In re Warner Family Trust

CourtNebraska Court of Appeals
DecidedOctober 15, 2019
DocketA-18-033
StatusPublished

This text of In re Warner Family Trust (In re Warner Family Trust) is published on Counsel Stack Legal Research, covering Nebraska Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Warner Family Trust, (Neb. Ct. App. 2019).

Opinion

IN THE NEBRASKA COURT OF APPEALS

MEMORANDUM OPINION AND JUDGMENT ON APPEAL (Memorandum Web Opinion)

IN RE WARNER FAMILY TRUST

NOTICE: THIS OPINION IS NOT DESIGNATED FOR PERMANENT PUBLICATION AND MAY NOT BE CITED EXCEPT AS PROVIDED BY NEB. CT. R. APP. P. § 2-102(E).

IN RE WARNER FAMILY TRUST.

JOSEPH R. WARNER, APPELLANT, ANDPHILIP E. WARNER, APPELLEE AND CROSS-APPELLANT,

V.

BARBARA J. WARNER, APPELLEE AND CROSS-APPELLEE.

Filed October 15, 2019. No. A-18-033.

Appeal from the County Court for Sarpy County: ROBERT C. WESTER, Judge. Affirmed. Joseph R. Warner, pro se. Philip E. Warner, pro se. Charles E. Dorwart and Thomas C. Dorwart, of Govier, Katskee, Suing & Maxell, P.C., L.L.O., for appellee Barbara J. Warner.

BISHOP, ARTERBURN, and WELCH, Judges. BISHOP, Judge. INTRODUCTION This dispute among Joseph R. Warner and Philip E. Warner (collectively, the brothers) and their sister, Barbara J. Warner, relates to “The Warner Family Trust” (Family Trust). The brothers appeal from the order of the county court for Sarpy County denying their motions for attorney fees and costs. We affirm.

-1- BACKGROUND In 2002, Edmund G. Warner and Josephine P. Warner executed the Family Trust to benefit themselves, their children (Joseph, Philip, and Barbara), and their grandchildren. A “Revocation of Trust” (Revocation) dated February 15, 2011, was signed by Edmund on his own behalf and on Josephine’s behalf (by power of attorney). In January 2012, Edmund executed a will that established a testamentary trust for Josephine’s benefit. Edmund died in February, and according to exhibit 20, the county court took jurisdiction of Edmund’s estate and appointed a special administrator on May 23. In June, Pinnacle Bank of Papillion (Pinnacle Bank) initiated an interpleader action in the Sarpy County District Court, alleging that Edmund and Josephine, as trustees of the Family Trust, had opened two accounts with Pinnacle Bank and deposited certain amounts into those accounts. The bank noted that Edmund had died and that the county court for Sarpy County had found Josephine to be incapacitated. The bank stated it had received the purported Revocation of the Family Trust and it sought to deposit $307,570.97 plus accrued interest into the district court, to be discharged of all claims, and to be dismissed from the case. Josephine died in October. In February 2013, Barbara filed to register the Family Trust in the county court along with a petition requesting a determination of (1) whether the trust was valid; (2) whether the Revocation was valid; and (3) the proper distribution of funds held by Bank of America on behalf of the trust, funds held by “USAA” Bank on behalf of the “Warner Family Administrative Trust dated October 16, 2012,” and funds held in the name of the trust at the time of Edmund’s death that were in custody of the district court in the interpleader action. Later in February 2013, Joseph, pro se, submitted several filings in which he alleged that the Revocation unambiguously revoked the trust and that the county court lacked jurisdiction of the matter. Despite that position, on March 7, Joseph, pro se, filed a motion asking for removal of Barbara as successor cotrustee of the Family Trust. After a hearing before the county court in March 2013, at which the brothers were represented by the same counsel, the county court entered an order on April 29. It concluded the issue of whether the trust was valid was being litigated in the district court and the county court declined to take jurisdiction of the matter “w/o prejudice” to a future request “should the [d]istrict [c]ourt matter be resolved as dismissed.” On October 22, the district court handling the interpleader action issued a summary judgment order upon advisement that all interested parties had reached an agreement. The district court found the trust had been revoked and it ordered that all funds held by the clerk of the district court were to be deposited with the county court for the estate of Josephine. On November 1, 2013, the brothers, via the same attorney, filed a motion to dismiss the county court case regarding the Family Trust as Joseph and Barbara had agreed in “open court on October 8” that the trust had been revoked and funds in the trust were to be paid into Josephine’s estate, the district court had decided the matter, and the pending county court case was thus moot. They asked for attorney fees as Barbara “served an answer” in the district court action admitting that the Revocation was valid and the trust was revoked. On December 6, a hearing took place on that motion. The entirety of the hearing as it relates to the request for attorney fees follows:

-2- [BROTHERS’ COUNSEL]: The other issue that I think we need to get to is, with regard to the trust, I filed a motion to dismiss that proceeding on the basis that it’s now moot since the [d]istrict [c]ourt has entered its order. THE COURT: I can’t remember. What did -- did the [d]istrict [c]ourt -- [BROTHERS’ COUNSEL]: The [d]istrict [c]ourt found that the trust had been revoked and I believe ordered the funds paid into this [c]ourt. THE COURT: Okay. Was that by stipulation? [BROTHERS’ COUNSEL]: Yes. THE COURT: Okay. Do you have any problem with that? I don’t know that I’ll -- do you want me to dismiss that action or can we just let it hang? [BROTHERS’ COUNSEL]: Well, I see no reason to keep it on the [c]ourt’s records. THE COURT: [Barbara’s counsel]? [BARBARA’S COUNSEL]: Well, for the [d]istrict [c]ourt, I just have to counter the fact that the wording that was used. It was a stipulation that the order should be entered and that the matter be dismissed, that the trust is revoked, and that the money be paid over here. That was what was done. It’s not that the [district] [c]ourt made a specific finding of that. It was what we stipulated to. I don’t really have any great problem with the trust being -- trust administration or registration file being opened or closed. THE COURT: I’ll take that under advisement then.

Based on the record before us, the county court never announced a decision or issued an order upon the motion to dismiss. In March 2014, Joseph, pro se, filed a motion to compel the court to resolve his motion to remove Barbara as successor cotrustee of the Family Trust that he filed the prior year and he filed a “[c]ertificate” in support of that motion. On April 2, the county court entered an order granting Joseph’s counsel leave to withdraw as Joseph’s counsel. Proceedings thereafter consist of numerous filings by Joseph, pro se, and to a lesser extent, Philip, through counsel. We note the following miscellaneous motions of Joseph, pro se: motion to recuse judge and supporting “[c]ertificate,” motion to compel court to resolve prior motions to remove Barbara as successor cotrustee of the trust and to remove Barbara as trustee with supporting “[c]ertificate” (filed 2014); objection to applications (filed 2015); and an objection to closure of case and motion to alter and/or amend order and/or for alternative relief (filed 2017). The record has various motions filed by Philip, through counsel: two motions to remove and replace trustee (filed 2015) and a motion to alter or amend and motion to continue hearing (filed 2017). Some of the above-noted motions were also filed in one or both of the pending estate cases for Josephine and Edmund; hearings often included discussion involving more than one of the pending cases. On February 2, 2017, the county court scheduled a hearing for February 10, on which day the court ordered the Family Trust case closed. Upon requests of each brother, the case was reopened in April.

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Bluebook (online)
In re Warner Family Trust, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-warner-family-trust-nebctapp-2019.