In the Matter of McKnight

550 N.E.2d 856, 406 Mass. 787, 1990 Mass. LEXIS 85
CourtMassachusetts Supreme Judicial Court
DecidedMarch 6, 1990
StatusPublished
Cited by29 cases

This text of 550 N.E.2d 856 (In the Matter of McKnight) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In the Matter of McKnight, 550 N.E.2d 856, 406 Mass. 787, 1990 Mass. LEXIS 85 (Mass. 1990).

Opinions

Wilkins, J.

• Christopher David McKnight, known as David, was born on November 8, 1966, and suffers from severe autism and severe to profound mental retardation. Since 1982, he has been enrolled for education and treatment at Behavior Research Institute, Inc. (BRI), a private, residential facility specializing in the treatment of behavior disorders. Until December, 1988, a school district in Wyoming, where David and his father once lived, funded David’s care at BRI.2 In February, 1989, BRI informed David’s father, [789]*789who was his Massachusetts-appointed guardian, that BRI would terminate David as a client due to the lack of funding for his enrollment. On February 27, 1989, David, through his attorney, his father, his guardian ad litem, and BRI, moved in the Bristol County Probate and Family Court for a preliminary injunction against the Department of Mental Retardation (department) that would require it to “provide [a] safe and adequate treatment and habilitation program” for David.

A judge conducted an evidentiary hearing on the motion, made extensive findings of fact, and on March 30, 1989, entered “Orders and Preliminary Injunction” that the department pay BRI for the care of David at the approved rate. See G. L. c. 6A, § 32 (1988 ed.). The judge authorized the department to move to vacate the preliminary injunction if the department were to propose an alternative habilitation program satisfactory to the court.3 We granted motions for direct appellate review of the department’s appeal from the preliminary injunction.

We start with a general description of the two proceedings in which the preliminary injunction was entered. One was a Bristol County temporary and permanent guardianship proceeding involving David that had been commenced in August, 1987, in which, on September 2, 1987, the judge, acting on the basis of substituted judgment, issued a detailed plan ordering treatment of David’s “problem behaviors” by rewards and, if necessary, by so-called aversives. The other proceeding was a class action brought by BRI and others against the Director of the Massachusetts Office for Children [790]*790to which the department became a party. On January 7, 1987, the judge, who was the judge who entered the preliminary injunction in this case, approved a settlement agreement concerning, among other things, authorization, by way of substituted judgment, of the use of aversive procedures on clients at BRI. For our purposes, the most significant provision in the settlement agreement required the Department of Mental Health and other State agencies to “give B.R.I. equal consideration with all other private providers for new clients referred for private placement by state agencies.”

It was under the captions of these two proceedings that the motion was filed on February 27, 1989, as noted above, seeking a preliminary injunction “restraining the Departments of Mental Health and Retardation from failing to provide [a] safe and adequate treatment and habilitation program for David McKnight, given that he suffers from mental retardation and/or a major mental illness and that failure to provide services would pose a likelihood of immediate serious irreparable harm, of a life-threatening nature.” The motion was signed by counsel for BRI, although it made no claim of contempt of court for violation of the approved settlement agreement, nor did it make any representation concerning BRI’s right to seek relief for David on the basis of that settlement. Moreover, the motion alleged no theory on which the department might be obligated to provide the treatment and habilitation program sought.

The judge issued an order of notice on the same day, scheduling a March 6, 1989, hearing and ordering that the parties be prepared to respond to two issues: “a. Whether the [department] or the Commonwealth is obligated to provide services to the ward which are sufficient to keep him safe and which will prevent him from regressing,” and “b. Why BRI was not considered by [the department] as a facility to provide services to the ward.” The record does not disclose how the issues came to be stated ás they were in the order of notice. Certainly, the motion for a preliminary injunction did not present them explicitly.

[791]*791Although the judge justified his authority to issue the preliminary injunction in part on his continuing jurisdiction over both the action brought by BRI and the implementation of the settlement agreement in that action, there is nothing in that settlement agreement that justified entry of the preliminary injunction. That agreement gave David no right to be treated at BRI. If the department failed to give BRI equal consideration with other providers, it might be liable for breach of the agreement and perhaps for contempt of court. However, neither of these theories was asserted in the motion as a basis for issuance of the preliminary injunction. Even if the department had violated BRI’s rights under the settlement agreement, there was no showing that BRI’s interests were threatened with irreparable harm sufficient to justify the entry of a preliminary injunction.

The orders and preliminary injunction entered in the action brought by BRI and others shall be vacated, and the motion for a preliminary injunction in that action shall be denied without prejudice to BRI’s right to pursue any violation of its rights under the settlement agreement on a proper complaint or motion. If entry of the preliminary injunction was appropriate, it was because of rights that David had against the department, a question we next consider.

The Probate Court judge had broad powers to act in the best interests of David by fashioning equitable remedies. See G. L. c. 201, § 6A (1988 ed.); G. L. c. 215, § 6 (1988 ed.); Matter of Moe, 385 Mass. 555, 563 (1982); Superintendent of Belchertown State School v. Saikewicz, 373 Mass. 728, 755-756 (1977); Guardianship of Bassett, 7 Mass. App. Ct. 56, 64-65 (1979). We have no doubt that the judge’s order was intended to be in David’s best interests. If that order had not involved a State agency and the expenditure of public funds, there would be no reasonable basis to challenge the direction, at the guardian’s request, that David be treated at BRI.

The guardianship, however, did not invest the Probate Court with the authority to order the department to do anything that the department was not willing to do or required [792]*792to do as a matter of law. A court, of course, may not properly exercise the functions of the executive branch of State government. See Guardianship of Anthony, 402 Mass. 723, 727 (1988). On the other hand, a court has the right to order the department to do what it has a legal obligation to do. Id. Attorney Gen. v. Sheriff of Suffolk County, 394 Mass. 624, 629-630 (1985). Where the means of fulfilling that obligation is within the discretion of a public agency, the courts normally have no right to tell that agency how to fulfil its obligation. Id. at 630. See Bradley v. Commissioner of Mental Health, 386 Mass. 363, 365 (1982). Only when, at the time a judicial order is entered, there is but one way in which that obligation may properly be fulfilled, is a judge warranted in telling a public agency precisely how it must fulfil its legal obligation. See Guardianship of Anthony, supra at 727; Attorney Gen. v. Sheriff of Suffolk County, supra at 630.

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Bluebook (online)
550 N.E.2d 856, 406 Mass. 787, 1990 Mass. LEXIS 85, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-mcknight-mass-1990.