In Re Tilley

905 So. 2d 1074, 2005 WL 1607005
CourtSupreme Court of Louisiana
DecidedJune 24, 2005
Docket2005-B-0338
StatusPublished

This text of 905 So. 2d 1074 (In Re Tilley) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Tilley, 905 So. 2d 1074, 2005 WL 1607005 (La. 2005).

Opinion

905 So.2d 1074 (2005)

In re Duke Ellington TILLEY, Jr.

No. 2005-B-0338.

Supreme Court of Louisiana.

June 24, 2005.

*1076 ATTORNEY DISCIPLINARY PROCEEDINGS

PER CURIAM.

This disciplinary matter arises from formal charges filed by the Office of Disciplinary Counsel ("ODC") against respondent, Duke Ellington Tilley, Jr., a disbarred attorney.

PRIOR DISCIPLINARY HISTORY

Before we address the current charges, we find it helpful to review respondent's prior disciplinary history. Respondent was admitted to the practice of law in Louisiana in 1992. In 1998, he was disciplined for the first time, in the form of an admonition by the disciplinary board, for neglecting a legal matter and failing to cooperate with the ODC in its investigation. In 2000, respondent was publicly reprimanded for failing to promptly return an unearned fee and failing to cooperate with the ODC in its investigation.

On February 1, 2001 and April 10, 2001, respondent and the ODC filed joint petitions for consent discipline with the disciplinary board. The petitions proposed that respondent be disbarred for numerous instances of serious professional misconduct, including neglecting legal matters, failing to communicate with clients, charging an excessive fee, failing to provide an accounting and refund unearned fees, engaging in prohibited conflicts of interest, converting client funds to his own use, engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation, engaging in conduct prejudicial to the administration of justice, and failing to cooperate with the ODC in its investigation. The two petitions for consent discipline were consolidated by the board, which recommended the proposed discipline be accepted. On April 26, 2002, we accepted the petitions for consent discipline and disbarred respondent. In re: Tilley, 01-2454 (La.4/26/02), 814 So.2d 1289 ("Tilley I").

FORMAL CHARGES

Count I

Respondent was ordered to appear in the Baton Rouge City Court on October 31, 2001 to answer a judgment debtor rule filed against him as a defendant in a civil case. Respondent was not in the courtroom when the case was called because he was handling a criminal matter for a client, and a bench warrant was issued for his arrest. Shortly after the plaintiff's attorney left, respondent arrived for the rule and addressed the presiding judge, Judge Suzan Ponder, from the audience. Judge Ponder called the plaintiff's attorney, who informed her he would return to the courtroom immediately. As a result, Judge Ponder requested that respondent have a seat and wait. Respondent requested Judge Ponder's permission to go to the criminal court (where his clients' matters were pending) and inform that court that he needed to attend to his judgment debtor rule. Judge Ponder denied this request and directed respondent to remain in her courtroom. Nonetheless, respondent left the courtroom, informing the bailiff that he would "be right back." Shortly thereafter, the plaintiff's attorney returned to the courtroom. After approximately fifteen minutes, respondent returned to the courtroom and the plaintiff's attorney was able *1077 to conduct the judgment debtor examination.

In November 2001, Judge Ponder filed a disciplinary complaint against respondent for his failure to obey the court's orders.[1] In response to the complaint, respondent indicated he felt Judge Ponder's conduct was "an abuse of her discretion and not within the proper decorum that a judge should exhibit against another officer of the court."

The ODC alleged that respondent's conduct constituted a violation of Rules 3.4(c) (knowing disobedience of an obligation under the rules of a tribunal) and 8.4(d) (engaging in conduct prejudicial to the administration of justice) of the Rules of Professional Conduct.

Count II

In April 2000, James and Valerie Favorite retained respondent to represent their son in a criminal matter. Mr. Favorite signed a contract of employment in which he agreed to pay a flat fee of $10,000 plus expenses if the case was resolved without a trial and $15,000 if it went to trial. Thereafter, the Favorites paid respondent a total of $10,000 in three installments. Approximately six months later, before the conclusion of the criminal case, the Favorites terminated respondent and hired another attorney. Their new attorney requested a copy of respondent's file, an accounting, and a refund of unearned fees. Respondent failed to provide an accounting or refund any unearned fees, and he declined to participate in the Louisiana State Bar Association's Alternative Fee Dispute Resolution program.

In May 2002, the Favorites filed a disciplinary complaint against respondent, alleging the following: (1) he took their money but did no work on the case, (2) he failed to communicate with their son regarding his case, (3) he failed to provide them with status updates, and (4) he failed to hire an investigator pursuant to their requests.

In response to the complaint, respondent asserted that he had earned the entire $10,000 fee by the time he was terminated because he had spent more than 120 hours working on the case. He also stated that the Favorites had no legitimate reason to change attorneys. Respondent explained that he (1) filed a motion for and was granted a preliminary examination, (2) filed a motion to have bail set and another motion to reduce bail, eventually succeeding in getting bail reduced so the Favorites could post a bond for their son, (3) filed motions to discover the names of witnesses and read witness transcripts, (4) visited his client in jail several times and received collect calls from him, (5) visited the Favorites at their home to explain his strategy and the purpose of the motions, (6) interviewed witnesses at his office, at the jail, and at the Favorites' home, (7) filed a motion to get permission to interview the state's witnesses, and (8) conducted extensive research in preparation of several defenses for the case. Respondent further claimed that the Favorites owed him an additional $5,000 because he had been preparing for trial when he was terminated and that they should have paid him instead of posting bail for their son.

The ODC alleged that respondent's conduct constituted a violation of Rules 1.3 (failure to act with reasonable diligence and promptness in representing a client), 1.4 (failure to communicate with a client), *1078 and 1.16(d) (obligations upon termination of the representation) of the Rules of Professional Conduct.

Count III

In October 2000, Virgie Hart paid respondent $625 to handle her aunt's succession. Respondent sent letters to various banks and ascertained that the decedent's estate was worth only $656.98. After encountering other problems,[2] respondent concluded it would not be economically feasible to open a succession. Instead, respondent decided to request the $656.98 directly from the bank by presenting an original sealed copy of the decedent's will and a certified copy of her death certificate. However, respondent was disbarred in Tilley I before he was able to complete this task.[3] Respondent failed to keep Ms. Hart advised of the status of her case throughout the representation, and thereafter, failed to inform her of his disbarment.

In May 2002, Ms. Hart filed a disciplinary complaint against respondent, alleging that he neglected her legal matter and failed to communicate with her. She also stated that his office was always locked and his telephone was recently disconnected.

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Bluebook (online)
905 So. 2d 1074, 2005 WL 1607005, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-tilley-la-2005.