In the Interest of Doe

918 P.2d 254, 81 Haw. 447
Hawaii Intermediate Court of Appeals·Decided June 5, 1996·No. 16195·Published·Cited by 4 cases

Opinion

WATANABE, Judge.

Minor-Appellant John Doe (Defendant) appeals from the April 24, 1992 judgment of the Family Court of the First Circuit, convicting him of second degree sexual assault of a mentally defective person.

We conclude that the family court erred when it (1) held that the State of Hawai'i (the State) did not have to prove beyond a reasonable doubt that Defendant knew that the complaining •witness (Complaining Witness) was mentally defective; and (2) erroneously prohibited defense counsel from cross-examining (a) the State’s expert psychologist regarding information he had relied upon in rendering his opinion that Complaining Witness was mentally defective, and (b) Complaining Witness about her use of birth control pills to prevent pregnancy. Accordingly, *450 we vacate the judgment and remand for a new trial.

BACKGROUND

As a result of an incident which occurred on the evening of February 24, 1991, Defendant, a thirteen-year-old male, was charged with “knowingly subjecting] to sexual penetration [Complaining Witness], who is mentally defective, mentally incapacitated or physically helpless, by inserting his penis into her vagina, thereby committing the offense of Sexual Assault in the Second Degree in violation of Section 707-781(1) of the Hawaii [Hawai'i1 Revised Statutes.”

The evidence at trial revealed that at the time of the alleged offense, Complaining Witness was a nineteen-year-old female who had graduated from Kahuku High School the previous year. She worked at the Kaneohe Goodwill Store, color-coding clothes for sale, and had recently moved back to Hau'ula to live with her father and stepmother (Stepmother). She had known Defendant since she was in high school.

On the evening in question, Complaining Witness and Defendant both visited the home of a neighbor, Clayton Domingues, also known as “Sonya” (Domingues). Domingues testified that shortly after Defendant arrived at her home, she saw Defendant and Complaining Witness enter her bedroom. Do-mingues immediately told them to get out because she didn’t “allow anybody in [her] bedroom.” Defendant and Complaining Witness then walked out of Domingues’s house.

According to Domingues, Defendant and Complaining Witness re-entered Do-mingues’s house about fifteen to thirty minutes later, and Defendant stated that he had to go home. Domingues testified that Complaining'Witness, who was “mentally retarded” and “slow,” appeared “normal” at the time and was not acting differently from earlier that evening. “She just came in, asked for another cigarette, and we started talking, you know. That’s about it.” Complaining Witness remained at Domingues’s house for another half hour, smoking and talking with Domingues, before leaving to return home.

Stepmother testified that after Complaining Witness returned home, “[s]he was sitting up on the end of her bed shaking and also cryingU” had “her knees together with her hands between her knees[,]” and “was just scared.” Complaining Witness also had blood stains on her panties. The next day, Stepmother contacted the police and took Complaining Witness to the Kapiolani Sex Abuse Treatment Center (Kapiolani), where Complaining Witness was examined by Dr. Wayne Lee (Dr. Lee), a specialist in the examination of sexual assault victims.

At Kapiolani, Complaining Witness complained of “pain inside of her vagina[,]” “bleeding from her vagina[,]” and “headaches[.]” Dr. Lee’s examination revealed a recent tear of Complaining Witness’s hymen, which Complaining Witness explained was the result of Defendant having placed his penis in her vagina.

Defendant was subsequently charged with committing the offense of sexual assault in the second degree.

PROCEDURAL HISTORY

Prior to trial, Defendant filed a Hawai'i Rules of Evidence (HRE) Rule 412 (1985) 1 *451 “Motion to Allow Evidence of Alleged Victim’s Sexual Behavior.” In an affidavit attached to the motion, defense counsel stated that he had just learned that Complaining Witness may be involved in a relationship with a forty-year-old man and “[t]his information, if true, bears directly on the issues before this court, i.e., whether the [Complaining Witness] suffers from a disease, disorder or defect which renders her incapable of appraising the nature of her conduct.”

The family court denied the motion, finding “no relevance as to whether or not the [Complaining Witness] was mentally incompetent or to what that level of mental competence was at the time of the offense.... ”

Trial commenced on April 23, 1992, and the first witness called to the stand was Dr. Thomas P. Loomis (Dr. Loomis), a licensed clinical psychologist who had been retained by the State to assess Complaining Witness’s intellectual level, as well as her capacity to consent to sexual relations. Dr. Loomis testified that, based upon his examination of Complaining Witness, he believed that Complaining Witness was “mentally defective.” Dr. Loomis stated that he tested Complaining Witness six months after the alleged incident and, at that time, Complaining Witness had a full-scale intelligence quotient (I.Q.) of approximately sixty, an indication that Complaining Witness was “mildly retarded.” Dr. Loomis was of the opinion that Complaining Witness functioned at the “mental age of approximately eleven[,]” and that, although her short-term memory was one of her stronger skills and she could perform simple repetitive tasks, such as dressing and feeding herself, her abstract thinking skills were extremely poor and she had “extreme deficits in her ability to see the similarities between things and ideas and categorize [them] into logical groups.”

According to Dr. Loomis, Complaining Witness was able to describe what sexual intercourse is and knew that a woman could become pregnant or get “herpes” or “AIDS” from engaging , in sexual intercourse. She also knew that a woman could prevent pregnancy “by taking the pills.” Dr. Loomis stated, however, that Complaining Witness had “an incomplete understanding of the ... consequences of sexual conduct!,]” as well as “a poor understanding of people’s motivations!,]” did not understand the dangers involved in having sexual relations or “how to protect herself from those dangers,” and was “particularly poor” at predicting consequences. Dr. Loomis also testified that he had not discussed with Complaining Witness the moral implications of sexual intercourse, the concept of marriage, or societal views towards sexual intercourse outside of marriage.

On cross-examination, Dr. Loomis indicated that his opinion that Complaining Witness *452 was not able to understand the consequences of her sexual behavior was based partly upon his discussions with Complaining Witness about her past sexual behavior. Defense counsel then attempted to probe Dr. Loomis about the information which the doctor had relied upon in arriving at his opinion. However, the family court sustained the State’s objection that since Dr. Loomis had only been “called to make and render an opinion as to [Complaining Witness’s] I.Q. level as well as for the specifics with regards to her ability to apprise [sic] sexual conduct,” no foundation had been laid for the receipt of such evidence.

Dr.

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In the Interest of Doe, 918 P.2d 254, 81 Haw. 447 (hawapp 1996).

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