In the Matter of the Estate of Lionel D., In the Matter of the Estate of Lionel D.

CourtAlaska Supreme Court
DecidedNovember 30, 2022
DocketS18008, S18087
StatusUnpublished

This text of In the Matter of the Estate of Lionel D., In the Matter of the Estate of Lionel D. (In the Matter of the Estate of Lionel D., In the Matter of the Estate of Lionel D.) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In the Matter of the Estate of Lionel D., In the Matter of the Estate of Lionel D., (Ala. 2022).

Opinion

NOTICE Memorandum decisions of this court do not create legal precedent. A party wishing to cite such a decision in a brief or at oral argument should review Alaska Appellate Rule 214(d).

THE SUPREME COURT OF THE STATE OF ALASKA

In the Matter of the Estate of ) ) Supreme Court Nos. S-18008/18087 LIONEL D. ) (Consolidated) ) ) Superior Court No. 3AN-18-00457 PR ) ) MEMORANDUM OPINION ) AND JUDGMENT* ) ) No. 1932 – November 30, 2022

Appeal from the Superior Court of the State of Alaska, Third Judicial District, Anchorage, Andrew Guidi, Judge.

Appearances: John C. Pharr, Law Offices of John C. Pharr, P.C., Anchorage, for Cliff D. Cedar E. Polta, Assistant Public Advocate, and James Stinson, Public Advocate, Anchorage, for Nora D. Bruce F. Stanford, Law Offices of Bruce F. Stanford, LLC, Seward, for Kevin W.

Before: Winfree, Chief Justice, Maassen, Carney, Borghesan, and Henderson, Justices.

I. INTRODUCTION In this appeal from probate proceedings the primary issues are whether the superior court erred or abused its discretion by denying a request to compel discovery, by removing the estate’s personal representative for self-dealing and conflict of interest,

* Entered under Alaska Appellate Rule 214. and by approving the successor personal representative’s final distribution of the estate. Seeing no error, we affirm the court’s orders and the estate’s closure. II. BACKGROUND FACTS Lionel D.1 died intestate in February 2018. He had no spouse and no children. He was survived by his mother, Nora; his siblings, Cliff and Naomi; his nephew, Naomi’s son Kevin; and other family members not relevant to these proceedings. Relevant to the dispute before us, Lionel’s estate included a valuable setnet fishing permit and related shore lease. Having died intestate and without a spouse or descendants, Lionel’s entire estate undisputedly passed to one heir — his surviving parent, Nora.2 Nora had suffered a stroke in April 2016 resulting in cognitive and mobility impairments, and she had a court-appointed conservator when Lionel died.3

1 We use pseudonyms for all individuals in this case. 2 See AS 13.12.103 (“[T]he entire intestate estate if there is no surviving spouse, passes . . . if there is no surviving descendant . . . to the surviving parent.”). 3 After Nora’s stroke, Cliff initially had her power of attorney and tried to care for her at her home, where he and at least one sibling were living. But a short time later he contacted Adult Protective Services (APS) because he and his sibling were unable to provide Nora adequate care. APS petitioned for guardianship in separate October 2016 proceedings. In January 2017 — after APS had petitioned for guardianship of Nora — Cliff established a family trust consisting of Nora’s real and personal property with himself as grantor and trustee. The superior court appointed a temporary conservator from the Office of Public Advocacy (OPA) in January 2018 and eliminated Cliff’s “power to manage financial affairs.” The conservatorship became permanent on February 10, 2018, the same day Lionel passed away.

-2- 1932 III. INITIAL PROCEEDINGS; PERSONAL REPRESENTATIVE’S ACTIONS A. Cliff Became Personal Representative And Fished The Permit. In March 2018 Cliff sought appointment as personal representative of Lionel’s estate. On a form requesting to start informal probate, he failed to list Nora as a person with greater right to appointment. Documents nominating Cliff to serve as personal representative and demanding “notice of all proceedings” regarding Lionel’s estate were allegedly filed by Nora; the documents listed an address that was outdated for her but current for Cliff. Following a July 2018 hearing the superior court appointed Cliff as personal representative of Lionel’s estate. The court ordered that Cliff’s appointment be supervised and that he could “not make any distribution of the estate . . . without prior order of the court.” In September Cliff sought to have the estate’s setnet permit and shore lease changed into his own name. He went to the Department of Natural Resources (DNR), the Commercial Fisheries Entry Commission, and the court seeking the assignment. Acknowledging that it would be “in the best interests of the Estate for the [setnet] permit to be fished during the 2019 season,” the court instructed Cliff to account for any income derived from fishing the permit. Cliff eventually received an emergency transfer granting a limited entry permit to fish the permit in 2018 and 2019. Nora’s permanent conservator later testified that Cliff had not informed the conservator about Cliff’s intent to become the estate’s personal representative, about the two documents Nora purportedly filed with the court, or about transferring the fishing permit and shore lease into his name. Cliff did not give the estate any fishing income.

-3- 1932 B. Kevin Successfully Petitioned To Remove Cliff As Personal Representative, To Become Personal Representative, And To Fish The Estate’s Permit. In March 2020 Kevin sought “formal probate . . . , the removal of [Cliff] as Personal Representative of [Lionel’s] estate,” and appointment as personal representative. In May Kevin also sought an order allowing him to fish the setnet permit and shore lease for the 2020 season. Nora, “by and through her conservator,” joined the motion to remove Cliff as personal representative of Lionel’s estate.4 Cliff opposed both of Kevin’s motions. The court granted Kevin permission to “fish the estate’s limited entry setnet permit and Naknek shore fisheries lease for the 2020 Bristol Bay commercial salmon season.”5

4 Cliff opposed Nora’s effort to join in the removal motion, arguing that the “OPA attorneys represent[ed] the [c]onservator, not Nora” and that Nora had no attorney in the estate proceedings. He makes the same argument on appeal. Nora persuasively responds that under AS 13.16.065(d) “[c]onservators of the estates of protected persons . . . may exercise the same right to nominate, to object to another’s appointment, or to participate in determining the preference of a majority in interest of the heirs and devisees that the protected person or ward would have if qualified for appointment.” See also AS 13.26.540(c); Alaska R. Civ. P. 17 (similar). Cliff’s argument that Nora and her conservator each required separate counsel, without offering any evidence suggesting there was a conflict of interest, runs contrary to the plain language of Alaska’s statutes and civil rules. We do not consider the issue further. 5 Cliff argues that the superior court erred by allowing Kevin to fish the 2020 season. Cliff does not suggest that he was injured by this decision or that Kevin acted improperly when he distributed fishing proceeds to the estate for the 2020 season. Nora’s former conservator testified that Kevin “adhere[d] to the proposal that was discussed” for allocating proceeds to the estate and that he “follow[ed] through on his commitments.” Cliff offers no alternative explanation, and the issue of Kevin fishing the estate in 2020 thus is moot. See, e.g., In re Reid K., 357 P.3d 776, 780 (Alaska 2015) (“A claim is moot if it is no longer a present, live controversy, and the party bringing the action would not be entitled to relief, even if it prevails.” (quoting In re Mark V., 324 (continued...)

-4- 1932 1. Discovery disputes In October Cliff moved to compel discovery from OPA, Kevin, and Naomi. After Cliff received interrogatory responses concerning negative statements about his actions as Nora’s power of attorney and personal representative of Lionel’s estate, Cliff had asked OPA to produce any supporting documents.

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In the Matter of the Estate of Lionel D., In the Matter of the Estate of Lionel D., Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-the-estate-of-lionel-d-in-the-matter-of-the-estate-of-alaska-2022.