In Re Victor R. Marshall (II)

CourtNew Mexico Supreme Court
DecidedMarch 16, 2023
StatusUnpublished

This text of In Re Victor R. Marshall (II) (In Re Victor R. Marshall (II)) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Victor R. Marshall (II), (N.M. 2023).

Opinion

The slip opinion is the first version of an opinion released by the Chief Clerk of the Supreme Court. Once an opinion is selected for publication by the Court, it is assigned a vendor-neutral citation by the Chief Clerk for compliance with Rule 23- 112 NMRA, authenticated and formally published. The slip opinion may contain deviations from the formal authenticated opinion.

1 IN THE SUPREME COURT OF THE STATE OF NEW MEXICO

2 Opinion Number: __________________

3 Filing Date: March 16, 2023

4 NO. S-1-SC-37698

5 IN THE MATTER OF 6 VICTOR R. MARSHALL, 7 An Attorney Suspended from 8 the Practice of Law in the 9 Courts of the State of 10 New Mexico

11 Anne L. Taylor, Chief Disciplinary Counsel 12 Jane Gagne, Assistant Disciplinary Counsel 13 Albuquerque, NM 14 for the New Mexico Disciplinary Board

15 The Baker Law Group 16 Jeffrey L. Baker 17 Renni Zifferblatt 18 Albuquerque, NM 19 for Respondent 1 OPINION

2 PER CURIAM.

3 I. INTRODUCTION

4 {1} This Court suspended Respondent Victor Marshall indefinitely from the

5 practice of law in New Mexico in accordance with Rule 17-206(A)(3) NMRA

6 following his violations of Rules 16-301 NMRA, 16-802 NMRA, and 16-804(D)

7 NMRA. The Disciplinary Counsel of the New Mexico Supreme Court alleged that

8 Marshall did not abide by this Court’s order and Rule 17-212 NMRA, prompting a

9 Show Cause Hearing. During the hearing and in his briefing, Marshall did not

10 contest Disciplinary Counsel’s allegations, and his behavior during the Show Cause

11 Hearing violated the standards of conduct before the Court. As a result, we held him

12 in contempt both for the allegations against him brought by Disciplinary Counsel

13 and for his behavior before this Court during the Show Cause Hearing. Consistent

14 with our order of January 13, 2022, a precedential opinion filed with this opinion

15 documents our analysis and the corresponding disposition concerning Disciplinary

16 Council’s allegations against Marshall. See In re Victor R. Marshall (Marshall I),

17 2023-NMSC-___, ___ P.3d ___, (S-1-SC-37698, Mar. 13, 2023).

18 {2} One of the obligations imposed on Marshall by this Court due to his actions

19 was to pay a $2,000 fine to the State Bar of New Mexico Client Protection Fund. 1 Today, we write here to explain our contempt ruling and to revisit our precedent

2 setting a $1,000 limit to fines imposed for contempt. See Seven Rivers Farm, Inc. v.

3 Reynolds, 1973-NMSC-039, ¶ 42, 84 N.M. 789, 508 P.2d 1276. We analyze our

4 state’s precedent, statutes, and relevant constitutional provisions to determine that

5 this limit no longer applies.

6 II. BACKGROUND

7 A. Factual Background

8 {3} Marshall originally appeared before this Court after the Disciplinary Board’s

9 hearing panel adopted the hearing committee’s conclusions that Marshall violated

10 Rules 16-301, 16-802, and 16-804(D) by making unsubstantiated statements about

11 Judge James Wechsler in public pleadings. See Marshall I, 2023-NMSC-___, ¶¶ 8-

12 9, ___ P.3d ___. After hearing the matter, we concluded Marshall had in fact made

13 the unsubstantiated statements about Judge Weschler, and accordingly we suspended

14 Marshall, for no less than one year but indefinitely, from practicing law. Due to his

15 suspension, Marshall was required to comply with Rule 17-212. Rule 17-212(A) and

16 (B) require that the suspended lawyer send letters to the lawyer’s clients, relevant

17 courts, and opposing counsel informing them of the lawyer’s suspension. Rule 17-

18 212(A) and (B) further require that the suspended lawyer’s letters be on a form

19 prescribed or approved by Disciplinary Counsel. Rule 17-212(C) prohibits

2 1 suspended lawyers from engaging in the practice of law. Finally, Rule 17-212(D)

2 mandates that a suspended lawyer must file an affidavit of compliance with the New

3 Mexico Supreme Court within ten days after the effective date of suspension.

4 {4} Marshall submitted an affidavit in an attempt to establish his compliance.

