and resulting misconduct are
evident from several adverse rulings. But adverse rulings alone generally do not
suffice to show impropriety. Lambertz v. Montz, No. 01-11-00491-CV, 2012 WL
3042996, at *2 (Tex. App.—Houston [1st Dist.] July 26, 2012, no pet.) (mem. op.).
Only in rare circumstances do adverse rulings establish the degree of favoritism or
antagonism necessary to show judicial partiality. Allstar Nat’l Ins. Agency v.
Johnson, No. 01-09-00322-CV, 2010 WL 2991058, at *2 (Tex. App.—Houston [1st
Dist.] July 29, 2010, no pet.) (mem. op.). Ordinarily, the remedy for a party who is
dissatisfied with trial-court rulings is to challenge them on appeal on the merits under
the appropriate standard of review, rather than on the basis of partiality. See id.
The only evidence of bias Staci refers to apart from the rulings themselves
consists of a single remark made by the county court judge during the August 23,
2021 hearing on Staci’s motion for reconsideration. Staci relies on the judge’s
remark that she thought Homolka’s fees as temporary guardian were “a little bit more
of the fixed matter” than Staci’s applications for reimbursement and fees and that
she did not think “there’s any contest or scrutiny” with respect to Homolka’s fees.
When viewed in context, however, the county court judge’s remark is innocuous.
At one point during the hearing, Homolka noted that her fee application as
temporary guardian remained pending but that she had been discharged. She
39 inquired whether the judge wanted her to be present at the follow-up hearing,
scheduled for two days later, when the court would render its ruling on Staci’s
motion for reconsideration. The judge indicated she did not necessarily think
Homolka needed to attend, reasoning that Homolka’s attorney’s fees in her role as
temporary guardian presented a different issue than Staci’s applications for
reimbursement and attorney’s fees because Homolka only did the work the court
appointed her to do, and no one had filed a motion contesting the fees that Homolka
sought. Staci’s lawyer then clarified that, if the county court reopened the
guardianship proceeding, Staci intended to contest Homolka’s fees on the basis that
her fee application was not verified. Nothing about this exchange suggests favoritism
or antagonism on the county court judge’s part. The judge did no more than
differentiate between Homolka’s and Staci’s respective applications on the grounds
that Homolka’s application was more limited in that she only did what the court
asked her to do and, unlike Staci’s applications, had not drawn an objection.
Even if the county court judge was mistaken in one or more respects—for
example, in her motion for reconsideration, Staci had objected that Homolka’s fee
application was unverified—being mistaken does not constitute proof of bias. A trial
judge’s remarks must exhibit a favoritism or antagonism so deep-seated that they
fairly indicate it is impossible for her to render a fair and impartial judgment. Shaw
v. Harris Cty. Guardianship Program, No. 01-17-00214-CV, 2018 WL 3233237, at
40 *6 (Tex. App.—Houston [1st Dist.] July 3, 2018, pet. denied) (mem. op.).
Expressions of anger, annoyance, dissatisfaction, or impatience are not enough. Id.;
see also Metro. Transit Auth. of Harris Cty. v. Hunter, No. 01-16-00021-CV, 2016
WL 7164033, at *1 (Tex. App.—Houston [1st Dist.] Dec. 8, 2016, no pet.) (mem.
op.) (stating judicial remarks at trial that are critical of or even hostile to counsel,
parties, or their cases ordinarily do not support challenge for bias or partiality). Here,
the record does not reflect even mild dismay or disapproval on the judge’s part.
Viewed as a whole, the record does not divulge any evidence of judicial
misconduct resulting from bias or partiality. We overrule Staci’s eighth issue.
Unspecified Objections to Reports and Other Pleadings
In her first and second issues, Staci argues in part that the county court’s final
judgment is erroneous because the county court disregarded her right to due process
by closing the proceeding without resolving her pending claims for expenses and
fees and because Tavi and Homolka did not provide notice for a hearing or
submission on the papers of their joint motion seeking closure of the proceeding.
