In re Thomas

222 B.R. 524, 1998 Bankr. LEXIS 871, 1998 WL 407380
CourtUnited States Bankruptcy Court, E.D. Virginia
DecidedMay 4, 1998
DocketBankruptcy No. 97-31249-T
StatusPublished

This text of 222 B.R. 524 (In re Thomas) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, E.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Thomas, 222 B.R. 524, 1998 Bankr. LEXIS 871, 1998 WL 407380 (Va. 1998).

Opinion

MEMORANDUM OPINION (AMENDED)

DOUGLAS O. TICE, Jr., Bankruptcy Judge.

Debtors move for reconsideration of the court’s order entered March 20, 1998, which allowed the secured proof of claim of Haverty’s Furniture. Haverty’s counsel has filed a memorandum in opposition to debtors’ motion. This opinion incorporates the court’s order of March 20,1998.

Facts

On May 12, 1997, the court entered an order confirming the debtors’ chapter 13 plan. Debtors’ plan was on the prescribed form required by Local Rule 3015-2 of the Eastern District of Virginia, and copies were mailed to all creditors. Paragraph B-4 of the plan provided for payment of Haverty’s secured claim. The plan stated that Haverty’s collateral security had a fair market value of $2,000.00 and provided for full payment of this sum with interest. To the extent that Haverty’s proof of claim exceeded $2,000.00 it was treated as unsecured. The [525]*525plan further provided for payment of “at least 5%” of unsecured claims.

In addition to the form language, Par. B-4 contained the following additional statement, set out in bold print:

In accordance with 11 U.S.C. § 506(d), any claim of lien above the value of the secured claim shall be void, and liens shall be released upon payment of the value set forth below, or the indebtedness, whichever is less, or upon discharge if no proof of claim is filed, [emphasis in original]

On June 9, 1997, Haverty’s, which had not objected to confirmation of debtors’ plan, filed a proof of claim in the total amount of $6,431.41. Of this sum the amount of $5,400.00 was claimed as secured and $1,031.41 was unsecured.

On January 8,1998, debtors filed an objection to Haverty’s claim which stated that the secured portion of the claim should not exceed $2,000.00 as was provided in the confirmed plan.

Following a hearing on the claim objection, the court entered an order on March 20, 1998, overruling debtors’ objection and scheduling a valuation hearing. Debtors’ present motion for reconsideration followed. Subsequently, the parties have stipulated that Haverty’s collateral has a value of $4,500.00.

Discussion And Conclusions

In their reconsideration motion, debtors rely upon a recent 4th Circuit decision which upholds in the context of a chapter 11 bankruptcy case the “firm and longstanding” principle that a final order of a court having jurisdiction over the subject matter cannot be collaterally attacked by a party who had proper notice of the entry of the order. See Spartan Mills v. Bank of America, Illinois, 112 F.3d 1251, 1255 (4th Cir.) cert. denied, — U.S. -, 118 S.Ct. 417, 139 L.Ed.2d 319 (1997). See also, Celotex Corp. v. Edwards, 514 U.S. 300,115 S.Ct. 1493, 131 L.Ed.2d 403 (1995). Debtors thus assert that the order of confirmation that approved Haverty’s secured claim at a value of $2,000.00 is res judicata and therefore takes precedence over Haverty’s proof of claim. See 11 U.S.C. § 1327(a).

However, the holding in Spartan Mills, which concerned the finality of a bankruptcy court order in an adversary proceeding, is not dispositive of this case. Both that case and this involve issues of notice. The principal question here is whether by virtue of notice contained in debtors’ chapter 13 plan, the claimant Haverty’s had “due process notice” of the cramdown valuation of its secured proof of claim so as to give preclusive effect to the order confirming the plan. See, Spartan Mills, 112 F.3d at 1255.

The same issue was addressed in my prior decision of In re Rodnok, 197 B.R. 232 (Bankr.E.D.Va.1996), where this court held that the debtors’ chapter 13 plan, which was in the form prescribed by our Local Rule 3015-2(A), did not contain sufficient notice to a secured creditor and therefore did not effect a “cramdown” of the secured claim at the value stated in the plan.1 Rodnok held that the order confirming the plan did not displace the secured creditor’s proof of claim, which asserted a higher collateral value than allowed in the plan. For this ruling the court relied upon Piedmont Trust Bank v. Linkous (In re Linkous), 990 F.2d 160 (4th Cir.1993), where under facts similar to those here the court of appeals ruled in the secured creditor’s favor, holding that the secured creditor was entitled to notice that is “reasonably calculated, under all the circumstances, to apprise interested parties of the pendency of the action and afford them an opportunity to present their objections.” 990 F.2d at 162.2 The court of appeals cited [526]*526Bankruptcy Code § 506(a) and Fed. R. Bankr.P. 3012 as providing the framework for valuing collateral, noting that Rule 3012 provides that the court determine the value of a secured claim “after a hearing on notice to the holder of the secured claim.” 990 F.2d at 162. Absent notice that the secured creditor’s claim was to be valued in the plan confirmation process, the court held that the value of the creditor’s proof of claim was not fixed by the plan. 990 F.2d at 163.

Thus in Rodnok, this court also held that the confirmed chapter 13 plan did not provide appropriate notice to the secured creditor of a valuation under Bankruptcy Rule 3012 and § 506(a) so as to fix the value of the claim. Following the court’s ruling in Rod-nok, the chapter 13 trustees of the Eastern District of Virginia suggested that the court consider changing the prescribed chapter 13 plan form so as to require debtors to include what would amount to appropriate “due process notice” of the valuation of secured creditors’ claims. The proposed change would provide finality on any valuation issues in the chapter 13 confirmation order and facilitate the processing and payment of claims.

The court has recently adopted local rules changes which include the proposed modification to the chapter 13 plan form. Paragraph B-3 of the revised plan form provides the following:

B-3. CREDITORS SECURED BY PROPERTY OTHER THAN REAL ESTATE-DEBTOR TO RETAIN COLLATERAL. Creditors whose claims are secured by property other than real estate whose collateral is to be retained by the debtor shall retain their liens and be paid as indicated below. Insurance will be maintained upon such collateral at the debtor’s expense, in accordance with the terms of the contract and security agreement creating such security interest.
a. To be Paid in Full Through Trustee. Creditors named below whose claims are allowed will be paid the equivalent of 100% of the present fair market value of their collateral not to exceed the balance of the obligation, in deferred cash payments. The excess of such a creditor’s claim, over and above the fair market value of its collateral, will be paid as an unsecured claim.
Creditor:

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Related

Celotex Corp. v. Edwards
514 U.S. 300 (Supreme Court, 1995)
Spartan Mills v. Bank of America Illinois
112 F.3d 1251 (Fourth Circuit, 1997)
In Re Rodnok
197 B.R. 232 (E.D. Virginia, 1996)
Piedmont Trust Bank v. Linkous (In re Linkous)
990 F.2d 160 (Fourth Circuit, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
222 B.R. 524, 1998 Bankr. LEXIS 871, 1998 WL 407380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-thomas-vaeb-1998.