In Re Warner

11 P.3d 1160, 270 Kan. 119, 2000 Kan. LEXIS 824
CourtSupreme Court of Kansas
DecidedOctober 27, 2000
Docket84,430
StatusPublished
Cited by2 cases

This text of 11 P.3d 1160 (In Re Warner) is published on Counsel Stack Legal Research, covering Supreme Court of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Warner, 11 P.3d 1160, 270 Kan. 119, 2000 Kan. LEXIS 824 (kan 2000).

Opinions

Per Curiam:

This is an original proceeding in discipline filed by the office of the Disciplinary Administrator against Alan G. Warner, an attorney who has been admitted to practice law in Kansas. Respondent, now a resident of Hawaii, was practicing law in Topeka at the time of the occurrences giving rise to the filing of the complaint herein.

The hearing panel concluded respondent had violated:

1. KRPC 1.5(d) (1999 Kan. Ct. R. Annot. 312) (fees) in failing to have the contingent fee agreement in writing, in failing to provide a written statement of outcome to the client, and in failing to provide the client with an accounting of fees and expenses;

2. KRPC 1.15 (1999 Kan. Ct. R. Annot. 342) (safekeeping property) in failing to make prompt delivery of funds to a third party; and

3. KRPC 8.4(c) (1999 Kan. Ct. R. Annot. 399) (misconduct) by representing he would reimburse the travel expenses of a witness and then refusing to do so.

The panel recommended a 6-month suspension from the practice of law plus other conditions set forth later in this opinion.

Although notified of the hearing date set by the panel, respondent neither appeared nor requested a continuance. Upon receipt of the Final Hearing Report, respondent filed a general exception to the panel’s findings and conclusions.

[120]*120At the hearing three witnesses testified: Peggy Deghand, the client; Jenette C. Gleason, the Deghand trial witness; and Brian Moline, the investigator of the complaint. There was, essentially, no conflict in this testimony. Respondent’s position was represented only by the answer he had filed herein wherein certain allegations were admitted and others were denied, in whole or in part. In his brief before us, respondent presents his versions of what transpired among himself, Deghand, and Gleason.

STANDARD OF REVIEW

In State v. KLassen, 207 Kan. 414, 415, 485 P.2d 1295 (1971), we explained that we have a duty in a disciplinary proceeding to examine the evidence and determine for ourselves the judgment to be entered. In State v. Zeigler, 217 Kan. 748, 755, 538 P.2d 643 (1975), this court stated that, although the report of the disciplinary hearing panel is advisory only, it will be given the same dignity as a special verdict by a jury, or the findings of a trial court, and will be adopted where amply sustained by the evidence, or where it is not against the clear weight of the evidence, or where the evidence consisted of sharply conflicting testimony. See In re Carson, 252 Kan. 399, 406, 845 P.2d 47 (1993); In re Farmer, 242 Kan. 296, 299, 747 P.2d 97 (1987).

VIOLATIONS OF KRPC 1.5(d)

KRPC 1.5(d) provides:

“A fee may be contingent on the outcome of die matter for which the service is rendered, except in a matter in which a contingent fee is prohibited by paragraph (f) or other law. A contingent fee agreement shall be in writing and shall state die mediod by which the fee is to be determined, including the percentage or percentages that shall accrue to the lawyer in the event of settlement, trial or appeal, and die litigation and other expenses to be deducted from the recovery. All such expenses shall be deducted before the contingent fee is calculated. Upon conclusion of a contingent fee matter, the lawyer shall provide the client with a written statement stating the outcome of die matter and, if diere is a recovery, showing the client’s share and amount and die mediod of its determination. The statement shall advise die client of the right to have the fee reviewed as provided in subsection (e).”

[121]*121The panel found respondent’s conduct violated three different provisions of 1.5(d). It is undisputed that Deghand retained respondent (and his attorney-wife) in 1993 to represent her in a civil action against her former employer. The panel found that, in violation of 1.5(d), there was no written contract of employment. This finding is clearly supported by the evidence.

The panel found that an additional violation occurred when respondent failed to provide the client with a written statement of the outcome of the case. This is true, but it is also clear that the case was lost in open court where both respondent and the client were present. Under this circumstance, it would be overly technical to penalize the lack of a written statement of the trial results. For the third violation, the panel noted respondent had failed to provide the client with a written “accounting of fees and expenses.” There is no showing the client was charged for expenses. The rule provides that “if there is recovery,” a written statement showing how the client’s share was determined is to be provided. Here, there was no recoveiy.

We find the evidence supports the violation of this rule only as to the lack of a written contingency fee contract.

VIOLATIONS OF KRPC 1.15

KRPC 1.15 provides in pertinent part:

“Upon receiving funds or other property in which a client or third person has an interest, a lawyer shall promptly notify die client or diird person. Except as stated in diis Rule or otherwise permitted by law or by agreement with the client, a lawyer shall promptly deliver to the client or diird person any funds or other property that the client or third person is entitled to receive and, upon request by the client or third person, shall promptly render a full accounting regarding such property.”

Respondent and the client desired to call Gleason as a witness in the civil trial. She was living in Nevada at the time. The client paid respondent $500. She testified this was a partial advance payment for Gleason’s travel expenses. Gleason testified respondent advised her he would reimburse her for her travel expenses. The witness came back to Topeka and testified at trial.

[122]*122Respondent applied the $500 to other expenses in the case and denied in his answer receipt of same was for the payment of Gleason’s travel expenses. Respondent argues Gleason came to Topeka only to visit her injured son. The evidence before the panel clearly supports its finding that the money was delivered to respondent by the client for payment to Gleason.

The panel’s finding of a violation of KRPC 1.15 is supported by the evidence.

VIOLATIONS OF KRPC 8.4(c)

KRPC 8.4(c) provides: “It is professional misconduct for a lawyer to . . . engage in conduct involving dishonesty, fraud, deceit or misrepresentation. ”

The evidence supports the panel’s finding that respondent advised Gleason that if she would return to Kansas for the trial, he would reimburse her expenses. She fulfilled her part of the agreement, but the respondent refused to reimburse her for her travel expenses. We find a violation of this rule is supported by the evidence.

DISCIPLINE

The panel noted that respondent had no prior disciplinary proceedings. It further noted that while respondent’s actions caused no harm to the client, the witness was harmed by respondent’s actions.

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Related

In re Warner
806 A.2d 1223 (District of Columbia Court of Appeals, 2002)
In Re Warner
11 P.3d 1160 (Supreme Court of Kansas, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
11 P.3d 1160, 270 Kan. 119, 2000 Kan. LEXIS 824, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-warner-kan-2000.