In Re the Thirty-Fifth Statewide Investigating Grand Jury

112 A.3d 624, 631 Pa. 383
CourtSupreme Court of Pennsylvania
DecidedMarch 31, 2015
Docket197 MM 2014
StatusPublished
Cited by9 cases

This text of 112 A.3d 624 (In Re the Thirty-Fifth Statewide Investigating Grand Jury) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Thirty-Fifth Statewide Investigating Grand Jury, 112 A.3d 624, 631 Pa. 383 (Pa. 2015).

Opinions

OPINION ANNOUNCING THE JUDGMENT OF THE COURT

Chief Justice SAYLOR.

Through the filing of an action in quo warranto, Pennsylvania Attorney General Kathleen G. Kane has asked this Court [385]*385to quash the appointment of a special prosecutor investigating violations of grand jury secrecy requirements.

In the Spring of 2014, the supervising judge for the Thirty-Fifth Statewide Investigating Grand Jury found that there were reasonable grounds to believe that an investigation should be conducted into allegations that grand jury secrecy had been compromised. See generally 42 Pa.C.S. § 4549(b) (providing that jurors, attorneys, interpreters, stenographers, recording-device operators, or typists shall be sworn to secrecy and may disclose matters occurring before an investigating grand jury only when so directed by the court, on pain of sanctions for contempt). The supervising judge proceeded to appoint Thomas E. Carluccio, Esquire (the “Special Prosecutor”), to investigate and prosecute any illegal disclosures. The work of the Special Prosecutor culminated in a grand jury presentment recommending the filing of criminal charges against Attorney General Kane.

Attorney General Kane, represented by private counsel, commenced the instant quo warranto action in December 2014, invoking this Court’s jurisdiction under Section 721 of the Judicial Code. See 42 Pa.C.S. § 721 (investing the Supreme Court with original jurisdiction of quo warranto matters as to officers of statewide jurisdiction). See generally In re One Hundred or More Qualified Electors of the Municipality of Clairton, 546 Pa. 126, 132, 683 A.2d 283, 286 (1996) (explaining that “a quo warranto action constitutes the proper method to challenge title or right to public office”). In her initial submission, Attorney General Kane highlighted that no statute on record in the Commonwealth authorizes the appointment of a special prosecutor for an investigating grand jury. Further, she observed that the power to investigate and prosecute is reposed in the executive branch. In particular, Attorney General Kane noted that, under the Investigating Grand Jury Act,1 local district attorneys and the Attorney General or her designee are the only officials authorized to serve as an “Attorney for the Commonwealth.” 42 Pa.C.S. [386]*386§ 4542. Additionally, she explained that, per the Commonwealth Attorneys Act,2 the authority to convene and conduct statewide investigating grand juries is reposed exclusively in the elected office which she holds. See 71 P.S. § 732-206(b).

For the above reasons, Attorney General Kane asserted that the appointment by the judicial branch of a private attorney to serve as a “special prosecutor” violated the separation-of-powers doctrine. See generally Jubelirer v. Rendell, 598 Pa. 16, 41, 953 A.2d 514, 529 (2008) (explaining that this principle “forbids any branch [of government] from exercising the functions exclusively committed to another branch”). Moreover, she contended, the appointment specifically contravened this Court’s decision in Smith v. Gallagher, 408 Pa. 551, 185 A.2d 135 (1962), overruled on other grounds by In re Biester, 487 Pa. 438, 442, 409 A.2d 848, 850 (1979), which emphasized the importance of maintaining the appropriate separation of powers among branches of government and strongly disapproved the convening of a “special grand jury” and an appointment of a special prosecutor in connection with the proceedings before such entity. See, e.g., id. at 567-68, 185 A.2d at 143.

In response, the Special Prosecutor maintained that a grand jury supervising judge possesses plenary power to supervise the proceedings of the investigating grand jury and to appoint a special prosecutor where warranted. According to the Special Prosecutor, “[t]he implications for continued government corruption or serious breaches of grand jury secrecy, unabated by the review of a grand jury, such as here, are glaringly obvious.” Memorandum in Support of Answer of Special Prosecutor at 4; see also id. at 5 (“[I]t is respectfully asserted that the conflicts of interest so clearly associated with the [Office of Attorney General] conducting an investigation of itself on matters pertaining to violations of grand jury secrecy represent a position which is irresponsible.”).

In an initial opinion in support of the appointment, the supervising judge relied on In re Dauphin County Fourth [387]*387Investigating Grand Jury, 610 Pa. 296, 19 A.3d 491 (2011). There, this Court recently observed that “[t]he very power of the grand jury, and the secrecy in which it must operate, call for a strong judicial hand in supervising the proceedings” and indicated that, “[wjhen there are colorable allegations or indications that the sanctity of the grand jury process has been breached and those allegations warrant investigation, the appointment of a special prosecutor to conduct such an investigation is appropriate.” Id. at 318, 19 A.3d at 503-04. Further, the supervising judge commented:

The Supervising Judge of a Statewide Investigating Grand Jury must have inherent authority to investigate a grand jury leak, when there is a conflict of interest as there is here. Clearly, Attorney General Kane could not investigate herself. Otherwise potentially serious violations of grand jury secrecy could go unaddressed.

In re Thirty-Fifth Statewide Investigating Grand Jury, No. 2644-2012, slip op. at 4 (C.P. Montgomery Dec. 30, 2014). The supervising judge also explained that, at the time he appointed the Special Prosecutor, he informed then-Chief Justice Castille of the action and asked to be advised if he had erred or exceeded his authority. See id. at 4.

Upon consideration of these submissions, this Court granted leave to file original process and directed the parties to file supplemental briefs discussing the apparent tension between the Smith and Dauphin County decisions, as well as the legislative history surrounding the appointment of special prosecutors in Pennsylvania.

In her supplemental briefs, Attorney General Kane maintains particular emphasis on the Smith decision. She explains that, in that case, this Court had reviewed the appointment of an attorney as “special prosecutor” by a judge of the Court of Quarter Sessions of Philadelphia County, who charged him with conducting an investigation using a “special grand jury.” Smith, 408 Pa. at 556, 185 A.2d at 137. Attorney General Kane stresses the strong admonitory language employed by the Court in its disapproval of the attempt by a judicial officer to fill “an office which does not exist” under Pennsylvania law. [388]*388Id. at 556, 185 A.2d at 137; see also id. at 580,185 A.2d at 149 (“[T]here is no public office in Pennsylvania known as Special Prosecutor.”). For example, she quotes the Court’s criticism of “what can occur when the regular forms and procedure of government are not followed, and judges embark on independent ventures, sailing in ships without sails of authority, using engines devoid of constitutional power and employing a compass lacking decisional direction.”

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Bluebook (online)
112 A.3d 624, 631 Pa. 383, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-thirty-fifth-statewide-investigating-grand-jury-pa-2015.