In Re: v. Pearson

Court of Appeals for the First Circuit·Decided March 16, 1993·No. 92-2158·Published

Opinion

March 16, 1993

UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT

No. 92-2158

IN RE DONALD PEARSON, ET AL.,

Petitioners.

ON PETITION FOR WRIT OF MANDAMUS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS

[Hon. A. David Mazzone, U.S. District Judge]

Before

Breyer, Chief Judge,

Aldrich, Senior Circuit Judge,

and Selya, Circuit Judge.

David R. Geiger, with whom Joseph D. Halpern, Michele A.

Whitham, Sarah Burgess Reed, and Foley, Hoag & Eliot were on

brief, for petitioners. William L. Pardee, Assistant Attorney General, with whom

Scott Harshbarger, Attorney General, was on brief, for

respondents.

SELYA, Circuit Judge. Petitioners seek a writ of SELYA, Circuit Judge.

mandamus which, if granted, will halt the district court's

nascent efforts to probe the continuing need for, or the possible

modification of, consent decrees affecting the operation of a

state institution, the Massachusetts Treatment Center for

Sexually Dangerous Persons (the Treatment Center). Because

petitioners cannot satisfy the strict prerequisites for

extraordinary relief by way of mandamus, we dismiss the petition.

I. BACKGROUND

The United States District Court for the District of

Massachusetts has been involved with the Treatment Center for

more than two decades. In 1974, the district court entered a

consent decree and supplemental consent decree in the case of

King v. Greenblatt.1 The decrees placed the Treatment Center

under the primary authority of the Massachusetts Department of

Mental Health and obligated the department to operate the

facility in accordance with certain standards. The district

court specifically retained the right to amend the King decrees

in the future.

Although the original plaintiff, King, soon left the

Treatment Center, other residents took up the cudgels. Over

time, inmates brought a variety of suits to enforce the decrees.

1King, an individual confined at the Treatment Center, brought suit, inter alia, to reform certain institutional

policies and practices. Relevant portions of the original and supplemental consent decrees are set forth as appendices in two earlier decisions of this court. See Pearson v. Fair, 935 F.2d

401, 416-19 (1st Cir. 1991); Langton v. Johnston, 928 F.2d 1206,

1227-28 (1st Cir. 1991).

The stream of litigation occasionally overflowed the district

court. See, e.g., Pearson v. Fair, 935 F.2d 401 (1st Cir. 1991)

(Pearson II); Langton v. Johnston, 928 F.2d 1206 (1st Cir. 1991);

Pearson v. Fair, 808 F.2d 163 (1st Cir. 1986) (per curiam)

(Pearson I). The petitioners, all of whom were originally

inmates of the Treatment Center and at least one of whom still

resides there, have been at the eye of the storm. In the early

1980s, they brought an action to enforce the King decrees, see

Pearson I, 808 F.2d at 165, and subsequently survived the

Commonwealth's challenge to their alleged lack of standing. See

Pearson II, 935 F.2d at 404 n.4. Moreover, in 1988, the

petitioners intervened in the King case and fended off the

Commonwealth's motion to vacate the judgment therein.

The continuing saga of the federal courts' involvement

with the Treatment Center took a new turn in 1992 when the

district court, acting on its own initiative and without

providing advance notice, appointed a special master to analyze

"the impact of existing and pending legislation on the consent

decrees" and on "the operation of the Treatment Center"; to study

all unresolved claims alleging violations of the consent decrees;

and to advise the court concerning the Treatment Center's

operation and the continued viability of the King decrees.2

The petitioners learned of this initiative after the

fact. They did not take kindly to it. When the district court

2The district court's order is reproduced in the appendix. We omit therefrom the master's curriculum vitae.

refused to alter its stance, the petitioners headed for the court

of appeals. In this forum, they ask for mandamus, asserting that

the lower court lacked jurisdiction to appoint a master because

King was dead, juridically if not literally, and because neither

side was currently seeking, or had recently sought, modification

of the King decrees. Petitioners also assert a host of other

challenges to the entry of the order and to its scope.

II. THE USES OF MANDAMUS

Congress has authorized the federal courts to issue

prerogative writs which are "necessary or appropriate in aid of

their respective jurisdictions." 28 U.S.C. 1651(a) (1988). As

the Court recently reminded us, a traditional use of prerogative

writs has been to confine inferior courts to the lawful exercise

of their prescribed jurisdiction or compel them to exercise their

authority when duty demands. See Mallard v. United States Dist.

Court, 490 U.S. 296, 308 (1989) (quoting Roche v. Evaporated Milk

Ass'n, 319 U.S. 21, 26 (1943)). This use is customarily

accomplished by means of mandamus or prohibition (terms which we

employ interchangeably in this opinion). Such writs afford a

mechanism for immediate correction of acts or omissions amounting

to an "usurpation of power." De Beers Consolid. Mines, Ltd. v.

United States, 325 U.S. 212, 217 (1945).

Prerogative writs are drastic remedies which have the

potential, if overexercised, "to spawn piecemeal litigation and

disrupt the orderly processes of the justice system." In re

Recticel Foam Corp., 859 F.2d 1000, 1005 (1st Cir. 1988). Thus,

mandamus must be used sparingly and only in extraordinary

situations. See Allied Chem. Corp. v. Daiflon, Inc., 449 U.S.

33, 34 (1980) (per curiam); Will v. United States, 389 U.S. 90,

107 (1967); In re Insurers Syndicate, 864 F.2d 208, 211 (1st Cir.

1988); see also Boreri v. Fiat S.p.A., 763 F.2d 17, 26 (1st Cir.

1985) (warning that the writ's "currency is not profligately to

be spent").

To ensure that the writ's use is appropriately

rationed, we have, for the most part,3 insisted that a writ-

seeker limn "some special risk of irreparable harm," together

with "clear entitlement to the relief requested." Recticel, 859

F.2d at 1005; accord In re Bushkin Assocs., Inc., 864 F.2d 241,

243 (1st Cir. 1989); In re Justices of the Supreme Court of

Puerto Rico, 695 F.2d 17, 20 (1st Cir. 1982).4 On the former

prong, the petitioner "must ordinarily demonstrate that something

3We qualify our statement because there are infrequent cases in which the usual requirements may be relaxed. See, e.g., In re

Justices of the Supreme Court of Puerto Rico, 695 F.2d 17, 25

(1st Cir. 1982); see also In re Ellsberg, 446 F.2d 954, 956-57

(1st Cir. 1971).

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