To the extent Staci’s complaints are directed at the county court’s closure of
the guardianship proceeding before considering her applications for reimbursement
and attorney’s fees, we have decided that issue in her favor on jurisdictional grounds
in connection with her fourth and fifth issues concerning the county court’s refusal
to hear her applications and the denial of her motion for reconsideration. Thus, we
41 need not address whether the county court also erred in signing a final judgment
without first considering her applications for reasons of due process or notice. See
TEX. R. APP. P. 47.1 (requiring us to issue written opinion that is as brief as
practicable but addresses all issues raised and necessary to final disposition of
appeal); In re Guardianship of Macer, 558 S.W.3d 222, 231 (Tex. App.—Houston
[14th Dist.] 2018, no pet.) (declining to consider additional issues that could only
result in same relief already granted on another basis if decided in appellant’s favor).
However, in her first and second issues Staci also contends in part that the
county court erred in closing the guardianship proceeding before it decided several
other “matters of unfinished business” and before she “had the opportunity to object
to and be heard regarding certain documents and pleadings filed by other parties.”
In particular, Staci maintains that she was denied the “opportunity to be heard
regarding the pleadings and statements made in the Final Report” jointly filed by
Tavi and Homolka. She further argues that she was deprived of the opportunity to
object to false “statements” Homolka made in the “Guardian Ad Litem Report.”
That said, in her appellate brief, Staci does not elaborate on these additional
complaints. She does not identify the specific objections she would have made but
for closure of the proceeding, discuss the relevant facts underlying these objections,
or cite legal authority supporting her objections. Her failure to provide meaningful
substantive argument regarding these additional complaints results in their waiver
42 on appeal. See TEX. R. APP. P. 38.1(i) (requiring appellant’s brief to “contain a clear
and concise argument for the contentions made, with appropriate citations to
authorities and to the record”); Guimaraes v. Brann, 562 S.W.3d 521, 537–38 (Tex.
App.—Houston [1st Dist.] 2018, pet. denied) (stating that failure to provide
substantive analysis of issues presented results in waiver of complaint on appeal);
see, e.g., Owens-Collins v. Drexler, No. 01-19-00520-CV, 2020 WL 7062322, at
*11 (Tex. App.—Houston [1st Dist.] Dec. 3, 2020, pet. denied) (mem. op.) (holding
that party waived objections to temporary guardian’s final account by failing to
include substantive discussion or analysis about account’s deficiencies in her brief).
We therefore overrule Staci’s first and second issues to the extent she seeks
to require the county court to consider unspecified objections to the joint final report,
guardian ad litem’s report, or other pleadings or statements made below.
Finally, in her first and second issues, as well as in several other of her issues,
Staci argues that the county court’s rulings violated her constitutional right to be
heard or other constitutional rights she possesses (in addition to the due-process
argument noted and disposed of above). However, Staci has not provided adequate
substantive argument regarding the scope of these rights or their violation. We
decline to step into the role of the appellant’s counsel and independently research
and analyze these issues and compose adequate arguments on her behalf. By failing
to adequately brief these constitutional issues, Staci has waived them on appeal. See,
43 e.g., Shoemaker v. State for Protection of C.L., 493 S.W.3d 710, 720 n.5 (Tex.
App.—Houston [1st Dist.] 2016, no pet.) (holding appellant waived constitutional
challenge by supporting it with two-sentence conclusory argument in his brief).
CONCLUSION
We reverse the county court’s judgment and remand this cause to the county
court for further proceedings consistent with our opinion. In doing so, we note that
our remand is for the limited purposes expressly stated in our opinion. Judy has
passed away, and her death moots the central issues in this guardianship proceeding
and requires the county court to settle and close the guardianship as soon as possible.
Gordon Goodman Justice
Panel consists of Justices Goodman, Landau, and Rivas-Molloy.
Related
Cite This Page — Counsel Stack
In the Matter of the Guardianship of Judy R. Semrad, an Incapacitated Person v. the State of Texas, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-the-guardianship-of-judy-r-semrad-an-incapacitated-texapp-2023.