In the Matter of Alphonse Persico

491 F.2d 1156, 1974 U.S. App. LEXIS 10011
Court of Appeals for the Second Circuit·Decided February 19, 1974·No. 867, Docket 74-1101·Published·Cited by 51 cases

Opinion

WATERMAN, Circuit Judge:

This is an appeal from an adjudication of civil contempt pursuant to 28 U.S.C. § 1826(a) for refusal to answer a question propounded by a grand jury. Appellant refused to answer certain earlier questions on constitutional grounds and was granted “use” and “derivative use” immunity. Then, after answering a few questions, he objected to a particular question and, relying on Gelbard v. United States, 408 U.S. 41, 92 S.Ct. 2357, 33 L.Ed.2d 179 (1972), maintained that the question was derived from electronic surveillance which he claimed was presumptively illegal. The Government eventually acknowledged that the line of questioning the grand jury had been pursuing was a product of the electronic interception of oral communications but strenuously affirmed that the surveillance was conducted under proper court orders and was in complete conformity with the requirements of federal law under 18 U.S.C. §§ 2510-2520. We are thus called upon to decide whether appellant, in defending the contempt action brought against him when he refused, though granted “use” and “derivative use” immunity, to answer before a Grand Jury a question derived from electronic surveillance conducted under court order, has a right in a civil contempt proeeed *1158 ing to litigate the legality of that surveillance. We hold that he does not.

The facts in this case are not complex. On January 23, 1974, appellant was called as a witness before a federal grand jury “investigating racketeering influence in legitimate business.” Relying on his Fifth Amendment privilege, he initially refused to answer any questions concerning his employment. Thereupon, pursuant to 18 U.S.C. §§ 6002 and 6003 Pérsico was granted “use” and “derivative use” immunity. At this point appellant continued to be recalcitrant and began to object to questioning with reference to his employment on the ground that the questions were the product of illegal electronic surveillance. The Government requested that Judge Orrin Judd issue a contempt citation for refusal to testify. Judge Judd regarded the request as premature and, not perceiving any connection between the question and the surveillance, ordered Pérsico to testify under threat of contempt. Pérsico then answered some questions regarding his lawful employment but refused to respond to a question regarding “any other occupation.” This refusal was again based on appellant’s contention that the question was a “fruit” of illegal electronic surveillance. The Government, conceding that this question was derived from electronic surveillance, argued that the surveillance, which was conducted pursuant to three court orders, was entirely legal. Judge Judd inspected the court orders in camera, found them to be proper, refused to grant appellant’s motion that a suppression hearing be held to test the legality of the surveillance, and renewed his order to testify.

Pérsico returned to the grand jury where he acknowledged that he did indeed have other business interests, more particularly, an illegal gambling business involving “horses, sports and numbers.” His cooperation ceased, however, when he was asked to identify the individuals who worked for him in these surreptitious enterprises. 1 He again grounded *1159 his objections, inter alia, on the alleged illegality of the electronic surveillance which was the source of the question, saying: “You know the answer to that question as a result of electronic surveillance of my home.” Upon this refusal to respond, Judge Judd held Pérsico to be in contempt and sentenced him to 60 days in jail, subject, however, to immediate release should appellant decide to answer the question. Pérsico then reinstituted his motion to suppress and claimed the right to examine the court orders and accompanying documents under which the three wiretaps had been authorized. This motion was denied. A concurrent motion for bail pending appeal was likewise unsuccessful. On January 28, 1974, we also denied Persico’s separate application to us for bail pending appeal, but, a notice of appeal on the merits having been filed on January 25, we ordered that the appeal be speedily brought on, and it was argued on February 5.

Chapter 119 of Title 18 of the United States Code, entitled “Wire Interception and Interception of Oral Communications,” 18 U.S.C. §§ 2510-2520, represents an assiduous congressional effort to balance the individual’s right to privacy against the Government’s legitimate interest in gathering information necessary for the prosecution of crimes. 2 Integral to the statutory scheme are elaborate precautions taken to insure that electronic surveillance is not used unnecessarily and that when it must be used its duration is narrowly circumscribed. To maximize compliance with the provisions of Chapter 119 by investigative authorities who desire to employ wiretaps and other electronic devices the chapter contains its own “exclusionary rule,” 18 U.S.C. § 2515, which provides:

Whenever any wire or oral communication has been intercepted, no part of the contents of such communication and no evidence derived therefrom may be received in evidence in any trial, hearing, or other proceeding in or before any court, grand jury, department, officer, agency, regulatory body, legislative committee, or other authority of the United States, a State, or a political subdivision thereof if the disclosure of that information would be in violation of this chapter.

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In the Matter of Alphonse Persico, 491 F.2d 1156, 1974 U.S. App. LEXIS 10011 (2d Cir. 1974).

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