5 However, Disciplinary Counsel found that the affidavit was deficient as follows: (1)

6 the notices to the courts were not on the form prescribed by Disciplinary Counsel,

7 (2) the affidavit contained no copies of letters to clients, and (3) the affidavit

8 contained no copies of letters to opposing counsel. The notices asked the lower

9 courts to stay proceedings, which, according to Disciplinary Counsel, “constitutes

10 the practice of law, in direct violation of this Court’s January 13, 2022, order

11 suspending [Marshall] from the practice of law.” Accordingly, Disciplinary Counsel

12 filed a motion requesting this Court to enter an order for Marshall to show cause as

13 to why he should not be held in contempt of Court for failing to comply with Rule

14 17-212.

15 {5} In responding to this Court’s April 18, 2022, order to show cause, Marshall

16 filed the response himself rather than through his counsel and did not contest the

17 facts alleged by Disciplinary Counsel. Instead, Marshall argued that Disciplinary

18 Counsel’s motion was unconstitutional, that Disciplinary Counsel’s motion was

19 factually and legally deficient, and that his own actions were warranted because he

3 1 had an obligation to protect his clients. This Court scheduled a hearing on the matter

2 for May 25, 2022.

3 {6} Disciplinary Counsel attended the hearing in person, and Marshall and his

4 attorney Jeffrey Baker appeared at the hearing through video. The Court began the

5 hearing by asking Baker to clarify his role in the proceedings. Confusion existed

6 because Baker continued to represent Marshall, Baker attended the hearing and had

7 not withdrawn as counsel, and yet Marshall purportedly acting pro se had filed

8 multiple pleadings with the Court. Baker indicated that he still represented Marshall

9 and that Marshall submitted pleadings to the Court because Marshall was “in the

10 best position to be able to tell the Court what he did, when he did it, [and] why he

11 did it” due to his personal knowledge of the situation. The Court informed Baker

12 that one cannot be pro se and represented by counsel at the same time because the

13 positions are incongruous. The Court further inquired as to whether Baker planned

14 to advocate for his client during the hearing. Baker stated that he intended for his

15 role during the hearing to be limited and intended to ask the Court for permission for

16 Marshall to address the Court.

17 {7} The Court informed Marshall that he could present to the Court; however,

18 because Marshall was not a licensed attorney at the time of the hearing, he would be

19 required to make his presentation under oath. Marshall asked to confer with his

4 1 attorney and stated that the requirement was a “curveball” to his plan to present that

2 day. The Court allowed a brief conference. Once the Court was back in session,

3 Baker indicated that Marshall wanted to address the Court. The following exchange

4 then occurred between Marshall and Chief Justice C. Shannon Bacon.

5 MARSHALL: As we notified the Court Clerk earlier this week, I am 6 the one who is going to be presenting. We received no objection from 7 anyone. So, of course, I am prepared to address the Court’s questions. 8 Mr. Baker is not.

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Concha v. Sanchez
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State Ex Rel. Bliss v. Greenwood
315 P.2d 223 (New Mexico Supreme Court, 1957)
State v. Pothier
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Seven Rivers Farm, Inc. v. Reynolds
508 P.2d 1276 (New Mexico Supreme Court, 1973)
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261 P.2d 655 (New Mexico Supreme Court, 1953)
In re Salazar
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In Re Victor R. Marshall (II), Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-victor-r-marshall-ii-nm-2023.