In the Matter of Dwayne M. Brown

703 N.E.2d 1041, 1998 Ind. LEXIS 678, 1998 WL 905039
CourtIndiana Supreme Court
DecidedDecember 30, 1998
Docket49S00-9511-DI-1268
StatusPublished
Cited by4 cases

This text of 703 N.E.2d 1041 (In the Matter of Dwayne M. Brown) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In the Matter of Dwayne M. Brown, 703 N.E.2d 1041, 1998 Ind. LEXIS 678, 1998 WL 905039 (Ind. 1998).

Opinion

DISCIPLINARY ACTION

PER CURIAM.

Respondent Dwayne M. Brown served as the clerk of this state’s appellate courts from 1991 until 1994. Today we find that his convictions of the crime of ghost employment arising from his actions while serving as clerk violate Rules 8.4(b) and (d) of the Rules of Professional Conduct for Attorneys at Law because they are criminal acts reflecting adversely on his honesty, trustworthiness, and fitness as a lawyer and because they are prejudicial to the administration of justice. We also conclude that while serving as clerk, he made unwanted and inappropriate sexual comments and advances toward female office staff in violation of Ind.Professional Conduct Rule 8.4(d).

The respondent’s admission to the bar of this state in 1987 confers with us disciplinary jurisdiction in this case. As a preliminary matter, we note that this Court suspended the respondent pendente lite on December 13, 1995, based on his criminal convictions. Pursuant to Ind.Admission and Discipline Rule 23, this court appointed Judge William E. Davis as hearing officer in this case. Following full evidentiary hearing, he submitted to us his findings of fact and conclusions of law. The respondent petitioned this Court for review of those findings, pursuant to Admis.Disc.R. 23(15). This Court is the final arbiter of attorney misconduct in attorney discipline cases. Matter of Blumberg, 695 N.E.2d 114 (Ind.1998). Our review is de novo in nature, and in such review we examine the entire record submitted in the case. Matter of Lobdell, 562 N.E.2d 17 (Ind.1990).

Within this review context, we now find that during periods relevant to this action the respondent served as the elected clerk of the Indiana Supreme Court, Court of Appeals, and Tax Court. On November 3, 1995, following jury trial, the respondent was convicted of seven counts of ghost employment, 1 each a class D felony. On December *1043 6, 1995, he was sentenced to a three year term of incarceration for each count, to be served concurrently, with the sentences suspended. He was placed on probation for two years, fined $1,000, and assessed costs. The convictions were based on the respondent’s use of state-paid employees of the clerk’s office for activities not related to the operation of that office.

We find that by his conduct in Count I, the respondent violated Ind.Professional Conduct Rule 8.4(b), which provides that it is professional misconduct for a lawyer to commit a criminal act that reflects adversely on his honesty, trustworthiness, and fitness as a lawyer in other respects. His commission of criminal acts while serving as the elected clerk of this state’s appellate courts reflects adversely on the courts he served as well as the entire justice system. As such, his acts were prejudicial to the administration of justice and therefore violated Prof.Cond.R. 8.4(d).

Under Count II, we find that while serving as the clerk of the courts, the respondent employed a number of people to assist him in carrying out the office’s duties. The evidence reveals that between 1991 and 1994, six female employees of the clerk’s office endured unwelcome and offensive sexual advances from the respondent, including the following:

*A 22-year old female clerical employee testified that the respondent put his arm around her and kissed her on her birthday and that the respondent accused her of having a sexual relationship with another employee;

*A 23-year old female clerical employee testified that the respondent informed her that if she “kept eating,” her husband would not “want to have sex with her anymore;”

*A 20-year old intern testified that the respondent, while riding with her in an elevator in the State House, kissed her on the mouth and forehead. The contact was neither invited nor welcomed by the intern. On other occasions, the respondent spoke to her about dating practices and extramarital affairs;

*A clerical employee testified that, while attending a movie with the respondent at a cinema during working hours, the respondent stared at her with his face very close to hers despite her efforts to push him away, touched her knee, and invited her to put her hands in his to “warm them up.” After returning to the State House parking lot, but while still in the car, the respondent detained her to tell her about various extramarital affairs. Almost daily during her tenure with the clerk’s office, the respondent commented on her feet and said he wanted to rub and kiss them. After receiving a “pay bonus” from the respondent near the end of 1993 and expressing her gratitude for the bonus, the respondent remarked that she could repay him by allowing him to rub and kiss her feet. Another time, the respondent told her that he would “forgive” her for missing work due to ear problems if she would permit him to rub and kiss her feet;

*A 19-year old intern testified that the respondent asked to see her feet and said that he could guess her shoe size. Another time, the respondent told her of his desire to have sex with a prominent female public figure;

*A 21-year old employee of the office testified that the respondent sent her flowers at work. The card accompanying the flowers stated that he appreciated her so much that he wanted to get down on his knees and kiss her feet, and that he especially liked the way she looked while wearing a certain dress. Another time, the respondent questioned her about a sexual relationship between her and her former flaneé. The respondent also told her that he could guess her shoe size.

The evidence under Count II provides a litany of the respondent’s unwanted and uninvited comments to female employees regarding intimate topics not related to the function of the office. He also made and attempted to make unwanted physical contact, including kissing and touching, with certain female employees. All of these acts occurred while he served as their employer and ultimate supervisor. Several employees testified that the unwelcome advances and comments caused them great anxiety and stress. His acts tinged the atmosphere of *1044 the clerk’s office, leading the hearing officer to conclude that the respondent “was responsible for creating and perpetuating a sexually discriminatory work environment,” one that certainly was not conducive to efficient office operations. Due to the clerk’s office’s high public visibility (understandably so because of its intimate affiliation with the highest courts of this state), news of the respondent’s office travails became common public knowledge. Where reports of inappropriate sexual advances and ghost employment stem from an elected judicial office, the general public will likely hold the judiciary in lower repute. For reasons grounded both in the resultant hampering of the office’s day-to-day function and the general tarnish cast upon the judiciary, we conclude that by his actions the respondent prejudiced the administration of justice and thus violated Prof.Cond.R. 8.4(d).

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703 N.E.2d 1041, 1998 Ind. LEXIS 678, 1998 WL 905039, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-dwayne-m-brown-ind-1998.